STOCK TITAN

RGC Resources (NASDAQ: RGCO) extends Roanoke Gas borrowing under shelf deal

Filing Impact
(High)
Filing Sentiment
(Neutral)
Form Type
8-K

Rhea-AI Filing Summary

RGC Resources, Inc. reported that its utility subsidiary, Roanoke Gas Company, entered into a Fourth Amendment to its Private Shelf Agreement with PGIM, Inc. on March 30, 2026. The amendment extends Roanoke’s borrowing provision under the shelf facility for three years through March 31, 2029, unless either party terminates it with 30 days’ written notice.

The amendment keeps the existing financial covenants in place. Consolidated long-term indebtedness is limited to no more than 65% of consolidated total capitalization, and priority indebtedness is capped at 15% of consolidated total assets. The amendment is filed as Exhibit 10.1.

Positive

  • None.

Negative

  • None.
Item 1.01 Entry into a Material Definitive Agreement Business
The company signed a significant contract such as a merger agreement, credit facility, or major partnership.
Item 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement Financial
The company incurred a new significant debt or off-balance-sheet obligation.
Item 9.01 Financial Statements and Exhibits Exhibits
Financial statements, pro forma financial information, and exhibit attachments filed with this report.
Amendment date March 30, 2026 Date Roanoke Gas entered the Fourth Amendment with PGIM
Borrowing extension period Through March 31, 2029 New end date for borrowing provision under Shelf Agreement
Long-term debt covenant 65% of consolidated total capitalization Maximum consolidated long-term indebtedness allowed
Priority indebtedness covenant 15% of consolidated total assets Maximum priority indebtedness permitted under agreement
Termination notice period 30 days Written notice required for either party to terminate borrowing provision
Private Shelf Agreement financial
"entered into the Fourth Amendment to Private Shelf Agreement ("Amendment") with PGIM, Inc."
consolidated long-term indebtedness financial
"limitation on consolidated long-term indebtedness to no more than 65% of consolidated total capitalization"
consolidated total capitalization financial
"indebtedness to no more than 65% of consolidated total capitalization and priority indebtedness"
priority indebtedness financial
"priority indebtedness to not more than 15% of consolidated total assets"
Inline XBRL technical
"104 | Cover Page Interactive Data File (embedded within the Inline XBRL document)"
Inline XBRL is a file format for financial filings that embeds machine-readable data tags directly inside the human-readable report, so the same document can be read by people and parsed by software. For investors it makes extracting, comparing and verifying financial numbers faster and more reliable—like a grocery list where each item also has a barcode—reducing manual errors and speeding up analysis.
false 0001069533 0001069533 2026-03-30 2026-03-30
UNITED STATES
 
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
FORM 8-K
 
CURRENT REPORT
 
PURSUANT TO SECTION 13 OR 15(D) OF
THE SECURITIES EXCHANGE ACT OF 1934
 
Date of Report (Date of Earliest Event Reported): March 30, 2026
 
RGC RESOURCES, INC.
(Exact name of Registrant as specified in its charter)
 
Virginia
000-26591
54-1909697
(State or other jurisdiction
of incorporation)
(Commission
File Number)
(IRS Employer
Identification No.)
 
 
 
519 Kimball Ave., N.E. Roanoke, Virginia
24016
(Address of principal executive offices)
(Zip Code)
 
Registrants telephone number, including area code: 540-777-4427
 
 
(Former name or former address, if changed since last report)
 
 
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
 
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
 
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
 
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 
Securities registered pursuant to Section 12(b) of the Act:
 
Title of Each Class
Trading
Symbol
Name of Each Exchange on Which Registered
Common Stock, $5 Par Value
RGCO
NASDAQ Global Market
 
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 or Rule 12b-2 if the Securities Exchange Act of 1934.
 
 
Emerging growth company             
 
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.  ☐
 
 

 
ITEM 1.01.
ENTRY INTO A MATERIAL DEFINITIVE AGREEMENT
 
On March 30, 2026, Roanoke Gas Company (“Roanoke”), the utility subsidiary of RGC Resources, Inc., entered into the Fourth Amendment to Private Shelf Agreement ("Amendment") with PGIM, Inc., fka Prudential Investment Management, Inc., (“Prudential”).  The Amendment modifies the original Private Shelf Facility Agreement ("Shelf Agreement") with Prudential dated as of September 30, 2015 and prior amendments between Roanoke and Prudential by extending the provision for borrowing under the Shelf Agreement for an additional three-year period through March 31, 2029, unless terminated by either party with a 30 day written notice.  The Amendment maintains the same covenants as provided for in the Shelf Agreement for all notes issued including the limitation on consolidated long-term indebtedness to no more than 65% of consolidated total capitalization and priority indebtedness to not more than 15% of consolidated total assets.
 
ITEM 2.03.
CREATION OF A DIRECT FINANCIAL OBLIGATION OR AN OBLIGATION UNDER AN OFF-BALANCE SHEET ARRANGEMENT
 
The information required by this Item 2.03 is set forth in Item 1.01 above in respect of the Shelf Agreement, which is incorporated herein by reference.
 
ITEM 9.01.
FINANCIAL STATEMENTS AND EXHIBITS
 
(d) Exhibits  
10.1 Fourth Amendment to Private Shelf Agreement dated as of March 30, 2026.
104 Cover Page Interactive Data File (embedded within the Inline XBRL document)
 
 

 
SIGNATURES
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
 
 
 
 
RGC RESOURCES, INC.
 
       
Date: April 1, 2026
By:
/s/ Timothy J. Mulvaney
 
 
 
Timothy J. Mulvaney  
 
 
Vice President, Treasurer and Chief Financial Officer  
    (Principal Financial Officer)  
 
 

FAQ

What financing change did RGC Resources (RGCO) disclose for Roanoke Gas?

RGC Resources disclosed that Roanoke Gas Company signed a Fourth Amendment to its Private Shelf Agreement with PGIM, Inc. on March 30, 2026. The amendment extends Roanoke’s borrowing provision under the shelf facility through March 31, 2029, subject to 30 days’ written termination notice.

How long is Roanoke Gas’s Private Shelf Agreement borrowing period now extended?

The borrowing provision under Roanoke Gas’s Private Shelf Agreement is extended for an additional three-year period through March 31, 2029. Either Roanoke Gas or PGIM, Inc. may terminate this provision earlier by providing 30 days’ written notice, according to the amendment terms.

What leverage limits apply to RGC Resources (RGCO) under the amended Shelf Agreement?

The amendment keeps existing covenants, limiting consolidated long-term indebtedness to no more than 65% of consolidated total capitalization. It also restricts priority indebtedness to not more than 15% of consolidated total assets, maintaining the same leverage framework for all notes issued under the Shelf Agreement.

Who is RGC Resources’ financing counterparty in the Fourth Amendment?

The financing counterparty is PGIM, Inc., formerly known as Prudential Investment Management, Inc. Roanoke Gas Company executed the Fourth Amendment to the Private Shelf Agreement with PGIM on March 30, 2026, continuing a relationship that began with the original Shelf Agreement dated September 30, 2015.

Where can investors find the full text of the Fourth Amendment for RGCO?

The full text of the Fourth Amendment to the Private Shelf Agreement is filed as Exhibit 10.1. It accompanies the current report and provides detailed contractual terms governing Roanoke Gas Company’s shelf facility with PGIM, including the extended borrowing period and maintained financial covenants.

What are the priority indebtedness limits for RGC Resources’ Roanoke Gas subsidiary?

Priority indebtedness for Roanoke Gas Company is limited to not more than 15% of consolidated total assets. This covenant, maintained in the Fourth Amendment to the Private Shelf Agreement, applies to all notes issued under the shelf facility with PGIM, Inc. and constrains higher-ranking obligations.

Filing Exhibits & Attachments

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