[144] REGIS CORP SEC Filing

Rhea-AI Filing Summary

Form 144 for RGS (Regis Corp) notifies the market of a proposed sale of 437 common shares through Fidelity Brokerage Services (900 Salem St, Smithfield, RI) with an approximate sale date of 09/26/2025. The filing reports the shares were acquired under an option granted 05/05/2022 and payment is indicated as cash. The issuer's total shares outstanding are listed as 2,435,981, giving the proposed block an aggregate market value of $12,454.50. The filer also reported recent sales by the same person: 9/18/2025 — 9,626 shares for $278,342.53 and 9/19/2025 — 937 shares for $26,719.49. The signer attests there is no undisclosed material adverse information.

Positive

• Brokered sale through Fidelity Brokerage Services provides clear execution pathway and counterparty transparency
• Attestation present that no material non-public information is known supports Rule 144 representations

Negative

• Recent substantial insider sales reported (9,626 and 937 shares) could suggest notable insider liquidity needs
• Aggregate proceeds from recent sales ($278,342.53 and $26,719.49) are sizable relative to the small proposed block and may attract investor attention

Insights

Securities Analyst

TL;DR: Routine Form 144 discloses a small proposed sale (437 shares) and larger recent disposals; likely non-material for company valuation.

The filing records a proposed sale of 437 common shares via Fidelity with an aggregate market value of $12,454.50 against 2,435,981 shares outstanding, indicating the block is small relative to total capitalization. However, the recent sales reported (9,626 and 937 shares) generated notable cash proceeds and suggest ongoing insider liquidity. The shares being sold were acquired via an option granted 05/05/2022; payment will be in cash. For investors, this is primarily a disclosure of insider selling activity rather than a sign of company-specific financial change.

Compliance / Risk Analyst

TL;DR: Filing appears procedurally complete and includes attestation; no disclosed undisclosed adverse information.

The Form 144 includes broker details, acquisition method (option), acquisition and proposed sale dates, and recent aggregated sales by the filer's account. The signer explicitly represents no material non-public information exists. From a compliance perspective, the notice contains the standard elements required under Rule 144. Absent additional context (e.g., a trading plan date or company disclosures), there are no immediate regulatory flags raised by the filing itself.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Fidelity Brokerage Services LLC 900 Salem Street Smithfield RI 02917	437	12454.50	2435981	09/26/2025	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	09/26/2025	Option Granted - 05/05/2022	Issue			437	09/26/2025	Cash

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Matthew Doctor 3701 Wayzata Boulevard Minneapolis MN 55416	Common	09/18/2025	9626	278342.53
Matthew Doctor 3701 Wayzata Boulevard Minneapolis MN 55416	Common	09/19/2025	937	26719.49

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the RGS Form 144 disclose?

The Form 144 discloses a proposed sale of 437 common shares via Fidelity with an approximate sale date of 09/26/2025, acquired under an option granted 05/05/2022.

Who is the broker handling the proposed sale on the RGS Form 144?

The broker listed is Fidelity Brokerage Services LLC, located at 900 Salem Street, Smithfield, RI 02917.

How many shares of RGS are outstanding according to the filing?

The filing reports 2,435,981 shares outstanding for the issuer.

Did the filer recently sell other RGS shares?

Yes. The filer reported sales on 09/18/2025 of 9,626 shares for $278,342.53 and on 09/19/2025 of 937 shares for $26,719.49.

What is the aggregate market value of the 437 shares proposed to be sold?

The aggregate market value is listed as $12,454.50.