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Rigel Pharmaceuticals (RIGL) CEO gets 31,700 performance-based options

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Rigel Pharmaceuticals CEO Raul R. Rodriguez reported a performance-based stock option grant that became fully vested on June 17, 2026. The award covers 31,700 shares of common stock under an employee stock option, with an exercise price of $22.49 per share and an expiration date of January 29, 2035. The filing shows this as a compensation-related acquisition, not an open-market buy or sale, and lists 31,700 derivative shares held following the transaction.

Positive

  • None.

Negative

  • None.
Insider RODRIGUEZ RAUL R
Role CEO, President
Type Security Shares Price Value
Grant/Award Employee Stock Option (right to buy) 31,700 $0.00 --
Holdings After Transaction: Employee Stock Option (right to buy) — 31,700 shares (Direct, null)
Footnotes (1)
  1. The Reporting Person was granted a stock option with a performance-based condition with respect to 31,700 shares of the Issuer's common stock on January 29, 2025. The exercise price of this option is $22.49, which is the closing price of the Issuer's common stock on Nasdaq on the date of grant. In light of the performance-based vesting condition, this grant was not reportable under Section 16 until the performance metric was satisfied. On June 17, 2026, it was determined that the performance metric had been met. The option was fully vested on June 17, 2026, the date the determination was made that the performance metric had been met.
Option shares granted 31,700 shares Employee stock option with performance-based condition
Exercise price $22.49 per share Closing price on Nasdaq on January 29, 2025
Total derivative shares after transaction 31,700 shares Options held following June 17, 2026 vesting determination
Vesting date June 17, 2026 Date performance metric was determined to be met; option fully vested
Expiration date January 29, 2035 Option expiration for the 31,700-share grant
Transaction code A Grant, award, or other acquisition of derivative security
performance-based condition financial
"The Reporting Person was granted a stock option with a performance-based condition with respect to 31,700 shares"
Section 16 regulatory
"In light of the performance-based vesting condition, this grant was not reportable under Section 16 until the performance metric was satisfied"
Section 16 is a U.S. securities law rule that governs the trading and disclosure obligations of company insiders — typically officers, directors and large shareholders — to promote transparency and deter unfair profit-taking. It requires insiders to publicly report their stock trades and allows companies or the issuer to reclaim quick, short-term profits from certain insider trades, like a scoreboard and a refund policy that help investors see and limit possible insider advantage.
exercise price financial
"The exercise price of this option is $22.49, which is the closing price"
The exercise price is the fixed amount at which you can buy or sell an asset, like a stock, when using an options contract. It matters because it helps determine whether exercising the option will be profitable or not, depending on the current market price. Think of it as the set price you agree on today to buy or sell later.
vested financial
"The option was fully vested on June 17, 2026, the date the determination was made"
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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
RODRIGUEZ RAUL R

(Last)(First)(Middle)
RIGEL PHARMACEUTICALS, INC.
611 GATEWAY BLVD, SUITE 900

(Street)
SOUTH SAN FRANCISCO CALIFORNIA 94080

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
RIGEL PHARMACEUTICALS INC [ RIGL ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
XOfficer (give title below)Other (specify below)
CEO, President
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/17/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Employee Stock Option (right to buy)$22.49(1)06/17/2026A31,700(1) (2)01/29/2035Common Stock31,700(1)$031,700D
Explanation of Responses:
1. The Reporting Person was granted a stock option with a performance-based condition with respect to 31,700 shares of the Issuer's common stock on January 29, 2025. The exercise price of this option is $22.49, which is the closing price of the Issuer's common stock on Nasdaq on the date of grant. In light of the performance-based vesting condition, this grant was not reportable under Section 16 until the performance metric was satisfied. On June 17, 2026, it was determined that the performance metric had been met.
2. The option was fully vested on June 17, 2026, the date the determination was made that the performance metric had been met.
/s/ Raymond Furey (Attorney-in-Fact)06/22/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did Rigel Pharmaceuticals (RIGL) report for its CEO?

Rigel Pharmaceuticals reported that CEO Raul R. Rodriguez acquired an employee stock option covering 31,700 shares of common stock. This was a compensation grant that became reportable once a performance metric was determined to be met on June 17, 2026.

How many Rigel (RIGL) shares are covered by the CEO’s new stock option?

The CEO’s stock option covers 31,700 shares of Rigel common stock. This entire amount became vested when the specified performance condition was determined to be satisfied on June 17, 2026, and is reflected as 31,700 derivative shares held after the transaction.

What is the exercise price of the Rigel (RIGL) CEO’s performance-based option?

The exercise price of the CEO’s performance-based stock option is $22.49 per share. According to the disclosure, this price equals the closing price of Rigel’s common stock on Nasdaq on the original grant date of January 29, 2025.

When did the performance condition for the Rigel (RIGL) CEO’s option get satisfied?

The performance condition for the CEO’s stock option was determined to be satisfied on June 17, 2026. On that date, the option became fully vested, triggering the requirement to report the award under Section 16 as shown in the filing.

When does the Rigel (RIGL) CEO’s newly vested option expire?

The CEO’s performance-based stock option expires on January 29, 2035. This gives a long exercise window following full vesting on June 17, 2026, during which the option can be exercised at the fixed $22.49 per share exercise price.

Is the Rigel (RIGL) CEO’s Form 4 transaction an open-market buy or sale?

The reported transaction is not an open-market buy or sale. It is a compensation-related grant of an employee stock option that became reportable once its performance-based vesting condition was met, resulting in 31,700 vested derivative shares held by the CEO.