[Form 4] Rithm Capital Corp. Insider Trading Activity
Filing Impact
Filing Sentiment
Form Type
4
Rhea-AI Filing Summary
Rithm Capital Corp. reported a new equity-based award to its Chief Legal Officer, David Zeiden. On January 20, 2026, he was granted 14,957 Class B Profits Units of Rithm Capital Management LLC at a price of $0 per unit. These derivative units are exchangeable on a one-for-one basis into shares of Rithm Capital common stock once they vest and sufficient profits have been allocated to the holder.
The filing notes that the units were earned based on annual return on equity for the 2025 performance period, with performance criteria satisfied for 1 of 3 tranches as of January 20, 2026. The reported 14,957 units also include 941 dividend equivalent rights, which follow the same vesting schedule and terms as the underlying awards.
Positive
- None.
Negative
- None.
Insider Trade Summary
1 transaction reported
Mixed
1 txn
Insider
Zeiden David
Role
Chief Legal Officer
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Grant/Award | Class B Profits Units of Rithm Capital Management LLC | 14,957 | $0.00 | -- |
Holdings After Transaction:
Class B Profits Units of Rithm Capital Management LLC — 14,957 shares (Direct)
Footnotes (1)
- Class B Profit Units of Rithm Capital Management LLC ("RCM") are exchangeable into shares of Common Stock of the Issuer on a one-for-one basis pursuant to the terms and conditions set forth in the Rithm Capital Management LLC Long Term Incentive Plan and the individual award arrangement. Represents Class B Profit Units in RCM earned based on annual return on equity for the 2025 performance period, as certified by the Compensation Committee on January 20, 2026. As of January 20, 2026, performance-based criteria have been satisfied for 1 of the 3 tranches. These Class B Profits Units are exchangeable into shares of Common Stock of the Issuer on a one-for-one basis after they have become vested and a sufficient amount of profits have been allocated to the holder of the Class B Profits Units. The reported amount also includes 941 dividend equivalent rights accrued with respect to the earned Class B Profits Units. Dividend equivalent Class B Profits Units vest on the same schedule and are subject to the same terms and conditions as the underlying awards.
FAQ
What insider transaction did Rithm Capital (RITM) disclose in this Form 4?
Rithm Capital disclosed that its Chief Legal Officer, David Zeiden, received 14,957 Class B Profits Units of Rithm Capital Management LLC on January 20, 2026 at a price of $0 per unit.
Who is the reporting person in the Rithm Capital (RITM) Form 4 filing?
The reporting person is David Zeiden, who serves as Chief Legal Officer of Rithm Capital Corp. and filed the Form 4 as a single reporting person.
How many derivative units did the Rithm Capital (RITM) officer hold after the transaction?
After the reported grant, David Zeiden beneficially owned 14,957 Class B Profits Units of Rithm Capital Management LLC, held directly.
What can the Class B Profits Units in Rithm Capital (RITM) be converted into?
The Class B Profits Units are exchangeable into shares of Rithm Capital common stock on a one-for-one basis once they have vested and sufficient profits have been allocated to the holder.
What performance period and criteria are tied to the Rithm Capital (RITM) award?
The award is based on annual return on equity for the 2025 performance period, and as of January 20, 2026, performance-based criteria had been satisfied for 1 of the 3 tranches.
What are the dividend equivalent rights mentioned in the Rithm Capital (RITM) Form 4?
The 14,957 reported units include 941 dividend equivalent rights, which vest on the same schedule and are subject to the same terms and conditions as the underlying Class B Profits Units.