STOCK TITAN

Resolute Holdings (RHLD) awards director John Cote 1,452 stock options

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Resolute Holdings Management, Inc. reported that director John D. Cote received a grant of stock options. The award covers 1,452 options to buy Resolute Holdings common stock at an exercise price of $129.19 per share, expiring on June 11, 2036.

These options were granted as compensation and not purchased on the open market. Following the grant, Cote holds 1,452 derivative securities of this type. According to the footnote, the options vest in four equal annual installments of 25% starting on June 11, 2027 and on each of the next three anniversaries.

Positive

  • None.

Negative

  • None.
Insider Cote John D.
Role null
Type Security Shares Price Value
Grant/Award Stock Option (Right to Buy) 1,452 $0.00 --
Holdings After Transaction: Stock Option (Right to Buy) — 1,452 shares (Direct, null)
Footnotes (1)
  1. [object Object]
Option grant size 1,452 options Stock Option (Right to Buy) granted to director John D. Cote
Exercise price $129.19 per share Conversion or exercise price of granted stock options
Post-grant derivative holdings 1,452 derivative securities Total stock options held following the transaction
Expiration date June 11, 2036 Expiration of the stock options granted to John D. Cote
Initial vesting date June 11, 2027 First 25% tranche of options vests on this date
Vesting pattern 25% annually over 4 years Equal annual installments starting June 11, 2027
Stock Option (Right to Buy) financial
"security_title: Stock Option (Right to Buy) granted to John D. Cote"
Common Stock financial
"underlying_security_title: Common Stock linked to the options"
Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.
Grant, award, or other acquisition financial
"transaction_code_description: Grant, award, or other acquisition of options"
vest in equal annual installments financial
"footnote: The Stock Options will vest in equal annual installments of 25% each"
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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Cote John D.

(Last)(First)(Middle)
C/O RESOLUTE HOLDINGS MANAGEMENT, INC.
445 PARK AVE., SUITE 5B

(Street)
NEW YORK NEW YORK 10022

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Resolute Holdings Management, Inc. [ RHLD ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/11/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Stock Option (Right to Buy)$129.1906/11/2026A1,452 (1)06/11/2036Common Stock1,452$01,452D
Explanation of Responses:
1. The Stock Options will vest in equal annual installments of 25% each, on June 11, 2027 and on the first, second, and third anniversaries thereof.
/s/ David A.P. Marshall, Attorney-in-Fact for John Cote06/15/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did RHLD report for John D. Cote?

Resolute Holdings reported that director John D. Cote received a grant of 1,452 stock options. These options provide the right to buy common shares at a fixed exercise price as part of his equity-based compensation.

How many Resolute Holdings (RHLD) options were granted to John D. Cote?

John D. Cote was granted 1,452 stock options. Each option relates to one share of Resolute Holdings common stock, giving him potential future ownership if he chooses to exercise them.

What is the exercise price of John D. Cote’s RHLD stock options?

The stock options granted to John D. Cote have an exercise price of $129.19 per share. This is the fixed price he would pay per share if he exercises the options before expiration.

When do John D. Cote’s Resolute Holdings (RHLD) options vest?

The options vest in four equal annual installments of 25% each. Vesting starts on June 11, 2027, with additional 25% tranches on the first, second, and third anniversaries of that date.

When do John D. Cote’s RHLD stock options expire?

The stock options granted to John D. Cote expire on June 11, 2036. He must exercise any vested options before this expiration date to acquire Resolute Holdings common shares.

Is John D. Cote’s RHLD option grant an open-market purchase or compensation?

The Form 4 describes this transaction as a grant or award acquisition. The options were issued as compensation, not bought in the open market, and initially have a zero-dollar transaction price.