STOCK TITAN

Director-linked entities buy shares in Resolute Holdings (RHLD)

Filing Impact
(Neutral)
Filing Sentiment
(Positive)
Form Type
4

Rhea-AI Filing Summary

Resolute Holdings Management, Inc. director John D. Cote reported open-market purchases of a total of 552 shares of common stock on March 17, 2026, at prices ranging from $141.50 to $144.50 per share. These shares are held indirectly through his spouse.

The filing also shows substantial indirect holdings of common stock through entities associated with Cote, including 4,107,534 shares held by Resolute Compo Holdings LLC, 73,330 shares held by Tungsten 2024 LLC, and 125,000 shares held by Ridge Valley LLC, with beneficial ownership disclaimed except to the extent of pecuniary interest.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Cote John D.

(Last)(First)(Middle)
C/O RESOLUTE HOLDINGS MANAGEMENT, INC.
445 PARK AVENUE, SUITE 5B

(Street)
NEW YORK NEW YORK 10022

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Resolute Holdings Management, Inc. [ RHLD ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
03/17/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock, par value $0.0001 per share03/17/2026P261A$141.66(1)261IBy Spouse
Common Stock, par value $0.0001 per share03/17/2026P239A$142.5500IBy Spouse
Common Stock, par value $0.0001 per share03/17/2026P52A$144.5552IBy Spouse
Common Stock, par value $0.0001 per share4,107,534I(2)By Resolute Compo Holdings LLC
Common Stock, par value $0.0001 per share73,330I(3)By Tungsten 2024 LLC
Common Stock, par value $0.0001 per share125,000IBy Ridge Valley LLC
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $141.50 to $142.20 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
2. The securities of the issuer are or may be deemed to be beneficially owned by (i) Tungsten 2024 LLC ("Tungsten"), directly, (ii) John Cote, indirectly as a result of being the manager of Tungsten, (iii) C 323 Holdings, LLC ("C 323 Holdings"), indirectly as a result of its consultation rights with respect to the shares, and (iv) Thomas Knott, indirectly as a result of being the sole and managing member of C 323 Holdings. Each of Tungsten, C 323 Holdings and Messrs. Cote and Knott disclaim beneficial ownership of any securities reported by any person except to the extent of their pecuniary interest therein.
3. The securities of the Issuer are or may be deemed to be beneficially owned by (i) Resolute Compo Holdings LLC ("Resolute Compo Holdings"), directly, (ii) Tungsten, indirectly as a result of being the managing member of Resolute Compo Holdings, (iii) Mr. John Cote, indirectly as a result of being the manager of Tungsten, (iv) C 323 Holdings, indirectly as a result of its consultation rights with respect to the shares, and (v) Mr. Knott, indirectly as a result of being the sole and managing member of C 323 Holdings. Each of Resolute Compo Holdings, Tungsten, C 323 Holdings and Messrs. Cote and Knott disclaim beneficial ownership of any securities reported by any person except to the extent of their pecuniary interest therein.
/s/ John D. Cote, by attorney-in-fact Thomas R. Knott03/18/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transactions did John D. Cote report for RHLD?

John D. Cote reported open-market purchases totaling 552 shares of Resolute Holdings common stock on March 17, 2026. The trades were executed in three blocks at prices between $141.50 and $144.50 per share and are held indirectly through his spouse.

At what prices did the RHLD insider purchases occur on March 17, 2026?

The reported RHLD purchases occurred at weighted average prices between $141.50 and $144.50 per share. Individual trades were executed at $141.66, $142.50, and $144.50, with the footnote noting multiple transactions within a $141.50 to $142.20 range for part of the buying.

How many RHLD shares did entities associated with John D. Cote hold after the filing?

Entities associated with John D. Cote held several large RHLD positions: 4,107,534 shares via Resolute Compo Holdings LLC, 73,330 shares via Tungsten 2024 LLC, and 125,000 shares via Ridge Valley LLC. The filing states beneficial ownership is disclaimed except to the extent of pecuniary interest.

How are John D. Cote’s March 17, 2026 RHLD share purchases held?

The 552 RHLD shares purchased on March 17, 2026 are reported as indirectly owned "By Spouse." This means the shares are held in the spouse’s name, with Cote reporting indirect beneficial ownership consistent with SEC requirements for related-party holdings.

Does the RHLD Form 4 disclose any derivative securities for John D. Cote?

The Form 4 for RHLD lists no derivative security transactions for John D. Cote. All reported positions are in common stock, and the derivative summary section is empty, indicating no options, warrants, or other derivative instruments are shown in this particular filing.
Resolute Hldgs Mgmt Inc

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