Form 144: Morgan Stanley lists 1,000 RGLD shares

Morgan Stanley Smith Barney LLC Executive Financial Services submitted a Form 144 notice relating to proposed sales of Common stock of RGLD.

Rhea-AI Filing Summary

Morgan Stanley Smith Barney LLC Executive Financial Services submitted a Form 144 notice relating to proposed sales of Common stock of RGLD. The notice lists a total of 1,000 shares and itemizes 509 restricted shares dated 03/02/2025, 344 restricted shares dated 03/03/2025, and 147 performance shares dated 03/03/2025.

The filing identifies the broker as Morgan Stanley Smith Barney LLC Executive Financial Services, 1 New York Plaza and shows a filing date of 05/11/2026 with NASDAQ noted; the document lists the security type and sale dates without pricing or proceeds details.

Insights

Securities Compliance Counsel

Routine Form 144 notice of proposed resale of stock by a broker-dealer.

The filing lists proposed sales of 1,000 shares comprising restricted and performance-share lots dated 03/02/2025 and 03/03/2025. It names the executing broker and provides an administrative filing date of 05/11/2026.

Cash-flow treatment and pricing are not included in the excerpt; subsequent trade reports or broker confirmations would show actual executions and amounts realized.

Key Figures

Total shares listed: 1,000 shares Restricted shares (03/02/2025): 509 shares Restricted shares (03/03/2025): 344 shares +2 more

5 metrics

Total shares listed 1,000 shares Form 144 itemization

Restricted shares (03/02/2025) 509 shares Restricted Stock dated <date>03/02/2025</date>

Restricted shares (03/03/2025) 344 shares Restricted Stock dated <date>03/03/2025</date>

Performance shares (03/03/2025) 147 shares Performance Shares dated <date>03/03/2025</date>

Form filing date 05/11/2026 Filing header date

Key Terms

Form 144, Restricted Stock, Performance Shares

3 terms

Form 144 regulatory

"Filer Information | 144: Filer Information"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Restricted Stock financial

"Securities To Be Sold | Restricted Stock | Issuer"

Shares granted to an individual that carry limits on transfer or sale until certain conditions are met, such as staying with the company for a set time or hitting performance targets. Think of them as a locked gift that gradually opens; for investors they matter because they affect how many shares may enter the market later, signal management incentives and potential dilution, and reveal confidence in future company performance.

Performance Shares financial

"Securities To Be Sold | Performance Shares | Issuer"

Performance shares are a type of company stock given to executives or employees that only become theirs if the company meets specific goals, like hitting certain profits or growth targets. They motivate leaders to work toward the company’s success, because their additional shares depend on achieving these results.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the Form 144 filed for RGLD report?

The Form 144 reports proposed sales of 1,000 shares of RGLD, broken into 509, 344, and 147 share lots dated 03/02/2025–03/03/2025. It lists the broker and a filing date of 05/11/2026.

Who is the broker listed on the RGLD Form 144?

The broker is listed as Morgan Stanley Smith Barney LLC Executive Financial Services at 1 New York Plaza. The filing identifies the executing broker but does not disclose trade price or proceeds in the excerpt.

Are prices or proceeds shown in this Form 144 for RGLD?

No; the excerpt lists share types and dates but does not include sale prices or aggregate proceeds. Pricing and execution details are not present in the provided content.

What types of shares are shown for sale in the RGLD Form 144?

The notice lists Restricted Stock and Performance Shares as the security types across the dated lots: two restricted-stock entries and one performance-share entry dated 03/02/2025–03/03/2025.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 05/11/2026 - 04:04 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001796187
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	ROYAL GOLD, INC.
SEC File Number	001-13357
Address of Issuer	1144 15TH STREET SUITE 2500 Denver COLORADO 80202
Phone	(303) 573-1660
Name of Person for Whose Account the Securities are To Be Sold	RANDY SHEFMAN
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	1000	243735.00	84866602	05/11/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	03/02/2025	Restricted Stock	Issuer			509	03/02/2025	Not Applicable
Common	03/03/2025	Restricted Stock	Issuer			344	03/03/2025	Not Applicable
Common	03/03/2025	Performance Shares	Issuer			147	03/03/2025	Not Applicable

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks
Date of Notice	05/11/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Randy Shefman
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)