Rithm Capital (NYSE: RITM) director eyes sale of 14,520 shares

Rhea-AI Filing Summary

Rithm Capital Corp. (RITM) director Peggy Hwan Hebard filed a Rule 144 notice indicating an intention to sell common stock. The notice covers up to 14,520 shares of common stock, held through Charles Schwab Corp. and listed on the NYSE. These shares were acquired on 05/29/2024 as a Restricted Stock Award from the issuer as part of equity compensation. The filing is a pre-sale notification and does not itself execute any sale.

Key Figures

Shares covered by Rule 144 notice: 14,520 shares Acquisition date of shares: 05/29/2024 Rule reference: Rule 144

3 metrics

Shares covered by Rule 144 notice 14,520 shares Maximum number of Rithm Capital Corp. common shares indicated for potential sale

Acquisition date of shares 05/29/2024 Date the common shares were received as a Restricted Stock Award

Rule reference Rule 144 SEC rule governing the resale of restricted and control securities

Key Terms

Rule 144, Restricted Stock Award, Equity Compensation

3 terms

Rule 144 regulatory

"See the definition of "person" in paragraph (a) of Rule 144."

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

Restricted Stock Award financial

"Common | 05/29/2024 | Restricted Stock Award | Issuer"

A restricted stock award is company shares given to an employee or executive that cannot be sold or fully owned until certain conditions—like staying with the company for a set time or hitting performance targets—are met. Think of it as a gift that only becomes yours after you fulfill specific obligations; for investors, these awards matter because they can increase the total shares outstanding when they vest, reveal how management is being paid and motivated, and create potential selling pressure when restrictions lift.

Equity Compensation financial

"14520 | 05/29/2024 | Equity Compensation"

Equity compensation is pay given to employees, executives or contractors in the form of company ownership—such as stock, stock options or restricted shares—rather than just cash. It matters to investors because it can align workers' incentives with shareholders (like paying someone in slices of the same pie they help grow), but it also increases the number of shares outstanding and company expenses, affecting ownership percentages and earnings per share.

FAQ

What does the Form 144 filing by Peggy Hwan Hebard mean for RITM shareholders?

The filing discloses an intended sale of up to 14,520 RITM common shares under Rule 144 by director Peggy Hwan Hebard. It is a pre-sale notice only and does not guarantee when or whether all shares will be sold.

How many Rithm Capital Corp. (RITM) shares are covered by this Form 144?

The notice covers up to 14,520 shares of Rithm Capital common stock. These shares were acquired from the issuer as a Restricted Stock Award and are being registered for potential resale under Rule 144.

When were the RITM shares in this Form 144 acquired by Peggy Hwan Hebard?

The shares were acquired on 05/29/2024 through a Restricted Stock Award from Rithm Capital Corp. The filing identifies the transaction type as Equity Compensation, indicating the shares came from a compensation grant, not an open-market purchase.

What type of Rithm Capital (RITM) security is being registered for sale in this Form 144?

The filing relates to common stock of Rithm Capital Corp. The securities are listed on the NYSE and held through Charles Schwab Corp., with the Form 144 providing required advance notice of potential sales under Rule 144.

Which broker is involved in the potential sale of RITM shares under this Form 144?

The filing lists Charles Schwab Corp. as the broker for the Rithm Capital common shares. The account at Charles Schwab would handle any Rule 144 sales of the 14,520 shares if and when such sales occur.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 08/19/2026 - 03:02 PM Accepted by SEC EDGAR 08/19/2026 - 03:02 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001750581
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	Rithm Capital Corp.
SEC File Number	001-35777
Address of Issuer	799 BROADWAY New York NEW YORK 10003
Phone	(212) 850-7770
Name of Person for Whose Account the Securities are To Be Sold	Hebard Peggy Hwan
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Director

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Charles Schwab Corp. 3000 Schwab Way Westlake TX 76262	14520	150122.28	558407031	08/19/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	05/29/2024	Restricted Stock Award	Issuer			14520	05/29/2024	Equity Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks
Date of Notice	08/19/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	Peggy Hebard
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)