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[Form 3/A] RiverNorth Flexible Municipal Income Fund II, Inc. Amended Initial Statement of Beneficial Ownership

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
3/A
Rhea-AI Filing Summary

SEC Form 3/A filing: RiverNorth Strategic Holdings, LLC submitted an amended initial statement of beneficial ownership for RiverNorth Flexible Municipal Income Fund II, Inc. (ticker: RFMZ).

  • Date of event: 11/22/2024
  • Reporting person: RiverNorth Strategic Holdings, LLC (identified as an Officer – “Holding Co”)
  • Beneficial ownership: 170,683 common shares of beneficial interest, held directly (D); no derivative securities reported.
  • Amendment purpose: Corrects the original 11/26/2024 Form 3 that mistakenly listed the market value of the shares in Box 2; this amendment discloses the share count only.
  • Signature date: 07/10/2025 (signed by Marc Collins)

No other financial metrics, transactions, or derivative positions are disclosed. The filing is primarily procedural, ensuring accuracy of ownership data and compliance with Section 16(a).

Deposito SEC Modulo 3/A: RiverNorth Strategic Holdings, LLC ha presentato una dichiarazione iniziale modificata di proprietà beneficiaria per RiverNorth Flexible Municipal Income Fund II, Inc. (ticker: RFMZ).

  • Data dell’evento: 22/11/2024
  • Persona che segnala: RiverNorth Strategic Holdings, LLC (identificata come un dirigente – “Holding Co”)
  • Proprietà beneficiaria: 170.683 azioni ordinarie di interesse beneficiario, detenute direttamente (D); nessun titolo derivato segnalato.
  • Scopo della modifica: Corregge il Modulo 3 originale del 26/11/2024 che indicava erroneamente il valore di mercato delle azioni nella casella 2; questa modifica dichiara solo il numero di azioni.
  • Data della firma: 10/07/2025 (firmato da Marc Collins)

Non sono stati divulgati altri dati finanziari, transazioni o posizioni derivati. Il deposito è principalmente procedurale, volto a garantire l’accuratezza dei dati di proprietà e la conformità alla Sezione 16(a).

Presentación en SEC Formulario 3/A: RiverNorth Strategic Holdings, LLC presentó una declaración inicial enmendada de propiedad beneficiaria para RiverNorth Flexible Municipal Income Fund II, Inc. (símbolo: RFMZ).

  • Fecha del evento: 22/11/2024
  • Persona que informa: RiverNorth Strategic Holdings, LLC (identificada como un funcionario – “Holding Co”)
  • Propiedad beneficiaria: 170,683 acciones comunes de interés beneficiario, mantenidas directamente (D); no se reportaron valores derivados.
  • Propósito de la enmienda: Corrige el Formulario 3 original del 26/11/2024 que listaba erróneamente el valor de mercado de las acciones en el cuadro 2; esta enmienda solo revela el conteo de acciones.
  • Fecha de firma: 10/07/2025 (firmado por Marc Collins)

No se divulgan otras métricas financieras, transacciones o posiciones derivadas. La presentación es principalmente procedimental, asegurando la precisión de los datos de propiedad y el cumplimiento con la Sección 16(a).

SEC 양식 3/A 제출: RiverNorth Strategic Holdings, LLC가 RiverNorth Flexible Municipal Income Fund II, Inc.(티커: RFMZ)에 대한 수정된 최초 소유권 보고서를 제출했습니다.

  • 사건 날짜: 2024년 11월 22일
  • 보고자: RiverNorth Strategic Holdings, LLC (임원으로 식별 – “Holding Co”)
  • 실질 소유권: 170,683 보통주 직접 보유(D); 파생 증권은 보고되지 않음.
  • 수정 목적: 2024년 11월 26일 제출된 원본 Form 3에서 잘못 기재된 주식 시장 가치를 박스 2에서 수정하고, 이번 수정본은 주식 수만 공개함.
  • 서명 날짜: 2025년 7월 10일 (Marc Collins 서명)

기타 재무 지표, 거래 또는 파생 포지션은 공개되지 않았습니다. 이 제출은 주로 소유권 데이터의 정확성과 섹션 16(a) 준수를 보장하기 위한 절차적 목적입니다.

Dépôt du formulaire SEC 3/A : RiverNorth Strategic Holdings, LLC a soumis une déclaration initiale modifiée de propriété bénéficiaire pour RiverNorth Flexible Municipal Income Fund II, Inc. (symbole : RFMZ).

  • Date de l'événement : 22/11/2024
  • Personne déclarante : RiverNorth Strategic Holdings, LLC (identifiée comme un cadre – « Holding Co »)
  • Propriété bénéficiaire : 170 683 actions ordinaires d’intérêt bénéficiaire, détenues directement (D) ; aucun titre dérivé signalé.
  • Objet de l’amendement : Corrige le formulaire 3 original du 26/11/2024 qui indiquait par erreur la valeur de marché des actions dans la case 2 ; cet amendement ne révèle que le nombre d’actions.
  • Date de signature : 10/07/2025 (signé par Marc Collins)

Aucune autre donnée financière, transaction ou position dérivée n’est divulguée. Le dépôt est principalement procédural, visant à assurer l’exactitude des données de propriété et la conformité à la Section 16(a).

SEC Formular 3/A Einreichung: RiverNorth Strategic Holdings, LLC reichte eine geänderte ursprüngliche Erklärung zum wirtschaftlichen Eigentum für RiverNorth Flexible Municipal Income Fund II, Inc. (Ticker: RFMZ) ein.

  • Datum des Ereignisses: 22.11.2024
  • Meldende Person: RiverNorth Strategic Holdings, LLC (identifiziert als Officer – „Holding Co“)
  • Wirtschaftliches Eigentum: 170.683 Stammaktien mit wirtschaftlichem Interesse, direkt gehalten (D); keine derivativen Wertpapiere gemeldet.
  • Zweck der Änderung: Korrigiert das ursprüngliche Formular 3 vom 26.11.2024, das fälschlicherweise den Marktwert der Aktien in Feld 2 angab; diese Änderung gibt nur die Anzahl der Aktien an.
  • Unterschriftsdatum: 10.07.2025 (unterzeichnet von Marc Collins)

Es werden keine weiteren finanziellen Kennzahlen, Transaktionen oder derivativen Positionen offengelegt. Die Einreichung ist hauptsächlich prozedural und dient der Sicherstellung der Genauigkeit der Eigentumsdaten sowie der Einhaltung von Abschnitt 16(a).

Positive
  • None.
Negative
  • None.

Insights

TL;DR: Simple ownership correction; improves disclosure accuracy, no material impact on RFMZ valuation.

This Form 3/A only revises how RiverNorth Strategic Holdings reports its stake—170,683 common shares—by removing an earlier market-value entry. No change in the actual number of shares or control status is indicated, and no derivative or additional economic interests are revealed. Because the disclosure involves a relatively modest share count (percentage of fund shares not provided) and no transactional activity, it is administrative rather than market-moving. The amendment does, however, reinforce Section 16 compliance and transparency.

Deposito SEC Modulo 3/A: RiverNorth Strategic Holdings, LLC ha presentato una dichiarazione iniziale modificata di proprietà beneficiaria per RiverNorth Flexible Municipal Income Fund II, Inc. (ticker: RFMZ).

  • Data dell’evento: 22/11/2024
  • Persona che segnala: RiverNorth Strategic Holdings, LLC (identificata come un dirigente – “Holding Co”)
  • Proprietà beneficiaria: 170.683 azioni ordinarie di interesse beneficiario, detenute direttamente (D); nessun titolo derivato segnalato.
  • Scopo della modifica: Corregge il Modulo 3 originale del 26/11/2024 che indicava erroneamente il valore di mercato delle azioni nella casella 2; questa modifica dichiara solo il numero di azioni.
  • Data della firma: 10/07/2025 (firmato da Marc Collins)

Non sono stati divulgati altri dati finanziari, transazioni o posizioni derivati. Il deposito è principalmente procedurale, volto a garantire l’accuratezza dei dati di proprietà e la conformità alla Sezione 16(a).

Presentación en SEC Formulario 3/A: RiverNorth Strategic Holdings, LLC presentó una declaración inicial enmendada de propiedad beneficiaria para RiverNorth Flexible Municipal Income Fund II, Inc. (símbolo: RFMZ).

  • Fecha del evento: 22/11/2024
  • Persona que informa: RiverNorth Strategic Holdings, LLC (identificada como un funcionario – “Holding Co”)
  • Propiedad beneficiaria: 170,683 acciones comunes de interés beneficiario, mantenidas directamente (D); no se reportaron valores derivados.
  • Propósito de la enmienda: Corrige el Formulario 3 original del 26/11/2024 que listaba erróneamente el valor de mercado de las acciones en el cuadro 2; esta enmienda solo revela el conteo de acciones.
  • Fecha de firma: 10/07/2025 (firmado por Marc Collins)

No se divulgan otras métricas financieras, transacciones o posiciones derivadas. La presentación es principalmente procedimental, asegurando la precisión de los datos de propiedad y el cumplimiento con la Sección 16(a).

SEC 양식 3/A 제출: RiverNorth Strategic Holdings, LLC가 RiverNorth Flexible Municipal Income Fund II, Inc.(티커: RFMZ)에 대한 수정된 최초 소유권 보고서를 제출했습니다.

  • 사건 날짜: 2024년 11월 22일
  • 보고자: RiverNorth Strategic Holdings, LLC (임원으로 식별 – “Holding Co”)
  • 실질 소유권: 170,683 보통주 직접 보유(D); 파생 증권은 보고되지 않음.
  • 수정 목적: 2024년 11월 26일 제출된 원본 Form 3에서 잘못 기재된 주식 시장 가치를 박스 2에서 수정하고, 이번 수정본은 주식 수만 공개함.
  • 서명 날짜: 2025년 7월 10일 (Marc Collins 서명)

기타 재무 지표, 거래 또는 파생 포지션은 공개되지 않았습니다. 이 제출은 주로 소유권 데이터의 정확성과 섹션 16(a) 준수를 보장하기 위한 절차적 목적입니다.

Dépôt du formulaire SEC 3/A : RiverNorth Strategic Holdings, LLC a soumis une déclaration initiale modifiée de propriété bénéficiaire pour RiverNorth Flexible Municipal Income Fund II, Inc. (symbole : RFMZ).

  • Date de l'événement : 22/11/2024
  • Personne déclarante : RiverNorth Strategic Holdings, LLC (identifiée comme un cadre – « Holding Co »)
  • Propriété bénéficiaire : 170 683 actions ordinaires d’intérêt bénéficiaire, détenues directement (D) ; aucun titre dérivé signalé.
  • Objet de l’amendement : Corrige le formulaire 3 original du 26/11/2024 qui indiquait par erreur la valeur de marché des actions dans la case 2 ; cet amendement ne révèle que le nombre d’actions.
  • Date de signature : 10/07/2025 (signé par Marc Collins)

Aucune autre donnée financière, transaction ou position dérivée n’est divulguée. Le dépôt est principalement procédural, visant à assurer l’exactitude des données de propriété et la conformité à la Section 16(a).

SEC Formular 3/A Einreichung: RiverNorth Strategic Holdings, LLC reichte eine geänderte ursprüngliche Erklärung zum wirtschaftlichen Eigentum für RiverNorth Flexible Municipal Income Fund II, Inc. (Ticker: RFMZ) ein.

  • Datum des Ereignisses: 22.11.2024
  • Meldende Person: RiverNorth Strategic Holdings, LLC (identifiziert als Officer – „Holding Co“)
  • Wirtschaftliches Eigentum: 170.683 Stammaktien mit wirtschaftlichem Interesse, direkt gehalten (D); keine derivativen Wertpapiere gemeldet.
  • Zweck der Änderung: Korrigiert das ursprüngliche Formular 3 vom 26.11.2024, das fälschlicherweise den Marktwert der Aktien in Feld 2 angab; diese Änderung gibt nur die Anzahl der Aktien an.
  • Unterschriftsdatum: 10.07.2025 (unterzeichnet von Marc Collins)

Es werden keine weiteren finanziellen Kennzahlen, Transaktionen oder derivativen Positionen offengelegt. Die Einreichung ist hauptsächlich prozedural und dient der Sicherstellung der Genauigkeit der Eigentumsdaten sowie der Einhaltung von Abschnitt 16(a).

SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
RiverNorth Strategic Holdings, LLC

(Last) (First) (Middle)
360 S. ROSEMARY AVE
SUITE 1420

(Street)
WEST PALM BEACH FL 33401

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
11/22/2024
3. Issuer Name and Ticker or Trading Symbol
RiverNorth Flexible Municipal Income Fund II, Inc. [ RFMZ ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
Officer (give title below) X Other (specify below)
Holding Co
5. If Amendment, Date of Original Filed (Month/Day/Year)
11/26/2024
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Shares of Beneficial Interest 170,683(1) D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. This is an amendment from the November 26, 2024 filing. The original filing had the market value of the shares in Box 2. This filing corrects that amount in Box 2 by disclosing the share amount only.
/s/ Marc Collins 07/10/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did RiverNorth Strategic Holdings report in the Form 3/A for RFMZ?

It reported direct ownership of 170,683 common shares of RiverNorth Flexible Municipal Income Fund II, Inc.

Why was the Form 3 amended on 07/10/2025?

The amendment corrects Box 2 of the 11/26/2024 filing, replacing an incorrect market-value figure with the proper share count.

Does the filing show any derivative securities held by RiverNorth Strategic Holdings?

No; Table II lists no options, warrants, or other derivative instruments.

What is the relationship of RiverNorth Strategic Holdings to RFMZ?

The firm is listed as an Officer (Holding Co) of the fund, not as a director or 10% beneficial owner.

What is the effective date of the ownership reported?

The ownership position is effective as of 11/22/2024.
RiverNorth Flexible Municipal Income II

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