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RGC Resources insider Form 5 shows DRIP buys, 39,002 shares

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
5

Rhea-AI Filing Summary

RGC Resources (RGCO) VP & COO filed a Form 5 for the fiscal year ended 09/30/2025, detailing routine dividend reinvestment activity. The officer acquired 381.87 shares on 02/03/2025 at $20.56, 375.852 shares on 05/01/2025 at $21.10, and 406.935 shares on 08/01/2025 at $19.68. These amounts include shares from the Dividend Reinvestment and Stock Purchase Plan and restricted shares via dividends.

Beneficial ownership at year-end was 39,002.012 shares (direct). The filing also lists two employee stock option grants outstanding: 4,500 options at $14.147 expiring 12/03/2025 and 4,500 options at $16.367 expiring 12/08/2026.

Positive

  • None.

Negative

  • None.
Insider Shockley C James Jr
Role VP & COO
Type Security Shares Price Value
holding Employee Stock Options -- -- --
holding Employee Stock Options -- -- --
Grant/Award Common Stock 406.935 $19.68 $8K
Grant/Award Common Stock 375.852 $21.10 $8K
Grant/Award Common Stock 381.87 $20.56 $8K
Holdings After Transaction: Employee Stock Options — 0 shares (Direct); Common Stock — 39,002.012 shares (Direct)
Footnotes (1)
  1. Includes 216.929 shares purchased 02/03/2025 through dividends reinvested in the RGC Resources, Inc. Dividend Reinvestment and Stock Purchase Plan and 164.941 restricted shares purchased 02/03/2025 through dividends reinvested in the RGC Resources, Inc. Restricted Stock Plan. Includes 213.511 shares purchased 05/01/2025 through dividends reinvested in the RGC Resources, Inc. Dividend Reinvestment and Stock Purchase Plan and 162.341 restricted shares purchased 05/01/2025 through dividends reinvested in the RGC Resources, Inc. Restricted Stock Plan. Includes 231.168 shares purchased 08/01/2025 through dividends reinvested in the RGC Resources, Inc. Dividend Reinvestment and Stock Purchase Plan and 175.767 restricted shares purchased 08/01/2025 through dividends reinvested in the RGC Resources, Inc. Restricted Stock Plan.
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FAQ

What did RGCO disclose in this Form 5?
An officer reported annual changes in beneficial ownership from dividend reinvestments and listed outstanding employee stock options.

How many RGCO shares were owned at fiscal year-end?
Beneficial ownership was 39,002.012 shares (direct) as of the fiscal year ended 09/30/2025.

What shares were acquired through dividend reinvestment in 2025?
Acquisitions: 381.87 shares on 02/03 at $20.56, 375.852 on 05/01 at $21.10, and 406.935 on 08/01 at $19.68.

Which RGCO plans contributed to these acquisitions?
The Dividend Reinvestment and Stock Purchase Plan and the Restricted Stock Plan via dividends on each listed date.

What derivative securities are outstanding for the officer?
Two option grants of 4,500 each: exercise prices $14.147 (expiring 12/03/2025) and $16.367 (expiring 12/08/2026).

What is the officer’s relationship to RGCO?
The reporting person is an Officer, serving as VP & COO.

What fiscal period does this Form 5 cover for RGCO?
It covers the issuer’s fiscal year ended 09/30/2025.
SEC Form 5
FORM 5 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0362
Estimated average burden
hours per response: 1.0
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Form 3 Holdings Reported.
Form 4 Transactions Reported.
1. Name and Address of Reporting Person*
Shockley C James Jr
(Last) (First) (Middle)
P. O. BOX 13007
(Street)
ROANOKE VA 24030
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
RGC RESOURCES INC [ RGCO ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
VP & COO
3. Statement for Issuer's Fiscal Year Ended (Month/Day/Year)
09/30/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned at end of Issuer's Fiscal Year (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Amount (A) or (D) Price
Common Stock 02/03/2025 A(1) 381.87 A $20.56 38,219.225 D
Common Stock 05/01/2025 A(2) 375.852 A $21.1 38,595.077 D
Common Stock 08/01/2025 A(3) 406.935 A $19.68 39,002.012 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
(A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Employee Stock Options $14.147 06/03/2016 12/03/2025 Common Stock 0 4,500 D
Employee Stock Options $16.367 06/08/2017 12/08/2026 Common Stock 0 4,500 D
Explanation of Responses:
1. Includes 216.929 shares purchased 02/03/2025 through dividends reinvested in the RGC Resources, Inc. Dividend Reinvestment and Stock Purchase Plan and 164.941 restricted shares purchased 02/03/2025 through dividends reinvested in the RGC Resources, Inc. Restricted Stock Plan.
2. Includes 213.511 shares purchased 05/01/2025 through dividends reinvested in the RGC Resources, Inc. Dividend Reinvestment and Stock Purchase Plan and 162.341 restricted shares purchased 05/01/2025 through dividends reinvested in the RGC Resources, Inc. Restricted Stock Plan.
3. Includes 231.168 shares purchased 08/01/2025 through dividends reinvested in the RGC Resources, Inc. Dividend Reinvestment and Stock Purchase Plan and 175.767 restricted shares purchased 08/01/2025 through dividends reinvested in the RGC Resources, Inc. Restricted Stock Plan.
/s/ C. James Shockley, Jr. 11/10/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR