STOCK TITAN

Rithm Capital (RITM) director receives 11,486 shares as compensation

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Rithm Capital Corp. director William Dean Addas received a stock grant of 11,486 common shares on January 6, 2026 as compensation for board service. The filing reports the shares at a form price of $0.00 because they were issued as equity compensation rather than purchased for cash. According to the footnote, the grant was made under the company’s Omnibus Incentive Plan and terms set by the Board of Directors, using a closing stock price of $10.90 on December 31, 2025 to value the award. Following this grant, Addas beneficially owns 28,791 shares of Rithm Capital common stock, held directly.

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SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Addas William Dean

(Last) (First) (Middle)
799 BROADWAY
8TH FLOOR

(Street)
NEW YORK NY 10003

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Rithm Capital Corp. [ RITM ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
01/06/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 01/06/2026 A 11,486 A $0(1) 28,791 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. The shares were issued to director as compensation for services provided to the Issuer in accordance with the Issuer's Omnibus Incentive Plan and the additional terms established by resolution of the Board of Directors. The applicable closing stock price was $10.90 on December 31, 2025.
Remarks:
/s/ Philip Sivin, as Attorney-in-Fact 01/07/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Rithm Capital (RITM) disclose for William Dean Addas?

The company disclosed that director William Dean Addas received 11,486 shares of Rithm Capital common stock on January 6, 2026 as a stock grant.

How many Rithm Capital shares does William Dean Addas own after this transaction?

After the reported grant, William Dean Addas beneficially owns 28,791 shares of Rithm Capital common stock, held directly.

Was cash paid for the 11,486 Rithm Capital shares reported in this Form 4?

No cash was paid. The 11,486 shares were issued at a reported price of $0.00 per share as equity compensation rather than a purchase.

How was the value of the Rithm Capital stock grant to William Dean Addas determined?

The footnote states the grant was made under the Omnibus Incentive Plan using the applicable closing stock price of $10.90 on December 31, 2025 to value the award.

What is William Dean Addas’s relationship to Rithm Capital Corp.?

William Dean Addas is a director of Rithm Capital Corp., and the reported shares were issued as compensation for services provided as a director.

Is the reported ownership in this Rithm Capital Form 4 direct or indirect?

The Form 4 indicates that William Dean Addas’s 28,791 shares of Rithm Capital common stock are held with direct (D) ownership.

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