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  4. [Form 4] BRC Group Holdings, Inc. Insider Trading Activity

Director Tamara Sue Brandt awarded BRC Group (RILY) stock and RSU grants

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Brandt Tamara Sue reported acquisition or exercise transactions in this Form 4 filing.

BRC Group Holdings, Inc. director Tamara Sue Brandt received equity compensation awards in the form of common stock and restricted stock units. On April 3, 2026, she was granted 3,660 shares of common stock for Board equity compensation, 14,695 restricted stock units that vest in full on May 19, 2026, and 33,064 restricted stock units that vest in full on April 3, 2027. Following these awards, she directly holds 57,614 shares of common stock, including the shares underlying these equity awards.

Positive

  • None.

Negative

  • None.
Insider Brandt Tamara Sue
Role Director
Type Security Shares Price Value
Grant/Award Common Stock 3,660 $0.00 --
Grant/Award Common Stock 14,695 $0.00 --
Grant/Award Common Stock 33,064 $0.00 --
Holdings After Transaction: Common Stock — 9,855 shares (Direct)
Footnotes (1)
  1. Represents shares issued for Board equity compensation. Represents a restricted stock unit that settles in common stock of the Company and vests in full on May 19, 2026, the Company's 2026 Annual Shareholder Meeting. Represents a restricted stock unit that settles in common stock of the Company and vests in full on April 3, 2027.
Common stock grant 3,660 shares Board equity compensation granted April 3, 2026
RSU grant vesting May 19, 2026 14,695 units Restricted stock units vest in full on May 19, 2026
RSU grant vesting April 3, 2027 33,064 units Restricted stock units vest in full on April 3, 2027
Holdings after transactions 57,614 shares Direct common stock ownership following April 3, 2026 awards
Transaction price per share $0.00 Equity compensation grants, not market purchases or sales
Board equity compensation financial
"Represents shares issued for Board equity compensation."
restricted stock unit financial
"Represents a restricted stock unit that settles in common stock of the Company"
A restricted stock unit is a promise from a company to give an employee shares of stock after certain conditions are met, like staying with the company for a set amount of time. It’s like earning a bonus that turns into company stock once you’ve proven your commitment, making it a way to motivate and reward employees.
vests in full financial
"and vests in full on May 19, 2026, the Company's 2026 Annual Shareholder Meeting."
Annual Shareholder Meeting financial
"vests in full on May 19, 2026, the Company's 2026 Annual Shareholder Meeting."
A yearly gathering where a company’s owners (shareholders) and its leaders meet to review performance, approve key decisions like electing directors, and vote on issues such as executive pay or major policy changes. Think of it as an annual town hall for people who own part of the business: investors use it to ask questions, influence direction through votes, and gauge management’s plans and transparency, all of which can affect the stock’s outlook.
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Brandt Tamara Sue
(Last)(First)(Middle)
C/O BRC GROUP HOLDINGS, INC.
11100 SANTA MONICA BLVD., SUITE 800
(Street)
LOS ANGELES CALIFORNIA 90025
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
BRC Group Holdings, Inc. [ RILY ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
04/03/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock04/03/2026A3,660(1)A$09,855D
Common Stock04/03/2026A14,695(2)A$024,550D
Common Stock04/03/2026A33,064(3)A$057,614D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Represents shares issued for Board equity compensation.
2. Represents a restricted stock unit that settles in common stock of the Company and vests in full on May 19, 2026, the Company's 2026 Annual Shareholder Meeting.
3. Represents a restricted stock unit that settles in common stock of the Company and vests in full on April 3, 2027.
/s/ Tamara Sue Brandt04/07/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did BRC Group Holdings (RILY) report for Tamara Sue Brandt?

BRC Group Holdings reported that director Tamara Sue Brandt received equity awards of common stock and restricted stock units on April 3, 2026. These awards were issued as Board equity compensation rather than open-market purchases or sales, so they reflect compensation, not trading activity.

How many BRC Group Holdings (RILY) shares did Tamara Sue Brandt receive in total?

Tamara Sue Brandt received 3,660 shares of common stock, 14,695 restricted stock units vesting May 19, 2026, and 33,064 restricted stock units vesting April 3, 2027. After these equity grants, she directly holds 57,614 shares of BRC Group Holdings common stock.

Were Tamara Sue Brandt’s BRC Group (RILY) transactions open-market buys or sales?

The transactions were not open-market buys or sales. They are coded as grants or awards of equity compensation, with a reported price per share of zero. This indicates the shares and restricted stock units were issued as part of her Board compensation package.

When do Tamara Sue Brandt’s BRC Group (RILY) restricted stock units vest?

One restricted stock unit award vests in full on May 19, 2026, the date of BRC Group’s 2026 Annual Shareholder Meeting. The other restricted stock unit award vests in full on April 3, 2027, according to the disclosure footnotes in the transaction details.

How many BRC Group (RILY) shares does Tamara Sue Brandt hold after these awards?

After the April 3, 2026 equity grants, Tamara Sue Brandt directly holds 57,614 shares of BRC Group common stock. This figure includes the shares associated with the reported equity compensation awards and reflects her direct ownership position following the transactions.