Welcome to our dedicated page for BRC Group Holdings SEC filings (Ticker: RILY), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
BRC Group Holdings, Inc. filings document a diversified holding company with common stock, preferred depositary shares, and multiple senior-note securities listed on Nasdaq. Its regulatory record covers operating and financial results, material-event reports, capital-structure disclosures, and securities registration details for common equity, Series A and Series B preferred depositary shares, and senior notes due in 2026 and 2028.
The company’s filings also include proxy materials for annual meeting governance and shareholder voting matters, Form 8-K disclosures for material agreements and financial results, Form 25 documentation for removal of a senior-note class from listing and registration, and Rule 12b-25 notices related to periodic-report timing. These documents frame BRC Group Holdings’ reporting status, governance processes, debt and preferred-equity structure, and operating-business disclosures.
BRC Group Holdings Inc. submitted a notice of proposed sale of 100,000 shares of Common Stock via NewEdge Securities LLC.
Aggregate offering consideration is listed as $905,000.00. Shares outstanding were 37,130,592 as of 05/13/2026 (contextual baseline).
BRC Group Holdings, Inc. reported net income of $222.2 million for the quarter ended March 31, 2026, compared with a net loss of $16.6 million a year earlier. Revenue rose to $352.1 million from $186.1 million, helped by $145.1 million of net trading gains and $105.1 million of realized and unrealized investment gains. Operating expenses fell to $199.1 million from $247.5 million, turning operating income to $152.9 million from a loss. The company used gains and cash to reduce senior notes payable, net, to $1.17 billion from $1.30 billion and fully redeemed $96.0 million of 5.50% senior notes due 2026. It also exchanged $36.1 million of various senior notes for 4.55 million common shares, which, along with earnings, moved total equity from a deficit of $120.3 million at December 31, 2025 to positive equity of $136.3 million at March 31, 2026.
BRC Group Holdings, Inc. reported a sharp turnaround in first quarter 2026, with net income available to common shareholders of $211.3 million and total revenues of $352.1 million, compared with a loss and $186.1 million of revenues a year earlier. Basic EPS rose to $6.62 from $(0.39), reflecting strong trading gains and lower operating expenses.
Adjusted EBITDA reached $262.2 million and Operating Adjusted EBITDA was $34.6 million, both improving from losses in 2025. The company reduced total debt to $1.30 billion and Net Debt to $372.4 million, while securities and other investments owned increased to $639.7 million.
Capital Markets segment revenues jumped to $172.1 million with segment income of $137.2 million, and Wealth Management generated $52.2 million of revenue and $16.0 million of income, with $11.9 billion of client assets under management. BRC plans to repurchase minority shares of B. Riley Securities and merge it with B. Riley Wealth, targeting completion by year-end.
BRC Group Holdings, Inc. reported a Schedule 13G showing that Daniel Asher and DBA Trading, LLC together hold 2,297,246 ordinary shares, representing 6.54% of the class as reported on 04/15/2026. The filing states shared voting and dispositive power of 2,297,246 shares for each reporting person and includes a joint filing agreement and trade activity exhibit.
BRC Group Holdings, Inc. director and Co-CEO Bryant R. Riley reported a tax-withholding disposition of common stock tied to RSU vesting. On April 13, 2026, 17,059 shares of common stock were withheld by the company and remitted to cover taxes at $7.23 per share in connection with restricted stock units granted on February 24, 2023 and March 4, 2024.
Following this tax payment, Riley directly or jointly held 6,769,728 common shares. The filing also notes indirect holdings through multiple Uniform Transfer to Minors Act custodial accounts for his children and through the B. Riley Financial, Inc. 401(k) Profit Sharing Plan FBO Bryant Riley, for which he disclaims beneficial ownership except to the extent of his pecuniary interest.
BRC Group Holdings, Inc. Senior Vice President and Chief Accounting Officer Howard Weitzman had 4,861 shares of common stock withheld on April 13, 2026 to cover taxes due on the vesting of previously granted Restricted Stock Units. This was a tax-withholding transaction, not an open-market sale.
After this withholding, Weitzman directly owns 53,710 shares of BRC Group Holdings common stock and indirectly holds 7,500 shares through a self-directed 401(k) plan, showing he retains a meaningful equity stake in the company.
BRC Group Holdings Co-CEO Thomas J. Kelleher reported a tax-related share disposition in company stock. On April 13, 2026, 22,440 shares of common stock were withheld by the company at $7.23 per share to cover taxes due on vesting of Restricted Stock Units granted in February 2023 and March 2024. This was not an open-market sale. After this withholding, Kelleher held 70,541 shares directly, plus additional indirect holdings including 902,288 shares in a family trust, 34,118 shares in a self-directed IRA, and further shares held with dispositive power for his wife and daughters.
BRC Group Holdings EVP and General Counsel Alan N. Forman had 3,741 shares of common stock withheld on April 13, 2026 to pay taxes tied to vesting Restricted Stock Units. This was a tax-withholding disposition, not an open-market sale. After this event, he directly holds 137,827 shares of BRC Group Holdings common stock.
BRC Group Holdings, Inc. files a post-effective amendment to register up to 2,745,979 shares of Common Stock issuable upon exercise of outstanding warrants for resale by selling securityholders.
The registration covers two warrant tranches: approximately 1,832,287 Credit Agreement Warrants with an initial exercise price of $5.14 and approximately 913,692 Notes Warrants with an exercise price of $10.00. The prospectus states the company will not receive resale proceeds but would receive proceeds from any cash exercises; full cash exercise would yield approximately $18.5 million. The table shows 34,798,366 shares outstanding as of March 26, 2026 and an assumed post-offering outstanding count of 37,544,345 shares if all warrants are exercised.