Welcome to our dedicated page for Rithm Capital SEC filings (Ticker: RITM), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Rithm Capital Corp. filings document formal disclosures for a Delaware public company with common stock and multiple preferred stock series listed on the New York Stock Exchange. Its Form 8-K reports cover material events, results of operations and financial condition, material agreements, capital-structure disclosures, and other corporate updates tied to its real estate, credit, mortgage servicing, lending, and asset-management platform.
Proxy materials describe annual meeting matters, board oversight, governance procedures, stockholder voting, and executive compensation disclosures. The filing record also identifies Rithm’s registered securities, including common stock and Series A through Series F cumulative redeemable preferred stock, and provides recurring disclosure on financing activity, governance matters, risk-related updates, and shareholder rights.
Form 8-K – Item 2.02: On 28 Jul 2025 Rithm Capital Corp. (NYSE: RITM) furnished a press release announcing results for the quarter ended 30 Jun 2025. The earnings announcement is provided as Exhibit 99.1 and is being furnished, not filed, which limits the Company’s liability under Exchange Act §18 and prevents automatic incorporation by reference into Securities Act filings. Aside from listing the Company’s common and preferred shares traded on NYSE, the filing contains no revenue, EPS, guidance, or other quantitative data. No additional material events, transactions, or changes in corporate governance are disclosed.
Form 4 snapshot: Rithm Capital Corp. (RITM) Chief Executive Officer and Director Michael Nierenberg reported an internal share-settlement transaction dated 06/17/2025.
- Transaction code F denotes shares withheld by the issuer solely to cover taxes at vesting; it is not an open-market sale.
- Shares withheld: 106,546 common shares at an indicated price of $11.29, implying a tax-withholding value of roughly $1.2 million.
- Post-transaction direct holding: 990,842 common shares.
- Indirect holdings: 838,091 shares across multiple family trusts, GRAT and custodial accounts.
- Unvested equity: 189,899 restricted stock units (RSUs) remain outstanding.
The filing confirms Nierenberg’s total reported beneficial ownership exceeds 1.8 million shares (direct + indirect) excluding the unvested RSUs, maintaining strong insider alignment. Because the event involves administrative tax withholding rather than discretionary buying or selling, it carries limited signaling value for near-term trading but provides updated visibility on insider equity exposure.
Rithm Capital Corp has closed a private offering of $500 million in senior unsecured notes due 2030, with an interest rate of 8.000%. The notes, issued on June 20, 2025, will pay interest semi-annually starting January 15, 2026.
Key features of the 2030 Senior Notes include:
- Maturity date: July 15, 2030
- Senior unsecured obligations ranking equal to existing senior unsecured debt
- Requirement to maintain Total Unencumbered Assets of at least 120% of outstanding Unsecured Indebtedness
- Early redemption options with varying premiums starting July 15, 2027
The company plans to use the proceeds to redeem its outstanding 6.250% Senior Notes due 2025, with remaining funds allocated for general corporate purposes. A redemption notice for the 2025 Notes was issued on June 17, 2025, with redemption scheduled for July 2, 2025.