Welcome to our dedicated page for Rithm Capital SEC filings (Ticker: RITM), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Rithm Capital Corp. filings document formal disclosures for a Delaware public company with common stock and multiple preferred stock series listed on the New York Stock Exchange. Its Form 8-K reports cover material events, results of operations and financial condition, material agreements, capital-structure disclosures, and other corporate updates tied to its real estate, credit, mortgage servicing, lending, and asset-management platform.
Proxy materials describe annual meeting matters, board oversight, governance procedures, stockholder voting, and executive compensation disclosures. The filing record also identifies Rithm’s registered securities, including common stock and Series A through Series F cumulative redeemable preferred stock, and provides recurring disclosure on financing activity, governance matters, risk-related updates, and shareholder rights.
Rithm Capital Corp. (RITM) director Peggy Hwan Hebard reported selling 14,520 shares of Rithm Capital common stock on 2026-08-20 in a sale classified as an open market or private transaction at a price of $10.175 per share. After this sale, Hebard directly holds 82,259 shares of common stock.
Rithm Capital Corp. (RITM) director Peggy Hwan Hebard filed a Rule 144 notice indicating an intention to sell common stock. The notice covers up to 14,520 shares of common stock, held through Charles Schwab Corp. and listed on the NYSE. These shares were acquired on 05/29/2024 as a Restricted Stock Award from the issuer as part of equity compensation. The filing is a pre-sale notification and does not itself execute any sale.
Rithm Capital Corp. filed a quarterly institutional holdings report as a 13F Combination Report, meaning some positions are reported by Rithm and others by additional managers. Rithm ultimately owns subsidiaries, including Sculptor Capital LP and Crestline Management, LP, which independently exercise investment discretion over certain Section 13(f) Securities.
The report lists 39 portfolio line items in the Form 13F information table with an aggregate reported value of $81,417,962. No other included managers are consolidated in this filing, while Sculptor Capital LP and Crestline Management, L.P. are identified as separate reporting managers filing their own Forms 13F.
Rithm Capital Corp. disclosed the initial equity holdings of Chief Legal Officer Philip M. Sivin as of July 31, 2026. He holds several Class B Profits Units of Rithm Capital Management LLC, each exchangeable on a one-for-one basis into Common Stock after vesting and profit-allocation conditions are met, with grants and performance-based awards vesting between 2025 and 2029. Sivin also directly owns 6,504 shares of Common Stock and 88 Series A Preferred Shares.
Rithm Capital Corp.’s Chief Financial Officer Nicola Santoro Jr reported 10 acquisitions of Class B Profits Units of Rithm Capital Management LLC on April 30 and July 31, 2026, at a stated price of 0.0000 per unit. These derivative awards, including dividend equivalents and various profits interest grants, are exchangeable into Common Stock on a one-for-one basis after vesting, performance, profit-allocation and continued-employment conditions are satisfied.
Rithm Capital Corp. Chief Executive Officer Michael Nierenberg reported multiple grant/award acquisitions of Class B Profits Units of Rithm Capital Management LLC on April 30, 2026 and July 31, 2026 at $0.0000 per unit. These units represent dividend equivalent rights on existing profits interest awards and are exchangeable one-for-one into Common Stock after vesting and profit-allocation conditions are met.
Rithm Capital Corp. reported Q2 2026 revenue of 1,282,281 (thousands), higher than the prior-year quarter, but profitability declined. Net income attributable to the company was 56,291 and net income attributable to common stockholders was 20,193, or diluted EPS of 0.04, compared with 0.53 a year earlier.
Total assets were 54,108,868 (thousands) and total stockholders' equity 9,051,414 at June 30, 2026. Results include a negative change in fair value of mortgage servicing rights and related hedges of (392,875) in the quarter. Rithm operates five segments and has incorporated the Crestline and Elecor acquisitions, with commercial real estate contributing 182,130 of Q2 revenue. Common dividends were 0.25 per share, with 558,407,031 shares outstanding at July 31, 2026.
Rithm Capital Corp. reported second-quarter 2026 GAAP net income of $20.2 million, or $0.04 per diluted share, down from $67.8 million, or $0.12, in the prior quarter. Non‑GAAP earnings available for distribution rose to $338.9 million, or $0.60 per diluted share, from $289.6 million, or $0.51. The company declared a common dividend of $0.25 per share, totaling $139.6 million, and reported book value per common share of $12.33.
The asset management platform reached $61 billion in AUM on $1.9 billion of gross inflows, with asset management revenue increasing to about $141 million from approximately $105 million. Newrez generated pre‑tax operating income of $307.6 million and a 22% annualized operating ROE, with total servicing unpaid principal balance of $865.2 billion. Genesis originated $1.9 billion of residential transitional loans, a 52% year‑over‑year increase, and expanded its sponsor base by 125, a 46% YoY rise. Commercial real estate subsidiary Elecor reported year‑to‑date leasing of 681,000 square feet, at rents 32% higher in New York City and 1% higher in San Francisco compared to 2025.
Addas William Dean reported acquisition or exercise transactions in this Form 4 filing.
Rithm Capital Corp. director William Dean Addas received 16,199 shares of common stock as an equity grant. The shares were issued as compensation for his board service under Rithm’s Omnibus Incentive Plan, using a closing stock price of $9.26 on May 22, 2026 for valuation. Following this grant and a correction of an 18-share overstatement from a prior filing, Addas now directly holds 44,972 Rithm common shares.