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[Form 3/A] RiverNorth Flexible Municipal Income Fund, Inc. Amended Initial Statement of Beneficial Ownership

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
3/A
Rhea-AI Filing Summary

RiverNorth Strategic Holdings, LLC filed an amended Form 3 (Form 3/A) covering RiverNorth Flexible Municipal Income Fund, Inc. (RFM). The filing discloses direct ownership of 75,611 common shares of beneficial interest. This amendment replaces the original 26-Nov-2024 submission, which erroneously listed the market value in Box 2; the revised document now reports only the share count. No derivative securities are reported, and there is no indication of changes to control, board composition, or capital structure.

RiverNorth Strategic Holdings, LLC ha presentato un modulo Form 3 modificato (Form 3/A) relativo a RiverNorth Flexible Municipal Income Fund, Inc. (RFM). La comunicazione rivela la proprietà diretta di 75.611 azioni comuni di interesse beneficiario. Questa modifica sostituisce la versione originale del 26 novembre 2024, che riportava erroneamente il valore di mercato nella casella 2; il documento rivisto ora indica solo il numero di azioni. Non sono segnalati titoli derivati e non vi sono indicazioni di cambiamenti nel controllo, nella composizione del consiglio o nella struttura del capitale.

RiverNorth Strategic Holdings, LLC presentó un Formulario 3 enmendado (Form 3/A) que cubre a RiverNorth Flexible Municipal Income Fund, Inc. (RFM). La presentación revela la propiedad directa de 75,611 acciones comunes de interés beneficiario. Esta enmienda reemplaza la presentación original del 26 de noviembre de 2024, que erróneamente listaba el valor de mercado en la casilla 2; el documento revisado ahora solo informa el número de acciones. No se reportan valores derivados y no hay indicios de cambios en el control, la composición del consejo o la estructura de capital.

RiverNorth Strategic Holdings, LLCRiverNorth Flexible Municipal Income Fund, Inc. (RFM)에 관한 수정된 Form 3(Form 3/A)를 제출했습니다. 이 제출 서류는 75,611주의 보통주 직접 소유를 공개합니다. 이번 수정은 2024년 11월 26일 원본 제출 서류를 대체하며, 원본에서는 박스 2에 시장 가치가 잘못 기재되었으나 수정된 문서에서는 주식 수만 보고합니다. 파생 증권은 보고되지 않았으며, 지배권, 이사회 구성 또는 자본 구조의 변경 징후도 없습니다.

RiverNorth Strategic Holdings, LLC a déposé un formulaire 3 modifié (Form 3/A) concernant RiverNorth Flexible Municipal Income Fund, Inc. (RFM). Le dépôt révèle une possession directe de 75 611 actions ordinaires à intérêt bénéficiaire. Cette modification remplace la soumission originale du 26 novembre 2024, qui indiquait par erreur la valeur marchande dans la case 2 ; le document révisé ne mentionne désormais que le nombre d’actions. Aucun titre dérivé n’est déclaré, et il n’y a aucune indication de changements de contrôle, de composition du conseil ou de structure du capital.

RiverNorth Strategic Holdings, LLC hat ein geändertes Formular 3 (Form 3/A) eingereicht, das RiverNorth Flexible Municipal Income Fund, Inc. (RFM) betrifft. Die Einreichung offenbart den direkten Besitz von 75.611 Stammaktien mit Nutzungsrecht. Diese Änderung ersetzt die ursprüngliche Einreichung vom 26. November 2024, die fälschlicherweise den Marktwert in Feld 2 angab; das überarbeitete Dokument berichtet nun nur noch die Anzahl der Aktien. Es werden keine derivativen Wertpapiere gemeldet, und es gibt keine Hinweise auf Änderungen der Kontrolle, der Vorstandsbesetzung oder der Kapitalstruktur.

Positive
  • None.
Negative
  • None.

Insights

TL;DR: Routine Form 3/A corrects prior filing; 75,611 direct shares disclosed, no material governance change.

The amendment merely rectifies a formatting error in the earlier Form 3, replacing market value with share quantity. Because the underlying ownership stake remains unchanged and represents routine insider disclosure, the filing is administratively important but not likely to affect RFM’s valuation or governance dynamics. No derivatives, control intentions, or transactional details are included, keeping investor impact neutral.

RiverNorth Strategic Holdings, LLC ha presentato un modulo Form 3 modificato (Form 3/A) relativo a RiverNorth Flexible Municipal Income Fund, Inc. (RFM). La comunicazione rivela la proprietà diretta di 75.611 azioni comuni di interesse beneficiario. Questa modifica sostituisce la versione originale del 26 novembre 2024, che riportava erroneamente il valore di mercato nella casella 2; il documento rivisto ora indica solo il numero di azioni. Non sono segnalati titoli derivati e non vi sono indicazioni di cambiamenti nel controllo, nella composizione del consiglio o nella struttura del capitale.

RiverNorth Strategic Holdings, LLC presentó un Formulario 3 enmendado (Form 3/A) que cubre a RiverNorth Flexible Municipal Income Fund, Inc. (RFM). La presentación revela la propiedad directa de 75,611 acciones comunes de interés beneficiario. Esta enmienda reemplaza la presentación original del 26 de noviembre de 2024, que erróneamente listaba el valor de mercado en la casilla 2; el documento revisado ahora solo informa el número de acciones. No se reportan valores derivados y no hay indicios de cambios en el control, la composición del consejo o la estructura de capital.

RiverNorth Strategic Holdings, LLCRiverNorth Flexible Municipal Income Fund, Inc. (RFM)에 관한 수정된 Form 3(Form 3/A)를 제출했습니다. 이 제출 서류는 75,611주의 보통주 직접 소유를 공개합니다. 이번 수정은 2024년 11월 26일 원본 제출 서류를 대체하며, 원본에서는 박스 2에 시장 가치가 잘못 기재되었으나 수정된 문서에서는 주식 수만 보고합니다. 파생 증권은 보고되지 않았으며, 지배권, 이사회 구성 또는 자본 구조의 변경 징후도 없습니다.

RiverNorth Strategic Holdings, LLC a déposé un formulaire 3 modifié (Form 3/A) concernant RiverNorth Flexible Municipal Income Fund, Inc. (RFM). Le dépôt révèle une possession directe de 75 611 actions ordinaires à intérêt bénéficiaire. Cette modification remplace la soumission originale du 26 novembre 2024, qui indiquait par erreur la valeur marchande dans la case 2 ; le document révisé ne mentionne désormais que le nombre d’actions. Aucun titre dérivé n’est déclaré, et il n’y a aucune indication de changements de contrôle, de composition du conseil ou de structure du capital.

RiverNorth Strategic Holdings, LLC hat ein geändertes Formular 3 (Form 3/A) eingereicht, das RiverNorth Flexible Municipal Income Fund, Inc. (RFM) betrifft. Die Einreichung offenbart den direkten Besitz von 75.611 Stammaktien mit Nutzungsrecht. Diese Änderung ersetzt die ursprüngliche Einreichung vom 26. November 2024, die fälschlicherweise den Marktwert in Feld 2 angab; das überarbeitete Dokument berichtet nun nur noch die Anzahl der Aktien. Es werden keine derivativen Wertpapiere gemeldet, und es gibt keine Hinweise auf Änderungen der Kontrolle, der Vorstandsbesetzung oder der Kapitalstruktur.

SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
RiverNorth Strategic Holdings, LLC

(Last) (First) (Middle)
360 S. ROSEMARY AVE
SUITE 1420

(Street)
WEST PALM BEACH FL 33401

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
11/22/2024
3. Issuer Name and Ticker or Trading Symbol
RiverNorth Flexible Municipal Income Fund, Inc. [ RFM ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
Officer (give title below) X Other (specify below)
Holding Co
5. If Amendment, Date of Original Filed (Month/Day/Year)
11/26/2024
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Shares of Beneficial Interest 75,611(1) D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. This is an amendment from the November 26, 2024 filing. The original filing had the market value of the shares in Box 2. This filing corrects that amount in Box 2 by disclosing the share amount only.
/s/ Marc Collins 07/10/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

How many RFM shares does RiverNorth Strategic Holdings report owning in the Form 3/A?

The filing shows direct ownership of 75,611 common shares.

Why was the original Form 3 for RFM amended?

The November 26 2024 filing listed the market value in Box 2; the amendment replaces this with the share count only.

Does the Form 3/A list any derivative securities held by RiverNorth Strategic Holdings?

No; Table II is blank, indicating no options, warrants, or other derivatives.

What is RiverNorth Strategic Holdings’ relationship to RiverNorth Flexible Municipal Income Fund (RFM)?

The form marks the entity as an Officer; it is also identified as a Holding Company.

What is the event date that triggered the Form 3 filing for RFM?

The reported event date is 11/22/2024.
RiverNorth Flexible Municipal Income

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