Regis (RGS) EVP awarded 5,400 shares with three‑year vesting

Rhea-AI Filing Summary

Regis Corporation (RGS) Form 4: The filing reports that Michael Heath Ferranti, Executive Vice President of Brand Operations and a director, was granted and acquired 5,400 shares of common stock with a reported price of $0. After the transaction, Ferranti beneficially owns 13,621 shares. The award vests in three equal annual installments (one‑third on each of the first, second and third anniversaries of the grant date), subject to continued employment and the grant agreement terms. The transaction is recorded as an acquisition of non‑derivative securities and is exempt from cash consideration.

Positive

• 5,400 shares acquired by the reporting person as a non‑cash award, increasing reported beneficial ownership to 13,621 shares
• Award vests over three years (one‑third each year), indicating time‑based retention provisions disclosed in the filing
• Transaction reported under Section 16, fulfilling insider reporting and transparency requirements

Negative

• None.

Insights

Financial Analyst

TL;DR: Insider award increased direct ownership by 5,400 shares to 13,621, with standard multi‑year vesting.

The transaction is a non‑cash equity award that vests over three years, which is a routine form of executive compensation. The immediate reporting of the acquisition provides transparency on insider holdings. The change is modest in absolute share count; without company market capitalization or outstanding shares in this filing, the proportional ownership impact cannot be assessed from this document alone.

Corporate Governance Expert

TL;DR: Typical time‑based equity grant reported; vesting contingent on continued employment and grant terms.

The Form 4 discloses a standard grant structure: one‑third vesting each year for three years. This aligns with common retention incentives. The filing includes the required details for Section 16 reporting (transaction code, amount, and post‑transaction holdings). The document does not provide grant date, grant agreement specifics, or proportional ownership, so further governance implications cannot be determined solely from this filing.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
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hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Ferranti Michael Heath

(Last) (First) (Middle)

3701 WAYZATA BLVD

(Street)

MINNEAPOLIS MN 55416

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
REGIS CORP [ RGS ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	EVP Brand Operations

3. Date of Earliest Transaction (Month/Day/Year)
09/05/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	09/05/2025		A		5,400(1)	A	$0	13,621	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The award vests as to 1/3 of the shares on the first, second, and third anniversaries of the grant date, subject to the Reporting Person's continued employment with the Issuer through such anniversaries and the other terms and conditions of the grant agreements.

	/s/ Amy Seidel, by power-of-attorney	09/09/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

How many shares did Michael Heath Ferranti acquire according to the RGS Form 4?

The Form 4 reports an acquisition of 5,400 shares of Regis Corporation common stock.

What is Michael Ferranti's total beneficial ownership after the reported transaction?

After the reported acquisition, Ferranti beneficially owns 13,621 shares.

What price was reported for the acquired shares on the Form 4 (RGS)?

The reported price for the acquired shares is $0, indicating a non‑cash award.

What are the vesting terms disclosed for the awarded shares?

The award vests as to one‑third of the shares on each of the first, second, and third anniversaries of the grant date, subject to continued employment and grant terms.

What is Michael Ferranti's role at Regis Corporation as listed on the Form 4?

He is listed as EVP Brand Operations and a director.