RiverNorth Opportunities Fund, Inc. (RIV) is identified as the issuer in a Schedule 13G reporting AllianceBernstein L.P. as beneficial owner of 656,000 Series B Mandatory Redeemable Preferred Shares, or 22% of the class, based on 3,000,000 Series B shares outstanding as of September 30, 2026.
AllianceBernstein reports sole voting power and sole dispositive power over 656,000 shares, with 0 shared voting power and 0 shared dispositive power.
RIVERNORTH OPPORTUNITIES FUND, INC. has a reported 47% beneficial owner: Equitable Holdings, Inc. reported beneficial ownership of 1,404,000 Series B Mandatory Redeemable Preferred Shares. The reported percentage is based on 3,000,000 Series B shares outstanding as of September 30, 2026. Equitable Holdings reported sole voting and sole dispositive power over 1,404,000 shares, with no shared voting or dispositive power.
RiverNorth Opportunities Fund, Inc. (RIV) director David Swanson acquired 459 common shares of beneficial interest on September 24, 2026, through a rights offering at $10.49 per share. His reported direct holdings after the transaction were 1,835 shares. No Rule 10b5-1 plan is reported for the transaction.
RiverNorth Opportunities Fund, Inc. (RIV) reported that RiverNorth Strategic Holdings, LLC, identified as a holding company, acquired 2,272,728 common shares on September 24, 2026, through a rights offering at $10.4900 per share. RiverNorth Strategic Holdings directly held 2,375,123 shares following the transaction.
RiverNorth Opportunities Fund, Inc. President and director Patrick W. Galley acquired 219,708 Common Shares of Beneficial Interest on September 24, 2026, in a rights offering, at a reported price of $10.49 per share. His reported direct holdings after the transaction were 550,403 shares.
RiverNorth Opportunities Fund, Inc. (RIV) portfolio manager Stephen Andrew O’Neill acquired 10,000 Common Shares of Beneficial Interest directly from a rights offering on September 24, 2026, at $10.49 per share. After the transaction, his reported direct holdings were 119,923 shares.
RiverNorth Opportunities Fund, Inc. reported an exempt equity offering under Rule 506(b), with $75,000,000 sold and $0 remaining to be sold. The first sale date was September 18, 2026, and finder’s fees were $0. The issuer selected an aggregate net asset value range of over $100,000,000.
RIVERNORTH OPPORTUNITIES FUND, INC. (RIV) reports that Thrivent Financial for Lutherans has filed a Schedule 13G disclosing a significant position in its Mandatory Redeemable Preferred Shares, Series B. Thrivent beneficially owns 740,000 Series B shares, representing 24.67% of that class.
Thrivent has sole voting and sole dispositive power over all 740,000 shares, with no shared voting or dispositive authority reported. The filing is signed by David S. Royal, Chief Investment Officer of Thrivent Financial for Lutherans.
RIVERNORTH OPPORTUNITIES FUND, INC. (RIV) has a new Form 3 reporting that Thrivent Financial for Lutherans is a ten percent owner. Thrivent reports direct beneficial ownership of 740,000 Mandatory Redeemable Preferred Shares, Series B as of September 18, 2026. The filing lists this position as a holding, with no purchase or sale activity reported.
RIVERNORTH OPPORTUNITIES FUND, INC. (symbol: RIV) is the issuer of record for a Form 8-K filing submitted to the SEC.