Resolute (NASDAQ: RHLD) plans NYSE listing switch

Rhea-AI Filing Summary

Resolute Holdings Management, Inc. plans to move the primary stock listing for its common shares from the Nasdaq Stock Market to the New York Stock Exchange. The company told Nasdaq it will voluntarily withdraw its listing there, with trading on Nasdaq expected to end at the close on September 22, 2025 and trading on the NYSE beginning at the market open on September 23, 2025. The common stock has been approved for listing on the NYSE and will continue to trade under the symbol “RHLD.” Resolute also issued a press release about the planned transfer, which is furnished as an exhibit.

8-K Event Classification

3 items: 3.01, 7.01, 9.01

3 items

Item 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing Securities

The company received a delisting notice or transferred its listing to a different exchange.

Item 7.01 Regulation FD Disclosure Disclosure

Material non-public information disclosed under Regulation Fair Disclosure, often investor presentations or guidance.

Item 9.01 Financial Statements and Exhibits Exhibits

Financial statements, pro forma financial information, and exhibit attachments filed with this report.

Understanding 8-K Material Events →

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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

FORM 8-K

CURRENT REPORT
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): September 5, 2025

Resolute Holdings Management, Inc.
(Exact Name of Registrant as Specified in its Charter)

Delaware	001-42458	33-1246734
(State or Other Jurisdiction of Incorporation)	(Commission File Number)	(IRS Employer Identification No.)

445 Park Avenue, Suite 5B
New York, NY
(Address of Principal Executive Offices) 10022
(Zip Code)

(212) 256-8405
(Registrant’s telephone number, including area code)

N/A
(Former name or former address, if changed since last report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

Title of each class		Trading Symbol(s)		Name of each exchange on which registered
Common stock, par value $0.0001 per share		RHLD		The Nasdaq Stock Market LLC

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).

Emerging growth company ☒

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

Item 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing.

On September 5, 2025, Resolute Holdings Management, Inc. (the “Company” or “Resolute”), acting pursuant to authorization from its Board of Directors, notified the Nasdaq Stock Market, LLC (“Nasdaq”) of its determination to voluntarily withdraw the principal listing of the Company’s Common Stock, par value $0.0001 per share (the “Common Stock”), from Nasdaq and transfer the listing to the New York Stock Exchange (the “NYSE”). The Company expects that the listing and trading of the Common Stock on Nasdaq will cease at the close of trading on September 22, 2025, and that the listing and trading of the Common Stock on the NYSE will commence at market open on September 23, 2025.

The Common Stock has been approved for listing on the NYSE, where it will continue to trade under the stock symbol “RHLD.”

Item 7.01 Regulation FD Disclosure.

On September 8, 2025, the Company issued a press release announcing the anticipated transfer of the principal listing of the Common Stock to the NYSE. A copy of the press release is furnished herewith as Exhibit 99.1 and incorporated herein by reference to this Item 7.01.

The information contained in Item 7.01, including Exhibit 99.1, shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities of that Section, and shall not be deemed to be incorporated by reference into any filing of the Company under the Exchange Act or the Securities Act of 1933, as amended, except as shall be expressly set forth by specific reference in such filing.

Cautionary Note Regarding Forward-Looking Statements

This Current Report on Form 8-K may contain “forward-looking statements” made pursuant to the safe harbor provisions of the Private Securities Litigation Reform Act of 1995, including those related to the anticipated transfer of the primary listing of the Common Stock to the NYSE. Forward-looking statements should not be read as a guarantee of future performance or results, and will not necessarily be accurate indications of the times at, or by which, such performance or results will be achieved. The Company assumes no obligation to update forward-looking statements to reflect actual results, changes in assumptions or changes in other factors affecting forward-looking information, and if the Company does update one or more forward-looking statements, no inference should be drawn that it will make additional updates with respect thereto or with respect to other forward-looking statements. Forward-looking statements are based on information available at the time and/or management’s good faith belief with respect to future events, and are subject to risks and uncertainties, some or all of which are not predictable or within the Company’s control, that could cause actual performance or results to differ materially from those expressed in the statements. Those risks and uncertainties include, without limitation, risks relating to the anticipated transfer of the primary listing of the Common Stock to the NYSE. For a discussion of additional risks and uncertainties which could cause actual results to differ from those contained in forward-looking statements, see the Company’s Securities and Exchange Commission (the “SEC”) filings, including but not limited to the Company’s Annual Report on Form 10-K, Quarterly Reports on Form 10-Q and Current Reports on Form 8-K filed with the SEC.

Item 9.01 Financial Statements and Exhibits

(d) Exhibits

Exhibit No.		Description
99.1		Press release, dated September 8, 2025, issued by Resolute Holdings Management, Inc.
104		The cover page from this Current Report on Form 8-K, formatted in Inline XBRL.

SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, hereunto duly authorized.

Date: September 8, 2025

	RESOLUTE HOLDINGS MANAGEMENT, INC.
	By:	/s/ Kurt Schoen
	Name:	Kurt Schoen
	Title:	Chief Financial Officer

FAQ

What stock exchange will Resolute Holdings Management, Inc. (RHLD) move to?

Resolute Holdings Management, Inc. plans to transfer the primary listing of its common stock from Nasdaq to the New York Stock Exchange (NYSE).

When will RHLD stop trading on Nasdaq and start trading on the NYSE?

The company expects RHLD to stop trading on Nasdaq at the close on September 22, 2025 and begin trading on the NYSE at the market open on September 23, 2025.

Will the RHLD stock ticker change after the NYSE listing transfer?

No. The company states its common stock has been approved for listing on the NYSE, where it will continue to trade under the symbol “RHLD.”

Is the RHLD listing move from Nasdaq to NYSE voluntary?

Yes. Resolute Holdings Management, Inc., with authorization from its Board of Directors, determined to voluntarily withdraw the principal listing of its common stock from Nasdaq and transfer it to the NYSE.

Did Resolute Holdings Management, Inc. issue a press release about the NYSE transfer?

Yes. On September 8, 2025, the company issued a press release announcing the anticipated transfer, furnished as Exhibit 99.1 to the report.

Will the NYSE listing transfer information be treated as filed with the SEC?

The company notes that the information in Item 7.01, including Exhibit 99.1, is furnished and is not deemed “filed” for purposes of Section 18 of the Exchange Act.