Rithm Capital: Santoro proposes $922K share sale

The shares are listed as acquired through RSU vesting from the issuer on February 21, 2026.

Available on EDGAR 11/04/2026 - 04:55 PM EST Accepted by SEC EDGAR 11/04/2026 - 04:55 PM EST Learn about SEC filing dates

Rhea-AI Filing Summary

Rithm Capital Corp. (RITM) reports a proposed sale by Nicola Santoro, identified as an affiliate, of 100,000 common shares; the approximate sale date is November 4, 2026. The notice lists an aggregate market value of $922,000 and names J.P. Morgan Securities LLC as broker. The shares are listed as acquired through RSU vesting from the issuer on February 21, 2026.

Key Figures

Common shares proposed for sale: 100,000 shares Aggregate market value: $922,000 Common shares outstanding: 558,407,031 shares +1 more

4 metrics

Common shares proposed for sale 100,000 shares Approximate sale date: November 4, 2026

Aggregate market value $922,000 Proposed sale of common shares

Common shares outstanding 558,407,031 shares Issuer share count listed in the notice

Shares acquired through RSU vesting 100,000 shares February 21, 2026

Key Terms

Rule 144, Affiliate, RSU Vesting

3 terms

Rule 144 regulatory

"paragraph (a) of Rule 144"

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

Affiliate regulatory

"Affiliate"

RSU Vesting financial

"RSU Vesting"

RSU vesting is the process by which restricted stock units — a promise by a company to give shares to an employee — become actual, owned shares over time or when certain goals are met. Investors care because vested shares can dilute existing ownership when issued, and the timing of vesting affects when employees can sell shares, which can influence share supply, insider selling patterns, and company incentives.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many RITM shares does Nicola Santoro propose to sell?

Nicola Santoro, identified as an affiliate, proposes to sell 100,000 Rithm Capital Corp. common shares at an aggregate market value of $922,000. The approximate sale date is November 4, 2026, and J.P. Morgan Securities LLC is listed as broker.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001571610
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	Rithm Capital Corp.
SEC File Number	001-35777
Address of Issuer	799 Broadway New York NEW YORK 10003
Phone	212-850-7770
Name of Person for Whose Account the Securities are To Be Sold	Nicola Santoro
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Affiliate

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	J.P. Morgan Securities LLC 270 Park Avenue - 10th Floor New York NY 10017	100000	922000	558407031	11/04/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	02/21/2026	RSU Vesting	Issuer			100000	02/21/2026	N/A

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks
Date of Notice	11/04/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ J.P. Morgan Securities LLC as agent and attorney-in-fact for Nicola Santoro
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)