Welcome to our dedicated page for BRC Group Holdings SEC filings (Ticker: RILY), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The BRC Group Holdings, Inc. (RILY) SEC filings page on Stock Titan brings together the company’s regulatory disclosures as filed with the U.S. Securities and Exchange Commission. BRC, formerly B. Riley Financial, Inc., is a diversified holding company with financial services, telecom, retail, and investment activities, and its filings provide detailed insight into these operations, its capital structure, and governance.
Investors can use this page to access annual reports on Form 10-K and quarterly reports on Form 10-Q, which the company has described in press releases and Form 8-Ks as key documents for understanding its segment results in Capital Markets, Wealth Management, Communications, and Consumer Products, as well as non-GAAP measures such as Adjusted EBITDA, Operating Adjusted EBITDA, Investment Adjusted EBITDA, Operating Revenues, Investment Gains (Losses), Total Investments, and Net Debt. These filings also address matters such as debt levels, bond exchanges, senior secured credit agreements, and other balance sheet items.
The page also surfaces current reports on Form 8-K, where BRC reports material events. Recent 8-Ks have covered topics such as Nasdaq notifications regarding delayed filings, the Nasdaq Hearings Panel’s decision to grant an exception for continued listing subject to specific filing deadlines, amendments to a credit agreement with Oaktree-managed funds, executive employment and compensation arrangements, and the company’s decision to change its name to BRC Group Holdings, Inc. while retaining the RILY ticker.
In addition, users can review the company’s definitive proxy statement on Schedule 14A, which discusses matters submitted to shareholders at the annual meeting, including the election of directors, ratification of the independent registered public accounting firm, and advisory votes on executive compensation. The proxy statement also provides information on corporate governance, board structure, and compensation policies.
Stock Titan enhances these filings with AI-powered summaries that explain the key points of lengthy documents, helping readers quickly identify items such as changes in listing status, capital structure updates, non-GAAP metric definitions, and governance decisions. Real-time updates from EDGAR, along with access to Forms 10-K, 10-Q, 8-K, and proxy materials, give RILY investors a structured view of BRC Group Holdings, Inc.’s regulatory history and ongoing disclosure practices.
BRC Group Holdings, Inc. director and Co-CEO Bryant R. Riley reported a tax-withholding disposition of common stock tied to RSU vesting. On April 13, 2026, 17,059 shares of common stock were withheld by the company and remitted to cover taxes at $7.23 per share in connection with restricted stock units granted on February 24, 2023 and March 4, 2024.
Following this tax payment, Riley directly or jointly held 6,769,728 common shares. The filing also notes indirect holdings through multiple Uniform Transfer to Minors Act custodial accounts for his children and through the B. Riley Financial, Inc. 401(k) Profit Sharing Plan FBO Bryant Riley, for which he disclaims beneficial ownership except to the extent of his pecuniary interest.
BRC Group Holdings, Inc. Senior Vice President and Chief Accounting Officer Howard Weitzman had 4,861 shares of common stock withheld on April 13, 2026 to cover taxes due on the vesting of previously granted Restricted Stock Units. This was a tax-withholding transaction, not an open-market sale.
After this withholding, Weitzman directly owns 53,710 shares of BRC Group Holdings common stock and indirectly holds 7,500 shares through a self-directed 401(k) plan, showing he retains a meaningful equity stake in the company.
BRC Group Holdings Co-CEO Thomas J. Kelleher reported a tax-related share disposition in company stock. On April 13, 2026, 22,440 shares of common stock were withheld by the company at $7.23 per share to cover taxes due on vesting of Restricted Stock Units granted in February 2023 and March 2024. This was not an open-market sale. After this withholding, Kelleher held 70,541 shares directly, plus additional indirect holdings including 902,288 shares in a family trust, 34,118 shares in a self-directed IRA, and further shares held with dispositive power for his wife and daughters.
BRC Group Holdings EVP and General Counsel Alan N. Forman had 3,741 shares of common stock withheld on April 13, 2026 to pay taxes tied to vesting Restricted Stock Units. This was a tax-withholding disposition, not an open-market sale. After this event, he directly holds 137,827 shares of BRC Group Holdings common stock.
BRC Group Holdings, Inc. files a post-effective amendment to register up to 2,745,979 shares of Common Stock issuable upon exercise of outstanding warrants for resale by selling securityholders.
The registration covers two warrant tranches: approximately 1,832,287 Credit Agreement Warrants with an initial exercise price of $5.14 and approximately 913,692 Notes Warrants with an exercise price of $10.00. The prospectus states the company will not receive resale proceeds but would receive proceeds from any cash exercises; full cash exercise would yield approximately $18.5 million. The table shows 34,798,366 shares outstanding as of March 26, 2026 and an assumed post-offering outstanding count of 37,544,345 shares if all warrants are exercised.
BRC Group Holdings, Inc. announced that director Robert D’Agostino has decided not to stand for re-election at the company’s 2026 annual meeting of stockholders. He informed the company of his decision on April 2, 2026 and will continue serving on the Board and his current committees until his term ends on the date of the annual meeting.
The company states that Mr. D’Agostino’s decision was not due to any disagreement with the company or its management regarding operations, policies, or practices, indicating a planned and non-contentious transition in board composition.
BRC Group Holdings, Inc. is asking stockholders to vote at its May 19, 2026 virtual annual meeting on three key items: electing seven directors, ratifying BDO USA, P.C. as auditor for 2026, and approving executive pay on an advisory basis.
The proxy describes a majority-independent board, committee structures, and extensive governance policies. It details the 2025 executive compensation program, which emphasizes discretionary, performance-based bonuses and equity incentives. The filing also explains the 2025 transition from Marcum LLP to BDO, including previously reported multiple material weaknesses in internal control over financial reporting and BDO’s independence assessment, and discloses several related-party and Section 3(a)(9) note-for-stock exchange transactions.
Brandt Tamara Sue reported acquisition or exercise transactions in this Form 4 filing.
BRC Group Holdings, Inc. director Tamara Sue Brandt received equity compensation awards in the form of common stock and restricted stock units. On April 3, 2026, she was granted 3,660 shares of common stock for Board equity compensation, 14,695 restricted stock units that vest in full on May 19, 2026, and 33,064 restricted stock units that vest in full on April 3, 2027. Following these awards, she directly holds 57,614 shares of common stock, including the shares underlying these equity awards.
Labran Renee E reported acquisition or exercise transactions in this Form 4 filing.
BRC Group Holdings, Inc. director Renee E. Labran reported equity compensation grants in the form of common stock and restricted stock units. On April 3, 2026, Labran was granted 3,660 shares of common stock issued as Board equity compensation.
On the same date, Labran also received two restricted stock unit awards that settle in BRC Group common stock, covering 14,695 shares that vest in full on May 19, 2026, and 33,064 shares that vest in full on April 3, 2027. Following these awards, Labran directly holds 58,152 shares of common stock.