STOCK TITAN

Rithm Capital (NYSE: RITM) director awarded 16,199-share equity grant

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Addas William Dean reported acquisition or exercise transactions in this Form 4 filing.

Rithm Capital Corp. director William Dean Addas received 16,199 shares of common stock as an equity grant. The shares were issued as compensation for his board service under Rithm’s Omnibus Incentive Plan, using a closing stock price of $9.26 on May 22, 2026 for valuation. Following this grant and a correction of an 18-share overstatement from a prior filing, Addas now directly holds 44,972 Rithm common shares.

Positive

  • None.

Negative

  • None.
Insider Addas William Dean
Role null
Type Security Shares Price Value
Grant/Award Common Stock 16,199 $0.00 --
Holdings After Transaction: Common Stock — 44,972 shares (Direct, null)
Footnotes (1)
  1. The shares were issued to director as compensation for services provided to the Issuer in accordance with the Issuer's Omnibus Incentive Plan and the additional terms established by resolution of the Board of Directors. The applicable closing stock price was $9.26 on May 22, 2026. The Reporting Person's Form 4 filings on January 7, 2026 inadvertently overstated the number of shares of common stock granted to the Reporting Person by 18 shares. The total amount reported in Column 5 corrects the balance of the Reporting Person's account.
Equity grant size 16,199 shares Common stock awarded to director as compensation
Post-transaction holdings 44,972 shares Director’s direct Rithm Capital common stock after grant
Reference stock price $9.26 per share Applicable closing stock price on May 22, 2026
Prior overstatement correction 18 shares Earlier Form 4 overstated a previous grant by this amount
Omnibus Incentive Plan financial
"The shares were issued to director as compensation for services provided to the Issuer in accordance with the Issuer's Omnibus Incentive Plan"
An omnibus incentive plan is a single, flexible program a company uses to give employees and executives different types of pay tied to performance — for example stock options, restricted shares, cash bonuses and other awards — all governed by one set of rules. It matters to investors because it determines how many new shares may be created, how leaders are motivated and how much the company will spend on compensation over time; think of it as a master toolbox that affects both costs and the total share supply.
closing stock price financial
"The applicable closing stock price was $9.26 on May 22, 2026"
Form 4 filings regulatory
"The Reporting Person's Form 4 filings on January 7, 2026 inadvertently overstated the number of shares"
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Addas William Dean

(Last)(First)(Middle)
799 BROADWAY
8TH FLOOR

(Street)
NEW YORK NEW YORK 10003

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Rithm Capital Corp. [ RITM ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/26/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock05/26/2026A16,199A$0(1)44,972(2)D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. The shares were issued to director as compensation for services provided to the Issuer in accordance with the Issuer's Omnibus Incentive Plan and the additional terms established by resolution of the Board of Directors. The applicable closing stock price was $9.26 on May 22, 2026.
2. The Reporting Person's Form 4 filings on January 7, 2026 inadvertently overstated the number of shares of common stock granted to the Reporting Person by 18 shares. The total amount reported in Column 5 corrects the balance of the Reporting Person's account.
Remarks:
/s/ Philip Sivin, as Attorney-in-Fact05/26/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What did director William Dean Addas receive in the latest Rithm Capital (RITM) insider filing?

Director William Dean Addas received 16,199 shares of Rithm Capital common stock as compensation. The shares were granted under the company’s Omnibus Incentive Plan as equity for board service, rather than being purchased on the open market for cash.

How many Rithm Capital (RITM) shares does William Dean Addas hold after this Form 4?

After the reported equity grant and a small correction, William Dean Addas directly holds 44,972 shares of Rithm Capital common stock. This total reflects the newly issued 16,199-share award and fixes an earlier 18-share overstatement disclosed in prior Form 4 filings.

Was the William Dean Addas transaction in Rithm Capital (RITM) an open-market stock purchase?

No, the transaction was not an open-market purchase. The Form 4 shows an "A" code grant of 16,199 shares awarded at no cash cost to Addas as director compensation, issued under Rithm Capital’s Omnibus Incentive Plan and approved by the board.

What stock price was used to value William Dean Addas’s Rithm Capital (RITM) share grant?

The equity award to William Dean Addas was valued using a closing stock price of $9.26 on May 22, 2026. This price, disclosed in the footnotes, was the applicable closing price used when determining the size or value of the compensation grant.

How did the Rithm Capital (RITM) Form 4 address the prior 18-share reporting error for William Dean Addas?

The filing explains that Form 4 reports on January 7, 2026 overstated Addas’s prior grant by 18 shares. The current total of 44,972 shares reported in Column 5 now corrects this discrepancy, aligning his recorded holdings with the accurate number of common shares.