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Regis Corp (RGS) director Andrew Alfano files initial insider Form 3

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

REGIS CORP director Andrew Alfano filed an initial Form 3, which is a required statement of beneficial ownership for company insiders. The filing reports no buy, sell, or derivative transactions and shows no current transactional activity in Regis Corp stock by this reporting person.

Positive

  • None.

Negative

  • None.
SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
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hours per response:0.5
1. Name and Address of Reporting Person*
Alfano Andrew

(Last)(First)(Middle)
3701 WAYZATA BLVD.

(Street)
MINNEAPOLIS MINNESOTA 55416

(City)(State)(Zip)

UNITED STATES

(Country)
2. Date of Event Requiring Statement (Month/Day/Year)
03/16/2026
3. Issuer Name and Ticker or Trading Symbol
REGIS CORP [ RGS ]
3a. Foreign Trading Symbol
5. If Amendment, Date of Original Filed (Month/Day/Year)
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
No securities are beneficially owned.
/s/ Amy C. Seidel, by power of attorney03/18/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

FAQ

What does the REGIS CORP (RGS) Form 3 for Andrew Alfano show?

The Form 3 for Andrew Alfano at REGIS CORP reports his status as a director and serves as his initial statement of beneficial ownership. The filing lists no buy, sell, or derivative transactions and indicates no current transactional activity in RGS shares.

Did Andrew Alfano buy or sell any REGIS CORP (RGS) shares in this Form 3?

No, this Form 3 does not report any purchases or sales of REGIS CORP shares by Andrew Alfano. The transaction summary shows zero buy, sell, gift, exercise, or tax-withholding entries, indicating no reported trading activity in this filing.

What insider role does Andrew Alfano have at REGIS CORP (RGS)?

Andrew Alfano is identified as a director of REGIS CORP in the Form 3. He is not listed as an officer or a ten percent owner in the filing, which focuses on establishing his insider status for ongoing ownership reporting obligations.

Are there any derivative securities reported for Andrew Alfano at REGIS CORP?

No derivative securities are reported for Andrew Alfano in this Form 3. The derivative summary is empty and the transaction summary shows zero derivative transactions, indicating no options, warrants, or similar instruments disclosed in this particular filing excerpt.

Does the REGIS CORP (RGS) Form 3 indicate any gifts or tax withholdings?

No, the Form 3 shows no gifts or tax-withholding transactions for Andrew Alfano. GiftCount, giftShares, taxWithholdingCount, and taxWithholdingShares are all zero, meaning there are no such dispositions or related share movements reported in this filing.
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