Welcome to our dedicated page for BRC Group Holdings SEC filings (Ticker: RILY), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The BRC Group Holdings, Inc. (RILY) SEC filings page on Stock Titan brings together the company’s regulatory disclosures as filed with the U.S. Securities and Exchange Commission. BRC, formerly B. Riley Financial, Inc., is a diversified holding company with financial services, telecom, retail, and investment activities, and its filings provide detailed insight into these operations, its capital structure, and governance.
Investors can use this page to access annual reports on Form 10-K and quarterly reports on Form 10-Q, which the company has described in press releases and Form 8-Ks as key documents for understanding its segment results in Capital Markets, Wealth Management, Communications, and Consumer Products, as well as non-GAAP measures such as Adjusted EBITDA, Operating Adjusted EBITDA, Investment Adjusted EBITDA, Operating Revenues, Investment Gains (Losses), Total Investments, and Net Debt. These filings also address matters such as debt levels, bond exchanges, senior secured credit agreements, and other balance sheet items.
The page also surfaces current reports on Form 8-K, where BRC reports material events. Recent 8-Ks have covered topics such as Nasdaq notifications regarding delayed filings, the Nasdaq Hearings Panel’s decision to grant an exception for continued listing subject to specific filing deadlines, amendments to a credit agreement with Oaktree-managed funds, executive employment and compensation arrangements, and the company’s decision to change its name to BRC Group Holdings, Inc. while retaining the RILY ticker.
In addition, users can review the company’s definitive proxy statement on Schedule 14A, which discusses matters submitted to shareholders at the annual meeting, including the election of directors, ratification of the independent registered public accounting firm, and advisory votes on executive compensation. The proxy statement also provides information on corporate governance, board structure, and compensation policies.
Stock Titan enhances these filings with AI-powered summaries that explain the key points of lengthy documents, helping readers quickly identify items such as changes in listing status, capital structure updates, non-GAAP metric definitions, and governance decisions. Real-time updates from EDGAR, along with access to Forms 10-K, 10-Q, 8-K, and proxy materials, give RILY investors a structured view of BRC Group Holdings, Inc.’s regulatory history and ongoing disclosure practices.
Affiliated broker-dealers G1 Execution Services, SIG Brokerage, Susquehanna Financial Group, and Susquehanna Securities filed an amended ownership report on BRC Group Holdings, Inc. common stock. They report beneficial ownership of 1,237,541 shares, equal to 4.0% of the company’s outstanding common stock.
The Susquehanna Securities position includes options to buy 1,131,100 shares. BRC Group Holdings, formerly B. Riley Financial, had 30,597,066 shares outstanding as of November 17, 2025, according to a prior quarterly report. The filers state the holdings are in the ordinary course of business and not for influencing control.
BRC Group Holdings, Inc. received an updated ownership report from major shareholder Bryant R. Riley. He beneficially owns 6,985,856 shares of common stock, or 22.4% of the company, based on 31,218,670 shares outstanding as of February 10, 2026.
The filing also details Riley’s margin-style borrowing with Axos Bank. Under a credit agreement with a $21,407,944 revolving line maturing April 1, 2026, he had pledged 5,804,124 BRC shares as collateral. Using proceeds from a private sale of Babcock & Wilcox Enterprises shares, he repaid $10,398,438, leading to the release of 3,122,537 pledged BRC shares, with the remaining pledged shares expected to be released within thirty days.
BRC Group Holdings, Inc. filed an 8-K to provide recast 2024 financial information, mainly to show its Financial Consulting segment (GlassRatner and Farber) as discontinued operations in support of a Form S-1. For 2024, the company reported a net loss available to common shareholders of about $772 million, a sharp deterioration from roughly $108 million in 2023, driven by large non-cash hits.
Key pressures included fair value adjustments on loans of $325.5 million, heavy realized and unrealized investment losses of $263.7 million, and $105.4 million of goodwill and intangible impairments, largely tied to Consumer Products and E‑Commerce. Securities and other investments declined from $809.0 million to $282.3 million, and loans receivable fell from $532.4 million to $90.1 million, reflecting markdowns and repayments, particularly related to Freedom, Vintage Capital, Conn’s and other credits.
Despite the loss, BRC emphasized a shift toward balance sheet repair. Total indebtedness decreased from $2.4 billion at year-end 2023 to $1.8 billion at year-end 2024 as the company used proceeds from major asset sales, including brand assets, Great American Group and later Atlantic Coast Recycling and GlassRatner/Farber, along with a partial wealth-management sale. Subsequent to year-end, BRC put Nogin into an assignment for the benefit of creditors, entered a new secured credit facility with Oaktree, redeemed its 6.375% 2025 notes, exchanged portions of multiple senior notes into new 8.00% second-lien notes due 2028, and suspended dividends on its Series A and B preferred stock. At December 31, 2024, BRC reported $146.9 million of unrestricted cash, $100.5 million of restricted cash, and reiterated that debt reduction via additional monetizations is expected to remain a priority.
BRC Group Holdings, Inc. has filed an S-1 to register up to 2,745,979 shares of common stock for resale by selling securityholders upon exercise of outstanding warrants. These include warrants for approximately 1,832,287 shares at an initial exercise price of $5.14 issued under the company’s 2025 credit agreement and 913,692 warrants at $10.00 issued in private senior note exchanges.
The company will not receive proceeds from any resale of shares, but will receive cash if the warrants are exercised. Assuming full warrant exercise, common shares outstanding would rise from 31,218,670 to 33,343,045. BRC describes a diversified platform spanning financial services, banking, wealth management, telecom, retail, and opportunistic investments.
The prospectus also presents preliminary unaudited 2025 results indicating significantly higher revenues and a swing to net income from continuing operations versus a large loss in 2024, along with adjusted EBITDA and operating adjusted EBITDA reconciliations. Management highlights debt reduction from about $1.8 billion at December 31, 2024 to roughly $1.4 billion at December 31, 2025, driven by asset sales and liability management, while emphasizing continued focus on deleveraging and extensive risk factors around revenue volatility, legal matters, leverage, internal controls, and market conditions.
BRC Group Holdings, Inc. filed a Form 13F reporting its institutional holdings as of the filing, listing 21 positions with a total reported market value of
BRC Group Holdings, Inc. filed a Form 13F reporting institutional holdings totaling $147,893,624 across 25 positions. The report is signed by Bryant R. Riley, Co-Chief Executive Officer and dated 02-03-2026. The filing states it is a 13F Holdings Report.
BRC Group Holdings, Inc. filed a Form 13F reporting its institutional holdings. The report lists 38 holdings with a total market value of $88,958,327. The filing is signed by Bryant R. Riley (Co‑Chief Executive Officer) and dated 02-03-2026. The manager's address is 11100 Santa Monica Blvd, Suite 800, Los Angeles, CA.
BRC Group Holdings, Inc. filed a Form 13F reporting its institutional holdings, showing 23 reported positions with a total value of $79,549,919.
The filing is signed by Bryant R. Riley, Co-Chief Executive Officer, and is dated 02-03-2026. The cover states this is a 13F holdings report with no other included managers.
BRC Group Holdings, Inc. reported that on January 27, 2026 it received a letter from Nasdaq confirming the company has regained compliance with Nasdaq’s Periodic Filing Rule 5250(c)(1), restoring its status with Nasdaq’s listing requirements.
Nasdaq also imposed a one-year “Mandatory Panel Monitor” under Listing Rule 5815(d)(4)(B). During this period, if BRC Group fails to timely meet the Periodic Filing Rule, it would receive a Delist Determination Letter without the chance to first submit a compliance plan, but could request a hearing and stay of delisting. The company announced the compliance news in a January 28, 2026 press release furnished as an exhibit.