STOCK TITAN

Resolute Holdings (NASDAQ: RHLD) director receives grant of 1,452 stock options

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Resolute Holdings Management, Inc. director Roger Fradin received a grant of stock options covering 1,452 shares of common stock at an exercise price of $129.19 per share. These options were awarded at no cost to him and represent compensation, not an open-market trade.

The options vest in four equal annual installments of 25% each, starting on June 11, 2027 and on the first, second, and third anniversaries of that date, and will expire on June 11, 2036 if not exercised.

Positive

  • None.

Negative

  • None.
Insider FRADIN ROGER
Role null
Type Security Shares Price Value
Grant/Award Stock Option (Right to Buy) 1,452 $0.00 --
Holdings After Transaction: Stock Option (Right to Buy) — 1,452 shares (Direct, null)
Footnotes (1)
  1. [object Object]
Options granted 1,452 options Stock Option (Right to Buy) grant on June 11, 2026
Exercise price $129.19 per share Conversion or exercise price of granted options
Post-grant derivative holdings 1,452 options Total derivative securities following transaction
Expiration date June 11, 2036 Option expiration if not exercised
Vesting start date June 11, 2027 First 25% of options vest
Vesting schedule 25% annually over 4 years From June 11, 2027 and three anniversaries
Stock Option (Right to Buy) financial
"security_title: "Stock Option (Right to Buy)""
exercise price financial
"conversion_or_exercise_price: "129.1900" per share"
The exercise price is the fixed amount at which you can buy or sell an asset, like a stock, when using an options contract. It matters because it helps determine whether exercising the option will be profitable or not, depending on the current market price. Think of it as the set price you agree on today to buy or sell later.
vesting financial
"The Stock Options will vest in equal annual installments of 25% each"
Vesting is the process by which you earn full ownership of something, like company stock or a retirement benefit, over time. It’s like earning the right to keep a gift piece by piece the longer you stay with a company, making sure employees stay committed before they receive all the benefits.
expiration date financial
"expiration_date: "2036-06-11T00:00:00.000Z""
The expiration date is the deadline after which a financial contract, such as an option or a futures agreement, is no longer valid or can be exercised. It matters to investors because it determines the timeframe during which they can take action or benefit from the contract, similar to how a coupon or a food item has a limited period of usefulness. Once the expiration date passes, the contract loses its value or ability to be used.
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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
FRADIN ROGER

(Last)(First)(Middle)
C/O RESOLUTE HOLDINGS MANAGEMENT, INC.
445 PARK AVE., SUITE 5B

(Street)
NEW YORK NEW YORK 10022

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Resolute Holdings Management, Inc. [ RHLD ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/11/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Stock Option (Right to Buy)$129.1906/11/2026A1,452 (1)06/11/2036Common Stock1,452$01,452D
Explanation of Responses:
1. The Stock Options will vest in equal annual installments of 25% each, on June 11, 2027 and on the first, second, and third anniversaries thereof.
/s/ David A.P. Marshall, Attorney-in-Fact for Roger Fradin06/15/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What did RHLD director Roger Fradin report in this Form 4 filing?

He reported receiving a grant of stock options for 1,452 shares of Resolute Holdings Management common stock. The options are a compensation award, not a market purchase, and give him the right to buy shares at a fixed exercise price in the future.

How many RHLD stock options did Roger Fradin receive and at what price?

He received 1,452 stock options with an exercise price of $129.19 per share. This means he can choose to buy up to 1,452 shares at that fixed price, regardless of the future market price, as the options vest over time.

When do Roger Fradin’s RHLD stock options vest?

The options vest in four equal annual installments of 25% each. Vesting begins on June 11, 2027, with additional vesting on the first, second, and third anniversaries of that date, gradually increasing the number of exercisable options each year.

When do the RHLD stock options granted to Roger Fradin expire?

The stock options expire on June 11, 2036 if not exercised. After that expiration date, any unexercised options become worthless and can no longer be used to purchase Resolute Holdings Management common shares at the exercise price.

Is Roger Fradin’s RHLD Form 4 filing a buy or sell signal?

The filing reflects an option grant as compensation, categorized as an acquisition of derivative securities. It is not an open-market buy or sell and mainly shows that the company awarded him additional equity-based incentives tied to future share performance.