[144] RH SEC Filing

Rhea-AI Filing Summary

Form 144 notice for RH (common stock): The filing notifies a proposed sale of 2,000 common shares through Morgan Stanley Smith Barney LLC with an aggregate market value of $472,259.40. The company’s outstanding shares are reported as 18,745,070. The securities were acquired on 04/11/2024 via restricted stock vesting under a registered plan and were received as compensation. The filer reports no sales in the past three months and affirms they are not aware of undisclosed material adverse information about the issuer.

Insights

Financial Analyst

TL;DR Routine insider sale of a small block of vested restricted shares, not a material disposition relative to shares outstanding.

The notice documents a proposed sale of 2,000 common shares valued at $472,259.40 and identifies the acquisition as restricted stock vesting used as compensation. Relative to the reported 18,745,070 shares outstanding, this block represents a de minimis percentage, indicating limited direct impact on capitalization or market supply. The absence of sales in the prior three months and the required representation about material undisclosed information are consistent with standard Rule 144 compliance.

Corporate Governance Expert

TL;DR Filing appears procedurally compliant; transaction is routine insider liquidity from vested compensation.

The submission names Morgan Stanley Smith Barney LLC as broker and cites restricted stock vesting under a registered plan as the acquisition source, with payment characterized as compensation. The filer affirms no knowledge of undisclosed material adverse information, aligning with Rule 144 attestation expectations. There are no indications in this notice of accelerated insider selling or governance concerns based solely on the disclosed amounts and acquisition method.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	2000	472259.40	18745070	09/19/2025	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	04/11/2024	Restricted stock vesting under a registered plan	Issuer			2000	04/11/2024	Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What shares does the RH Form 144 notice cover?

The notice covers 2,000 common shares of RH proposed for sale.

What is the aggregate market value of the shares in the RH filing?

The aggregate market value is reported as $472,259.40.

When were the shares acquired according to the RH Form 144?

The shares were acquired on 04/11/2024 via restricted stock vesting under a registered plan.

Which broker is handling the proposed RH sale?

The broker listed is Morgan Stanley Smith Barney LLC, Executive Financial Services.

Does the filer report any sales of RH securities in the past three months?

The filing states Nothing to Report for securities sold during the past three months.

What representation does the filer make about material information?

The filer represents they do not know any material adverse information about the issuer that has not been publicly disclosed.