STOCK TITAN

Bryant Riley (NASDAQ: RILY) sells 195K BRC Group shares in open market

Filing Impact
(Very High)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

BRC Group Holdings, Inc. director and Co-CEO Bryant R. Riley reported an open-market sale of 195,492 shares of Common Stock at $9.00 per share. After this transaction, he holds 6,574,236 shares directly. The filing also lists additional indirect holdings through a 401(k) plan and several Uniform Transfers to Minors Act custodial accounts for his children, for which he disclaims beneficial ownership except for any pecuniary interest.

Positive

  • None.

Negative

  • None.
Insider RILEY BRYANT R
Role Chairman and Co-CEO
Sold 195,492 shs ($1.76M)
Type Security Shares Price Value
Sale Common Stock 195,492 $9.00 $1.76M
holding Common Stock -- -- --
holding Common Stock -- -- --
holding Common Stock -- -- --
holding Common Stock -- -- --
holding Common Stock -- -- --
Holdings After Transaction: Common Stock — 6,574,236 shares (Direct, null); Common Stock — 17,538 shares (Indirect, UTMA ACCOUNT OF S.R.)
Footnotes (1)
  1. Represents shares sold in an open market transaction. Bryant R. Riley (the "Reporting Person") beneficially owns these shares directly or jointly with his wife. The shares are held for S.R., the child of the Reporting Person, through a custodial account established pursuant to the Uniform Transfer to Minors Act ("UTMA") for which the Reporting Person serves as custodian. The shares are held for C.R., the child of the Reporting Person, through a custodial account established pursuant to the UTMA for which the Reporting Person serves as custodian. The shares are held for A.R., the child of the Reporting Person, through a custodial account established pursuant to the UTMA for which the Reporting Person serves as custodian. The shares are held for E.R., the child of the Reporting Person, through a custodial account established pursuant to the UTMA for which the Reporting Person serves as custodian. B. Riley Financial, Inc. 401(k) Profit Sharing Plan FBO Bryant Riley was formerly known as "B. Riley & Co., LLC 401(k) Profit Sharing Plan FBO Bryant Riley." The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.
Shares sold 195,492 shares Open-market sale of Common Stock
Sale price $9.00 per share Price for the 195,492 shares sold
Direct holdings after sale 6,574,236 shares Common Stock held directly following transaction
401(k) indirect holdings 128,918 shares B. Riley Financial, Inc. 401(k) Profit Sharing Plan FBO Bryant Riley
UTMA account of E.R. 17,537 shares Custodial UTMA account for E.R.
UTMA account of A.R. 17,538 shares Custodial UTMA account for A.R.
UTMA account of C.R. 17,538 shares Custodial UTMA account for C.R.
UTMA account of S.R. 17,538 shares Custodial UTMA account for S.R.
open market transaction financial
"Represents shares sold in an open market transaction."
An open market transaction is a buy or sell of publicly traded securities executed on an exchange or other public trading venue where many buyers and sellers can participate. It matters to investors because these trades change the visible supply and demand for a stock—like shoppers moving prices in a busy marketplace—affecting share price, liquidity (how easily you can trade), and sometimes the balance of ownership.
Uniform Transfer to Minors Act regulatory
"custodial account established pursuant to the Uniform Transfer to Minors Act"
beneficial ownership regulatory
"The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest"
Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.
pecuniary interest financial
"disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein"
Section 16 regulatory
"deemed an admission that the Reporting Person is the beneficial owner of these shares for purposes of Section 16"
Section 16 is a U.S. securities law rule that governs the trading and disclosure obligations of company insiders — typically officers, directors and large shareholders — to promote transparency and deter unfair profit-taking. It requires insiders to publicly report their stock trades and allows companies or the issuer to reclaim quick, short-term profits from certain insider trades, like a scoreboard and a refund policy that help investors see and limit possible insider advantage.
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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
RILEY BRYANT R

(Last)(First)(Middle)
C/O BRC GROUP HOLDINGS INC
11100 SANTA MONICA BLVD SUITE 800

(Street)
LOS ANGELES CALIFORNIA 90025

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
BRC Group Holdings, Inc. [ RILY ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirectorX10% Owner
XOfficer (give title below)Other (specify below)
Chairman and Co-CEO
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/16/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock06/16/2026S195,492(1)D$96,574,236(2)D
Common Stock17,538IUTMA ACCOUNT OF S.R.(3)(8)
Common Stock17,538IUTMA ACCOUNT OF C.R.(4)(8)
Common Stock17,538IUTMA ACCOUNT OF A.R.(5)(8)
Common Stock17,537IUTMA ACCOUNT OF E.R.(6)(8)
Common Stock128,918IBy B.Riley Financial, Inc. 401(k) Profit Sharing Plan FBO Bryant Riley(7)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Represents shares sold in an open market transaction.
2. Bryant R. Riley (the "Reporting Person") beneficially owns these shares directly or jointly with his wife.
3. The shares are held for S.R., the child of the Reporting Person, through a custodial account established pursuant to the Uniform Transfer to Minors Act ("UTMA") for which the Reporting Person serves as custodian.
4. The shares are held for C.R., the child of the Reporting Person, through a custodial account established pursuant to the UTMA for which the Reporting Person serves as custodian.
5. The shares are held for A.R., the child of the Reporting Person, through a custodial account established pursuant to the UTMA for which the Reporting Person serves as custodian.
6. The shares are held for E.R., the child of the Reporting Person, through a custodial account established pursuant to the UTMA for which the Reporting Person serves as custodian.
7. B. Riley Financial, Inc. 401(k) Profit Sharing Plan FBO Bryant Riley was formerly known as "B. Riley & Co., LLC 401(k) Profit Sharing Plan FBO Bryant Riley."
8. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.
/s/ Bryant R. Riley06/16/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What did Bryant R. Riley report in this BRC Group (RILY) Form 4?

Bryant R. Riley reported an open-market sale of 195,492 BRC Group common shares at $9.00 per share. The filing also updates his remaining direct and indirect share holdings, including retirement and custodial accounts for family members.

How many BRC Group (RILY) shares did Bryant R. Riley sell?

He sold 195,492 shares of BRC Group common stock in an open-market transaction. The reported sale price was $9.00 per share, according to the Form 4 insider trading disclosure filed with regulators.

How many BRC Group (RILY) shares does Bryant R. Riley hold after the sale?

Following the reported sale, Bryant R. Riley holds 6,574,236 BRC Group common shares directly. The Form 4 also lists additional indirect holdings through a 401(k) plan and several custodial accounts established for his children.

Were the BRC Group (RILY) shares sold in the open market?

Yes, the Form 4 states the 195,492 BRC Group common shares were sold in an open-market transaction at $9.00 per share. This indicates a standard market sale rather than a private or off-market transfer arrangement.

What indirect BRC Group (RILY) holdings does Bryant R. Riley report?

The filing reports indirect holdings through a B. Riley Financial, Inc. 401(k) Profit Sharing Plan and several Uniform Transfers to Minors Act custodial accounts for his children. Riley disclaims beneficial ownership of these shares except for any pecuniary interest.

What is Bryant R. Riley’s role at BRC Group (RILY)?

Bryant R. Riley is identified as a director, Chairman and Co-CEO, and a ten percent owner of BRC Group. His Form 4 filing provides transparency about his direct and indirect equity holdings and recent open-market share sale activity.