STOCK TITAN
  1. Home
  2. Sec-filings
  3. RIV
  4. [Form 4] RIVERNORTH OPPORTUNITIES FUND, INC. Insider Trading Activity

RIV Form 4: Rights purchase lifts direct holdings to 102,395

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

RiverNorth Opportunities Fund (RIV) disclosed a Form 4 reporting that a reporting person acquired 25,599 shares of common stock on 10/10/2025 at $11.95 per share. The filing lists transaction code J and states the shares were acquired from a rights offering.

Following the transaction, the reporting person’s direct beneficial ownership stands at 102,395 shares. This filing records a shareholder’s activity and does not reflect an operational change at the fund.

Positive

  • None.

Negative

  • None.
Insider RiverNorth Strategic Holdings, LLC
Role Insider
Type Security Shares Price Value
Other Common Stock 25,599 $11.95 $306K
Holdings After Transaction: Common Stock — 102,395 shares (Direct)
Footnotes (1)
  1. [object Object]
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
RiverNorth Strategic Holdings, LLC
(Last) (First) (Middle)
360 S. ROSEMARY AVE
SUITE 1420
(Street)
WEST PALM BEACH FL 33401
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
RIVERNORTH OPPORTUNITIES FUND, INC. [ RIV ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
Officer (give title below) X Other (specify below)
Holding Co
3. Date of Earliest Transaction (Month/Day/Year)
10/10/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 10/10/2025 10/10/2025 J(1) 25,599 A $11.95 102,395 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. The shares were acquired from rights offering.
Marcus L. Collins 10/14/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction was reported for RIV?

A reporting person acquired 25,599 common shares on 10/10/2025 at $11.95 per share.

How were the RIV shares acquired in this Form 4?

The filing notes the shares were acquired from a rights offering (Transaction Code J).

What is the reporting person’s ownership in RIV after the trade?

Direct beneficial ownership is listed as 102,395 shares following the transaction.

What type of filing is this for RIV (Rivernorth Opportunities Fund)?

It is a Form 4, which reports changes in beneficial ownership by a reporting person.

Was the RIV ownership reported as direct or indirect?

The ownership form is marked Direct (D).

What is the price per share for the reported RIV acquisition?

The reported price is $11.95 per share.