Regis EVP James Raymon Suarez awarded 10,800 shares

The 10,800-share award vests in thirds on the first, second and third anniversaries of its grant date, subject to continued employment.

Available on EDGAR 10/30/2026 - 06:06 PM EDT Accepted by SEC EDGAR 10/30/2026 - 06:06 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

Regis Corp. (RGS) EVP, Company Operations James Raymon Suarez received an award of 10,800 shares of common stock on October 28, 2026. His direct holdings following the award were 23,528 shares. The award is subject to continued employment through its vesting dates and the other terms of the grant agreements.

Insider Trade Summary

Grant/Award: 10,800 shares

Grant/Award 1 txn

Insider Suarez James Raymon

Role EVP, Company Operations

Type	Security	Shares	Price	Value
Grant/Award	Common Stock F1	10,800	$0.00	$0.00

Holdings After Transaction: Common Stock — 23,528 shares (Direct)

Footnotes (1)

1. F1. The award vests as to 1/3 of the shares on the first, second, and third anniversaries of the grant date, subject to the Reporting Person's continued employment with the Issuer through such anniversaries and the other terms and conditions of the grant agreements.

Key Figures

Common stock award: 10,800 shares Direct holdings after award: 23,528 shares Reported transaction price: $0.0000 per share +1 more

4 metrics

Common stock award 10,800 shares October 28, 2026

Direct holdings after award 23,528 shares Common stock

Reported transaction price $0.0000 per share Common stock award

Vesting amount 1/3 of the shares On each of the first, second and third anniversaries of the grant date

Key Terms

vests, continued employment, grant agreements

3 terms

vests technical

"The award vests as to 1/3 of the shares"

continued employment technical

"subject to the Reporting Person's continued employment"

Continued employment means that an individual remains in their current job without interruption. For investors, it signals stability and ongoing work that can affect company performance and future prospects. Like a steady heartbeat for a business, sustained employment helps ensure consistent operations and financial health.

grant agreements technical

"the other terms and conditions of the grant agreements"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many shares did RGS EVP James Raymon Suarez receive?

James Raymon Suarez received an award of 10,800 shares of common stock on October 28, 2026. His direct holdings after the award were 23,528 shares.

How does James Raymon Suarez’s RGS stock award vest?

The award vests as to 1/3 of the shares on each of the first, second and third anniversaries of the grant date. Vesting is subject to continued employment through those anniversaries and the other terms and conditions of the grant agreements.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Suarez James Raymon

(Last) (First) (Middle)

3701 WAYZATA BLVD

(Street)

MINNEAPOLIS MINNESOTA 55416

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
REGIS CORP [ RGS ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	EVP, Company Operations

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
10/28/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	10/28/2026		A		10,800(1)	A	$0	23,528	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The award vests as to 1/3 of the shares on the first, second, and third anniversaries of the grant date, subject to the Reporting Person's continued employment with the Issuer through such anniversaries and the other terms and conditions of the grant agreements.

	/s/ Amy Seidel, by power-of-attorney	10/30/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)