B. Riley (NASDAQ: RILY) files Form 144 listing proposed common stock sales

Rhea-AI Filing Summary

B. Riley Securities, Inc. submitted a Form 144 reporting proposed sales of Common Stock of RILY and listing specific recent transactions and settlement methods. The filing lists shares outstanding of 40,194,696 shares as of 06/16/2026 and records open‑market purchases, a follow‑on offering, and cash settlements on listed dates.

Insights

Securities Compliance Analyst

Form 144 notifies the market of proposed resale transactions and records recent settlements.

Form 144 provides notice of intended sales under Rule 144, listing transaction dates, quantities, and settlement type such as cash or follow‑on offering entries. The filing includes a baseline shares outstanding figure of 06/16/2026.

Regulatory interpretation depends on transferor status and holding period; subsequent filings or settlement confirmations will show actual sales. Cashflow treatment and exact seller identities beyond broker attribution are not detailed in the excerpt.

Key Figures

Shares outstanding: 40,194,696 shares Open‑market purchase: 90,265 shares Open‑market purchase: 7,500 shares +2 more

5 metrics

Shares outstanding 40,194,696 shares as of 06/16/2026

Open‑market purchase 90,265 shares transaction dated 02/08/2023 (settled 02/10/2023)

Open‑market purchase 7,500 shares transaction dated 03/07/2023 (settled 03/09/2023)

Follow‑on offering sale 72,727 shares transaction dated 07/26/2023 (settled 07/28/2023)

Open‑market purchase 25,000 shares transaction dated 08/21/2023 (settled 08/23/2023)

Key Terms

Form 144, Open market purchase, Follow‑on offering, Cash settlement, +1 more

5 terms

Form 144 regulatory

"144: Securities To Be Sold"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Open market purchase market

"OPEN MARKET PURCHASE | N/A | ... | CASH"

An open market purchase is when a company buys its own shares on public stock exchanges the same way any investor would, rather than through a private deal. Investors care because these purchases reduce the number of shares available, can boost earnings per share and share price, signal that management thinks the stock is undervalued, and use company cash that might otherwise go to reinvestment or dividends — like a business quietly buying back its own tickets at the box office.

Follow‑on offering market

"FOLLOW-ON OFFERING | BRC GROUP HOLDINGS, INC."

Cash settlement financial

"02/10/2023 | CASH"

Cash settlement is a process where, instead of exchanging physical assets like stocks or commodities, the parties involved settle the difference in value with money after a contract ends. For investors, it simplifies transactions by avoiding the need to handle or deliver the actual asset, making it quicker and more convenient to complete trades. This method ensures a straightforward way to settle agreements based on their final value.

Shares outstanding market

"40194696 | 06/16/2026"

Shares outstanding are the total number of a company’s stock units held by all shareholders, including institutional investors and company insiders — think of them as the total number of slices of the company’s ownership pie. Investors use this number to calculate how much of the company each share represents, and it directly affects per-share measures like earnings per share, ownership percentage and valuation; when the slice count changes, an investor’s claim and the company’s per-share metrics change too.

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Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common Stock	B. Riley Securities, Inc. 11100 Santa Monica Blvd. Suite 800 Los Angeles CA 90025	195492	1759428.00	40194696	06/16/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common Stock	02/08/2023	OPEN MARKET PURCHASE	N/A			90265	02/10/2023	CASH
Common Stock	03/07/2023	OPEN MARKET PURCHASE	N/A			7500	03/09/2023	CASH
Common Stock	07/26/2023	FOLLOW-ON OFFERING	BRC GROUP HOLDINGS, INC.			72727	07/28/2023	CASH
Common Stock	08/21/2023	OPEN MARKET PURCHASE	N/A			25000	08/23/2023	CASH

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does RILY's Form 144 report?

It reports proposed sales of RILY common stock, listing specific transaction dates and share counts. The filing lists settlement methods such as cash and a follow‑on offering, with a baseline outstanding share count included for context.

How many RILY shares are shown outstanding in the filing?

The filing shows 40,194,696 shares outstanding as of 06/16/2026. That number appears in the excerpt and provides a baseline context for the listed resale notices.

Which recent transactions are listed on the Form 144 excerpt?

Examples shown include an open‑market purchase of 90,265 shares (dated 02/08/2023) and other entries such as 7,500, 72,727, and 25,000 share transactions with cash settlements.

Does Form 144 mean the shares were sold immediately?

No. Form 144 is a notice of proposed resale under Rule 144 and lists intended sales and recent settlement entries. Actual sale completion and proceeds are reported separately when transactions settle or are otherwise confirmed.