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[Form 4] REGIS CORP Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4
Rhea-AI Filing Summary

Regis Corp (RGS) reported an equity grant to one of its directors. On November 14, 2025, the director acquired 2,727 shares of common stock at a price of $0, increasing the director’s beneficial ownership to 5,479 shares held directly. The award is structured to vest on the earlier of November 14, 2026 or the company’s next annual shareholder meeting after November 14, 2025, provided the director continues to serve the company and meets the other conditions in the grant agreements.

Positive
  • None.
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  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Lintonsmith Susan

(Last) (First) (Middle)
3701 WAYZATA BOULEVARD
SUITE 600

(Street)
MINNEAPOLIS MN 55416

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
REGIS CORP [ RGS ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
11/14/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 11/14/2025 A 2,727(1) A $0 5,479 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. The award vests on the earlier of November 14, 2026 or the Issuer's next annual meeting of shareholders after November 14, 2025, subject to the Reporting Person's continued service to the Issuer through such vesting date and the other terms and conditions of the grant agreements.
/s/ Amy C. Seidel, by power of attorney 11/18/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What transaction did Regis Corp (RGS) report in this Form 4?

The filing reports that a director of Regis Corp acquired 2,727 shares of common stock on November 14, 2025, as an equity award.

At what price were the Regis Corp (RGS) shares acquired in the Form 4?

The director’s 2,727 shares of Regis Corp common stock were reported as acquired at a price of $0, indicating a compensatory grant rather than an open-market purchase.

How many Regis Corp (RGS) shares does the director own after this transaction?

Following the reported transaction, the director beneficially owns 5,479 shares of Regis Corp common stock, held in direct ownership.

When do the newly granted Regis Corp (RGS) shares vest?

The 2,727-share award vests on the earlier of November 14, 2026 or the company’s next annual meeting of shareholders after November 14, 2025, subject to continued service and grant conditions.

What role does the reporting person have at Regis Corp (RGS)?

The reporting person is identified as a director of Regis Corp, and the Form 4 is filed as a single reporting person filing.

Is this Regis Corp (RGS) Form 4 a joint filing?

No. The form indicates it is filed by one reporting person, not by more than one reporting person.

Regis Corp

NASDAQ:RGS

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66.82M
2.09M
14.27%
30.96%
3.77%
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United States
MINNEAPOLIS