Welcome to our dedicated page for BRC Group Holdings SEC filings (Ticker: RILYG), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The SEC filings page for BRC Group Holdings, Inc. 5.00% Senior Notes due 2026 (NASDAQ: RILYG) focuses on regulatory documents and disclosures that reference these senior notes in connection with B. Riley Financial, Inc. Although specific filings are not listed here, company announcements provide context for how RILYG appears in the issuer’s capital structure discussions.
In a disclosed private exchange agreement, B. Riley Financial stated that an institutional investor held outstanding senior notes that included 5.0% Senior Notes due 2026 under the symbol RILYG. The investor agreed to exchange those notes, along with other senior notes, for newly issued 8.00% Senior Secured Second Lien Notes due 2028 and warrants. The company explained that this transaction was expected to reduce total outstanding debt and represented an important incremental step in addressing its capital structure.
On a filings page dedicated to RILYG, users would typically look for documents that detail the terms of the 5.00% Senior Notes due 2026, as well as any filings that describe exchanges, redemptions, or modifications involving these notes. For a diversified financial services company such as B. Riley Financial, relevant filings can include descriptions of senior notes, secured notes, and warrant issuances tied to debt transactions.
Stock Titan’s platform enhances access to such information by pairing regulatory filings with AI-powered summaries. These summaries are designed to explain the key points of complex documents, highlight how transactions involving instruments like RILYG affect the issuer’s capital structure, and make it easier to identify important details without reading every page of the original filing.
Affiliated broker-dealers G1 Execution Services, SIG Brokerage, Susquehanna Financial Group, and Susquehanna Securities filed an amended ownership report on BRC Group Holdings, Inc. common stock. They report beneficial ownership of 1,237,541 shares, equal to 4.0% of the company’s outstanding common stock.
The Susquehanna Securities position includes options to buy 1,131,100 shares. BRC Group Holdings, formerly B. Riley Financial, had 30,597,066 shares outstanding as of November 17, 2025, according to a prior quarterly report. The filers state the holdings are in the ordinary course of business and not for influencing control.
BRC Group Holdings, Inc. received an updated ownership report from major shareholder Bryant R. Riley. He beneficially owns 6,985,856 shares of common stock, or 22.4% of the company, based on 31,218,670 shares outstanding as of February 10, 2026.
The filing also details Riley’s margin-style borrowing with Axos Bank. Under a credit agreement with a $21,407,944 revolving line maturing April 1, 2026, he had pledged 5,804,124 BRC shares as collateral. Using proceeds from a private sale of Babcock & Wilcox Enterprises shares, he repaid $10,398,438, leading to the release of 3,122,537 pledged BRC shares, with the remaining pledged shares expected to be released within thirty days.
BRC Group Holdings, Inc. has filed an S-1 to register up to 2,745,979 shares of common stock for resale by selling securityholders upon exercise of outstanding warrants. These include warrants for approximately 1,832,287 shares at an initial exercise price of $5.14 issued under the company’s 2025 credit agreement and 913,692 warrants at $10.00 issued in private senior note exchanges.
The company will not receive proceeds from any resale of shares, but will receive cash if the warrants are exercised. Assuming full warrant exercise, common shares outstanding would rise from 31,218,670 to 33,343,045. BRC describes a diversified platform spanning financial services, banking, wealth management, telecom, retail, and opportunistic investments.
The prospectus also presents preliminary unaudited 2025 results indicating significantly higher revenues and a swing to net income from continuing operations versus a large loss in 2024, along with adjusted EBITDA and operating adjusted EBITDA reconciliations. Management highlights debt reduction from about $1.8 billion at December 31, 2024 to roughly $1.4 billion at December 31, 2025, driven by asset sales and liability management, while emphasizing continued focus on deleveraging and extensive risk factors around revenue volatility, legal matters, leverage, internal controls, and market conditions.
BRC Group Holdings, Inc. reported that on January 27, 2026 it received a letter from Nasdaq confirming the company has regained compliance with Nasdaq’s Periodic Filing Rule 5250(c)(1), restoring its status with Nasdaq’s listing requirements.
Nasdaq also imposed a one-year “Mandatory Panel Monitor” under Listing Rule 5815(d)(4)(B). During this period, if BRC Group fails to timely meet the Periodic Filing Rule, it would receive a Delist Determination Letter without the chance to first submit a compliance plan, but could request a hearing and stay of delisting. The company announced the compliance news in a January 28, 2026 press release furnished as an exhibit.
BRC Group Holdings, Inc. filed an 8-K to furnish a press release with unaudited preliminary estimated financial information for the three-month and twelve-month periods ended December 31, 2025. The press release is included as Exhibit 99.1 and is treated as furnished, not filed, under securities laws.
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