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[Form 3] RiverNorth Flexible Municipal Income Fund II, Inc. Initial Statement of Beneficial Ownership

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
3
Rhea-AI Filing Summary

RiverNorth Financial Holdings, LLC filed an initial Form 3 reporting its relationship to RiverNorth Flexible Municipal Income Fund II, Inc. (RFMZ) on 09/18/2025. The filer identifies itself as an affiliate of the adviser and an officer (checked), and the filing shows 0 common shares beneficially owned, reported as direct (D). The document is signed by Marc Collins. No derivative securities, ownership amounts, or additional explanatory detail are included in the filing.

RiverNorth Financial Holdings, LLC ha presentato un

iniziale riportando la sua relazione con RiverNorth Flexible Municipal Income Fund II, Inc. (RFMZ) il 18/09/2025. Il dichiarante si identifica come affiliato del consulente e come dirigente (spuntato), e la presentazione mostra 0 azioni ordinarie detenute beneficiariamente, riportate come dirette (D). Il documento è firmato da Marc Collins. Non sono inclusi strumenti derivati, importi di proprietà o ulteriori dettagli esplicativi nel deposito.

RiverNorth Financial Holdings, LLC presentó un Formulario 3 inicial reportando su relación con RiverNorth Flexible Municipal Income Fund II, Inc. (RFMZ) el 18/09/2025. El declarante se identifica como afiliado del asesor y como funcionario (marcado), y el formulario muestra 0 acciones comunes poseídas beneficiosamente, reportadas como directo (D). El documento está firmado por Marc Collins. No se incluyen valores derivados, montos de propiedad ni detalles explicativos adicionales en el depósito.

RiverNorth Financial Holdings, LLCRiverNorth Flexible Municipal Income Fund II, Inc. (RFMZ)와의 관계를 2025-09-18에 최초 Form 3으로 보고했습니다. 신고자는 자신을 자문사의 계열사이며 임원임을 표시했고(체크), 보유 주식은 0주직접 보유(D)로 보고됩니다. 문서는 Marc Collins가 서명했습니다. 파생증권, 소유 지분 금액, 또는 추가 설명 내용은 제출된 보고서에 포함되어 있지 않습니다.

RiverNorth Financial Holdings, LLC a déposé un Formulaire 3 initial rapportant sa relation avec RiverNorth Flexible Municipal Income Fund II, Inc. (RFMZ) le 18/09/2025. Le déclarant se décrit comme affilié du conseiller et comme dirigeant (coché), et le dépôt indique 0 actions ordinaires détenues bénéficiairement, rapportées comme directes (D). Le document est signé par Marc Collins. Aucun titre dérivé, aucun montant de propriété ni détails explicatifs supplémentaires ne figurent dans le dépôt.

RiverNorth Financial Holdings, LLC hat am 18.09.2025 ein erstes Form 3 eingereicht und seine Beziehung zu RiverNorth Flexible Municipal Income Fund II, Inc. (RFMZ) gemeldet. Der Bewerber identifiziert sich als verbundenes Unternehmen des Beraters und als Beamter (angekreuzt), und das Formular weist 0 Stammaktien als vorteilhaft besitzt, gemeldet als direkt (D) aus. Das Dokument ist von Marc Collins unterschrieben. Es enthält keine Derivate, Besitzbeträge oder zusätzliche erläuternde Details in der Einreichung.

RiverNorth Financial Holdings, LLC قد قدمت نموذج Form 3 ابتدائي يبلّغ عن علاقتها بـ RiverNorth Flexible Municipal Income Fund II, Inc. (RFMZ) في 18/09/2025. يعرّف المُقدِّم نفسه كـ شريك تابع للمستشار وكـ موظف (تم اختيار) ، ويظهر التقرير أن 0 أسهم عادية مملوكة بشكل مفيد، مُسجلة كـ مباشر (D). الوثيقة موقّعة من قبل Marc Collins. لا تتضمن التقريرات أية أدوات مشتقة أو مبالغ ملكية أو تفاصيل تفسيرية إضافية في الإيداع.

Positive
  • None.
Negative
  • None.

Insights

TL;DR: Routine initial Section 16 filing showing affiliate status and no beneficial ownership.

The Form 3 is an initial disclosure under Section 16 for RFMZ identifying RiverNorth Financial Holdings, LLC as an affiliate of the fund's adviser and an officer. The filing reports zero common shares and contains no derivative positions or additional holdings. From a compliance perspective, the form meets basic disclosure requirements by naming the reporting person, stating the relationship, and providing a signature and date. The lack of reported holdings suggests the reporting person currently holds no beneficial stake to disclose in this class.

TL;DR: Non-material initial filing; confirms adviser-affiliate relationship but no ownership to affect governance.

This Form 3 documents an initial beneficial ownership statement for RFMZ with the reporting entity declaring affiliation to the adviser and an officer role, while indicating no direct ownership

RiverNorth Financial Holdings, LLC ha presentato un iniziale riportando la sua relazione con RiverNorth Flexible Municipal Income Fund II, Inc. (RFMZ) il 18/09/2025. Il dichiarante si identifica come affiliato del consulente e come dirigente (spuntato), e la presentazione mostra 0 azioni ordinarie detenute beneficiariamente, riportate come dirette (D). Il documento è firmato da Marc Collins. Non sono inclusi strumenti derivati, importi di proprietà o ulteriori dettagli esplicativi nel deposito.

RiverNorth Financial Holdings, LLC presentó un Formulario 3 inicial reportando su relación con RiverNorth Flexible Municipal Income Fund II, Inc. (RFMZ) el 18/09/2025. El declarante se identifica como afiliado del asesor y como funcionario (marcado), y el formulario muestra 0 acciones comunes poseídas beneficiosamente, reportadas como directo (D). El documento está firmado por Marc Collins. No se incluyen valores derivados, montos de propiedad ni detalles explicativos adicionales en el depósito.

RiverNorth Financial Holdings, LLCRiverNorth Flexible Municipal Income Fund II, Inc. (RFMZ)와의 관계를 2025-09-18에 최초 Form 3으로 보고했습니다. 신고자는 자신을 자문사의 계열사이며 임원임을 표시했고(체크), 보유 주식은 0주직접 보유(D)로 보고됩니다. 문서는 Marc Collins가 서명했습니다. 파생증권, 소유 지분 금액, 또는 추가 설명 내용은 제출된 보고서에 포함되어 있지 않습니다.

RiverNorth Financial Holdings, LLC a déposé un Formulaire 3 initial rapportant sa relation avec RiverNorth Flexible Municipal Income Fund II, Inc. (RFMZ) le 18/09/2025. Le déclarant se décrit comme affilié du conseiller et comme dirigeant (coché), et le dépôt indique 0 actions ordinaires détenues bénéficiairement, rapportées comme directes (D). Le document est signé par Marc Collins. Aucun titre dérivé, aucun montant de propriété ni détails explicatifs supplémentaires ne figurent dans le dépôt.

RiverNorth Financial Holdings, LLC hat am 18.09.2025 ein erstes Form 3 eingereicht und seine Beziehung zu RiverNorth Flexible Municipal Income Fund II, Inc. (RFMZ) gemeldet. Der Bewerber identifiziert sich als verbundenes Unternehmen des Beraters und als Beamter (angekreuzt), und das Formular weist 0 Stammaktien als vorteilhaft besitzt, gemeldet als direkt (D) aus. Das Dokument ist von Marc Collins unterschrieben. Es enthält keine Derivate, Besitzbeträge oder zusätzliche erläuternde Details in der Einreichung.

RiverNorth Financial Holdings, LLC قد قدمت نموذج Form 3 ابتدائي يبلّغ عن علاقتها بـ RiverNorth Flexible Municipal Income Fund II, Inc. (RFMZ) في 18/09/2025. يعرّف المُقدِّم نفسه كـ شريك تابع للمستشار وكـ موظف (تم اختيار) ، ويظهر التقرير أن 0 أسهم عادية مملوكة بشكل مفيد، مُسجلة كـ مباشر (D). الوثيقة موقّعة من قبل Marc Collins. لا تتضمن التقريرات أية أدوات مشتقة أو مبالغ ملكية أو تفاصيل تفسيرية إضافية في الإيداع.

RiverNorth Financial Holdings, LLC2025-09-18 提交了初始的 Form 3,报告其与 RiverNorth Flexible Municipal Income Fund II, Inc.RFMZ)的关系。申报人自报为 顾问的关联方并勾选为 官员,申报显示实际持有 0股普通股,以 直接持有 (D) 形式报告。文件由 Marc Collins 签名。申报中未包含衍生证券、所有权金额或其他说明性细节。

SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
RiverNorth Financial Holdings, LLC

(Last) (First) (Middle)
360 S. ROSEMARY AVE
SUITE 1420

(Street)
WEST PALM BEACH FL 33401

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
09/18/2025
3. Issuer Name and Ticker or Trading Symbol
RiverNorth Flexible Municipal Income Fund II, Inc. [ RFMZ ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
Officer (give title below) X Other (specify below)
Affiliate of the Adviser
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Shares of Beneficial Interest 0 D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
/s/ Marc Collins 09/18/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did RiverNorth Financial Holdings, LLC report on Form 3 for RFMZ?

The filer reported its relationship as an affiliate of the adviser and an officer, and declared 0 common shares beneficially owned.

When was the Form 3 for RFMZ filed?

The Form 3 shows the event date and signature date of 09/18/2025.

Does the Form 3 disclose any derivative securities for RFMZ?

No. The filing contains no derivative securities or underlying share amounts.

Who signed the Form 3 for RiverNorth Financial Holdings, LLC?

The filing is signed by Marc Collins on 09/18/2025.

Does this Form 3 indicate any change in control of RFMZ?

No. The filing reports zero common shares and no derivatives, so it does not indicate a change in control or voting influence.
RiverNorth Flexible Municipal Income II

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