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Randall Paulson (RILY) receives 51,419-share equity grant and RSUs at BRC

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

PAULSON RANDALL E reported acquisition or exercise transactions in this Form 4 filing.

BRC Group Holdings director Randall E. Paulson reported equity-based awards of common stock and restricted stock units on April 3, 2026. The awards cover a total of 51,419 shares of common stock, issued at no cash cost as part of Board equity compensation and time-vested RSUs.

Following these grants, Paulson directly holds 370,398 shares of BRC Group Holdings common stock. Footnotes state that a portion represents Board equity compensation, while additional restricted stock units settle in common stock and vest in full on May 19, 2026 and April 3, 2027.

Positive

  • None.

Negative

  • None.
Insider PAULSON RANDALL E
Role Director
Type Security Shares Price Value
Grant/Award Common Stock 3,660 $0.00 --
Grant/Award Common Stock 14,695 $0.00 --
Grant/Award Common Stock 33,064 $0.00 --
Holdings After Transaction: Common Stock — 322,639 shares (Direct)
Footnotes (1)
  1. Represents shares issued for Board equity compensation. Represents a restricted stock unit that settles in common stock of the Company and vests in full on May 19, 2026, the Company's 2026 Annual Shareholder Meeting. Represents a restricted stock unit that settles in common stock of the Company and vests in full on April 3, 2027.
Equity award on April 3, 2026 3,660 shares Common stock grant at $0.0000 per share for Board equity compensation
RSU award 1 14,695 shares Restricted stock unit award settling in common stock, grant date April 3, 2026
RSU award 2 33,064 shares Restricted stock unit award settling in common stock, grant date April 3, 2026
Total equity granted 51,419 shares Sum of three common stock and RSU awards reported on April 3, 2026
Holding after transactions 370,398 shares Total BRC Group common stock directly held by Paulson after awards
Vesting date RSU 1 May 19, 2026 RSU vests in full on the 2026 Annual Shareholder Meeting date
Vesting date RSU 2 April 3, 2027 RSU vests in full on this date and settles in common stock
Board equity compensation financial
"Represents shares issued for Board equity compensation."
restricted stock unit financial
"Represents a restricted stock unit that settles in common stock of the Company"
A restricted stock unit is a promise from a company to give an employee shares of stock after certain conditions are met, like staying with the company for a set amount of time. It’s like earning a bonus that turns into company stock once you’ve proven your commitment, making it a way to motivate and reward employees.
Annual Shareholder Meeting financial
"vests in full on May 19, 2026, the Company's 2026 Annual Shareholder Meeting."
A yearly gathering where a company’s owners (shareholders) and its leaders meet to review performance, approve key decisions like electing directors, and vote on issues such as executive pay or major policy changes. Think of it as an annual town hall for people who own part of the business: investors use it to ask questions, influence direction through votes, and gauge management’s plans and transparency, all of which can affect the stock’s outlook.
grant/award acquisition financial
"transaction_action": "grant/award acquisition""
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
PAULSON RANDALL E
(Last)(First)(Middle)
C/O BRC GROUP HOLDINGS, INC.
11100 SANTA MONICA BLVD., SUITE 800
(Street)
LOS ANGELES CALIFORNIA 90025
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
BRC Group Holdings, Inc. [ RILY ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
04/03/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock04/03/2026A3,660(1)A$0322,639D
Common Stock04/03/2026A14,695(2)A$0337,334D
Common Stock04/03/2026A33,064(3)A$0370,398D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Represents shares issued for Board equity compensation.
2. Represents a restricted stock unit that settles in common stock of the Company and vests in full on May 19, 2026, the Company's 2026 Annual Shareholder Meeting.
3. Represents a restricted stock unit that settles in common stock of the Company and vests in full on April 3, 2027.
/s/ Randall Paulson04/07/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What did Randall E. Paulson report in his latest Form 4 for RILY?

Randall E. Paulson reported grants of common stock and restricted stock units in BRC Group Holdings common stock, totaling 51,419 shares, issued at no cash cost as equity-based compensation for his role on the Board.

How many BRC Group (RILY) shares does Randall E. Paulson now hold?

After the reported April 3, 2026 equity grants, Randall E. Paulson directly holds 370,398 shares of BRC Group Holdings common stock, reflecting his updated ownership position following the board compensation and restricted stock unit awards.

Were the RILY Form 4 transactions open-market purchases or compensation grants?

The Form 4 shows compensation-related acquisitions, not open-market purchases. All three transactions are coded as grants or awards, issued at a price of $0.0000 per share as Board equity compensation and restricted stock unit awards that settle in common stock.

When do the reported RILY restricted stock units for Randall E. Paulson vest?

The restricted stock units reported for Randall E. Paulson vest in full on two dates: May 19, 2026, aligned with the company’s 2026 Annual Shareholder Meeting, and April 3, 2027. Upon vesting, they settle in BRC Group Holdings common stock.

What is the nature of the BRC Group (RILY) equity awards to Randall E. Paulson?

The equity awards consist of common stock issued for Board equity compensation and restricted stock units that settle in common stock. These RSUs vest in full on specified future dates, aligning Paulson’s compensation with longer-term company performance and service.