BRC Group affiliate (RILY) files amended Form 144/A — affiliate sales noted

Rhea-AI Filing Summary

BRC Group Holdings, Inc. affiliate filed an amended Form 144/A reporting proposed sales of Common Stock by an affiliate. The filing lists multiple previously vested restricted stock unit grants with discrete grant/vesting dates and share counts (examples include 27,231 shares vested 12/15/2020 and 21,532 shares vested 02/08/2023). The cover data shows 100,000 and 905,000.00 (currency) and an NASDAQ listing entry with an 05/13/2026 reference. The filing identifies Alan N. Forman as a selling affiliate and reports sales during the past three months of 3,741 shares for $27,047.43.

Insights

Securities Compliance Attorney

Amended Form 144/A documents proposed affiliate sales and prior RSU vesting events.

The filing itemizes numerous RSU vesting events with exact share counts and dates, and names an affiliate seller, Alan N. Forman. It also records prior open-market sales of 3,741 shares totaling $27,047.43.

Timing and proceeds treatment are governed by the notice mechanics of Form 144; the filing does not state further conditions. Subsequent SEC or company filings would disclose completions or further sales.

Key Figures

Form type: 144/A Listing: NASDAQ Reported recent sales: 3,741 shares +4 more

7 metrics

Form type 144/A Amended notice of proposed sale

Listing NASDAQ Securities information row dated 05/13/2026

Reported recent sales 3,741 shares Securities sold during the past 3 months

Proceeds from recent sales $27,047.43 Aggregate proceeds for shares sold in past 3 months

Noted vested RSU example 27,231 shares Vested 12/15/2020

Noted vested RSU example 21,532 shares Vested 02/08/2023

Cover numeric entries 100,000 and 905,000.00 Values shown in the securities information row

Key Terms

restricted stock unit (RSU), Form 144/A, selling affiliate

3 terms

restricted stock unit (RSU) financial

"Compensation / vesting of shares from restricted stock unit grants"

A restricted stock unit (RSU) is a promise from a company to give an employee company shares (or cash equal to their value) at a future date if certain conditions are met, such as staying with the company or hitting performance targets. For investors, RSUs matter because when they convert into actual shares they increase the number of shares available and can create selling pressure as employees cash out—think of them as a future paycheck paid in company stock.

Form 144/A regulatory

"144/A: Securities To Be Sold"

selling affiliate regulatory

"Alan N. Forman c/o BRC Group Holdings, Inc."

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144/A

144/A: Filer Information

Filer CIK
Filer CCC
Previous Accession Number Of The Filing
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144/A: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144/A: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common Stock	NewEdge Securities, LLC 2200 Atlantic Street, Suite 200 Stamford CT 06902	100000	905000.00	37130592	05/13/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144/A: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common Stock	05/09/2015	Compensation / vesting of shares from restricted stock unit grants	BRC Group Holdings, Inc.			115	05/09/2015	n/a
Common Stock	12/10/2015	Compensation/ vesting of shares from restricted stock unit grants	BRC Group Holdings, Inc.			4696	12/10/2015	n/a
Common Stock	12/10/2016	Compensation/ vesting of shares from restricted stock unit grants	BRC Group Holdings, Inc.			2583	12/10/2016	n/a
Common Stock	05/24/2017	Compensation/ vesting of shares from restricted stock unit grants	BRC Group Holdings, Inc			2786	05/24/2017	n/a
Common Stock	12/10/2017	Compensation/ vesting of shares from restricted stock unit grants	BRC Group Holdings, Inc			4695	12/10/2017	n/a
Common Stock	05/24/2018	Compensation/ vesting of shares from restricted stock unit grants	BRC Group Holdings, Inc			6538	05/24/2018	n/a
Common Stock	05/24/2019	Compensation/ vesting of shares from restricted stock unit grants	BRC Group Holdings, Inc			9509	05/24/2019	n/a
Common Stock	05/24/2020	Compensation/ vesting of shares from restricted stock unit grants	BRC Group Holdings, Inc			7957	05/24/2020	n/a
Common Stock	12/15/2020	Compensation/ vesting of shares from restricted stock unit grants	BRC Group Holdings, Inc			27231	12/15/2020	n/a
Common Stock	05/24/2021	Compensation/ vesting of shares from restricted stock unit grants	BRC Group Holdings, Inc			7337	05/24/2021	n/a
Common Stock	05/24/2022	Compensation/ vesting of shares from restricted stock unit grants	BRC Group Holdings, Inc			4348	05/24/2022	n/a
Common Stock	06/02/2022	Compensation/ vesting of shares from restricted stock unit grants	BRC Group Holdings, Inc			673	06/02/2022	n/a
Common Stock	02/08/2023	Compensation/ vesting of shares from restricted stock unit grants	BRC Group Holdings, Inc			21532	02/08/2023	n/a

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144/A: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Alan N. Forman c/o BRC Group Holdings, Inc. 11100 Santa Monica Blvd., Suite 800 Los Angeles CA 90025	BRC Group Holdings, Inc.	04/13/2026	3741	27047.43

144/A: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the BRC Group Holdings Form 144/A for RILY disclose?

The filing lists proposed sales by an affiliate and detailed RSU vesting events. It names Alan N. Forman and includes multiple vested share counts with dates and a reported recent sale of 3,741 shares for $27,047.43.

How many shares were reported sold in the past three months in this filing?

The filing reports sales of 3,741 shares in the past three months. The disclosed proceeds for those sales are $27,047.43, attributed to the selling affiliate named in the filing.

Which vested RSU grants are itemized in the Form 144/A?

The filing itemizes many RSU vesting dates and counts, including 27,231 shares (12/15/2020) and 21,532 shares (02/08/2023), among other dated grant/vesting entries shown verbatim in the filing.

Who is the selling affiliate named in the amended Form 144/A?

The filing identifies the selling affiliate as Alan N. Forman, with an address for filings listed as c/o BRC Group Holdings, Inc., and associated sale activity reported in the document.

Does the filing state where the securities are listed?

Yes, the filing references NASDAQ in the securities information section and includes an associated date of 05/13/2026 in that table row.