Director at Rithm Capital (RITM) receives 16,739-share stock grant as compensation

Rhea-AI Filing Summary

Rithm Capital Corp. director Kevin J. Finnerty received a stock grant as compensation. On May 26, 2026, he acquired 16,739 shares of Rithm Capital common stock in a grant/award transaction at a stated price of $0.00 per share, under the company’s Omnibus Incentive Plan.

A footnote explains these shares were issued as compensation for services, using a closing stock price of $9.26 on May 22, 2026 to determine the award’s value. Following the grant, Finnerty holds 325,812 common shares directly and 24,846 shares indirectly through a trust.

Insider Trade Summary

2 transactions reported

Mixed 2 txns

Insider Finnerty Kevin J

Role null

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	16,739	$0.00	--
holding	Common Stock	--	--	--

Holdings After Transaction: Common Stock — 325,812 shares (Direct, null); Common Stock — 24,846 shares (Indirect, By Trust)

Footnotes (1)

1. [object Object]

Key Figures

Stock grant size: 16,739 shares Closing stock price reference: $9.26 Direct holdings after grant: 325,812 shares +1 more

4 metrics

Stock grant size 16,739 shares Common Stock grant to director on May 26, 2026

Closing stock price reference $9.26 Closing price on May 22, 2026 used for grant valuation

Direct holdings after grant 325,812 shares Common Stock held directly by Kevin J. Finnerty after transaction

Indirect holdings via trust 24,846 shares Common Stock held indirectly by trust associated with Finnerty

Key Terms

Omnibus Incentive Plan, grant/award acquisition, Common Stock, indirect

4 terms

Omnibus Incentive Plan financial

"in accordance with the Issuer's Omnibus Incentive Plan and the additional terms"

An omnibus incentive plan is a single, flexible program a company uses to give employees and executives different types of pay tied to performance — for example stock options, restricted shares, cash bonuses and other awards — all governed by one set of rules. It matters to investors because it determines how many new shares may be created, how leaders are motivated and how much the company will spend on compensation over time; think of it as a master toolbox that affects both costs and the total share supply.

grant/award acquisition financial

"transaction_action": "grant/award acquisition""

Common Stock financial

""security_title": "Common Stock""

Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.

indirect financial

""ownership_type": "indirect""

Form 4 Insider Transactions: What Each Field Means →

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Finnerty Kevin J

(Last) (First) (Middle)

799 BROADWAY

8TH FLOOR

(Street)

NEW YORK NEW YORK 10003

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Rithm Capital Corp. [ RITM ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
05/26/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	05/26/2026		A		16,739	A	$0(1)	325,812	D
Common Stock								24,846	I	By Trust

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The shares were issued to director as compensation for services provided to the Issuer in accordance with the Issuer's Omnibus Incentive Plan and the additional terms established by resolution of the Board of Directors. The applicable closing stock price was $9.26 on May 22, 2026.

Remarks:

	/s/ Philip Sivin, his attorney-in-fact	05/26/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did Rithm Capital (RITM) report for Kevin J. Finnerty?

Rithm Capital reported that director Kevin J. Finnerty received 16,739 shares of common stock as a grant. The shares were issued as compensation for board service under the company’s Omnibus Incentive Plan, rather than purchased on the open market.

How many Rithm Capital (RITM) shares does Kevin J. Finnerty hold after this Form 4?

After the reported grant, Kevin J. Finnerty holds 325,812 Rithm Capital common shares directly. He also has 24,846 shares held indirectly through a trust, giving investors a view of his total reported equity exposure associated with the company.

Was the Rithm Capital (RITM) insider transaction a market purchase or a compensation grant?

The transaction was a compensation grant, not a market purchase. The Form 4 uses code “A” for a grant or award, and a footnote explains the shares were issued as compensation for director services under Rithm Capital’s Omnibus Incentive Plan.

What reference price was used for Kevin J. Finnerty’s Rithm Capital (RITM) stock grant?

The grant referenced a closing stock price of $9.26 on May 22, 2026. This price, cited in the footnote, was used to determine the value of the common shares issued as compensation to director Kevin J. Finnerty under the Omnibus Incentive Plan.

How is Finnerty’s indirect ownership in Rithm Capital (RITM) structured?

The Form 4 shows 24,846 Rithm Capital common shares held indirectly “By Trust.” This indicates those shares are owned through a trust arrangement, separate from his 325,812 common shares held directly in his own name after the reported grant.