Welcome to our dedicated page for RIVERNORTH OPPORTUNITIES FUND SEC filings (Ticker: RIV), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on RIVERNORTH OPPORTUNITIES FUND's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.
Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time SEC filing updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into RIVERNORTH OPPORTUNITIES FUND's regulatory disclosures and financial reporting.
RiverNorth Opportunities Fund, Inc. (RIV) reported an insider transaction on a Form 4. Portfolio Manager Stephen A. O’Neill acquired 15,000 common shares at $11.95 on 10/10/2025, noted with transaction code J(1).
The filing states the shares were acquired from a rights offering. Following the transaction, O’Neill beneficially owned 94,767.83 shares, held directly.
RiverNorth Opportunities Fund (RIV) director reported acquiring 3,834 common shares on 10/10/2025 at $11.95 per share. The filing lists transaction code J, with the note that the shares were acquired from a rights offering.
Following this transaction, the director’s beneficial ownership stands at 8,412.4 shares, held directly.
RiverNorth Opportunities Fund (RIV) disclosed a Form 4 reporting that a reporting person acquired 25,599 shares of common stock on 10/10/2025 at $11.95 per share. The filing lists transaction code J and states the shares were acquired from a rights offering.
Following the transaction, the reporting person’s direct beneficial ownership stands at 102,395 shares. This filing records a shareholder’s activity and does not reflect an operational change at the fund.
RiverNorth Opportunities Fund, Inc. (RIV) insider Patrick W. Galley, a director and President, reported acquiring common shares on 10/10/2025. He acquired 112,213 shares at a $11.95 price per share under transaction code J, which the filing explains were acquired from a rights offering.
Following the transaction, the filing lists 330,695.36 shares beneficially owned in total, held directly.
RiverNorth Financial Holdings, LLC filed an initial Form 3 for RiverNorth Opportunities Fund, Inc. (Ticker: RIV) dated 09/18/2025. The filing identifies the reporting person as an Officer and an affiliate of the adviser. Table I of the form lists 0 common shares of beneficial interest owned, indicating no direct ownership reported on this initial statement. The submission is signed by Marc Collins. No derivative securities, amendments, or additional ownership lines are reported in the document.
RiverNorth Opportunities Fund, Inc., a registered closed-end fund, filed Post-Effective Amendment No. 2 to its Form N-2 registration statement under the Securities Act and Amendment No. 39 under the Investment Company Act. The filing is made pursuant to Rule 462(d) and becomes effective upon filing.
The amendment is described as being filed solely to add specific exhibits to the existing registration statement, including a form of subscription certificate and a form of notice of guaranteed delivery for a rights offering, a subscription agent and information agent agreement, and a consent of counsel. No other changes were made to Parts A, B, or C of the registration statement other than updating the exhibit list.
RiverNorth Opportunities Fund, Inc. is launching a transferable rights offering for its common stockholders. Investors of record on September 11, 2025 will receive one subscription right for each share owned, and for every three rights they may buy one new share in the primary subscription.
The subscription price will be based on a formula using the higher of 92.5% of net asset value or 95% of market price on the October 6, 2025 expiration date. Rights are expected to trade on the NYSE under ticker RIV.RT, and stockholders who fully exercise their rights may subscribe for any shares not taken up by others. The Fund reported about $268.5 million of net assets and 21.5 million common shares outstanding as of July 31, 2025.