Here are the Form 4 insider transactions from RiverNorth Opportunities Fund, Inc. (RIV) in our archive over the last 12 months, newest first, and each one links through to the document itself with the summary and the scores our analysis gives it.
A Form 4 covers the transactions officers, directors and large holders report, so if you follow RIV and want that one kind of document rather than the whole filing history, this is the page to keep. The company's other filings, of every form, are on the full RIV filings page.
RiverNorth Opportunities Fund, Inc. (RIV) director David Swanson acquired 459 common shares of beneficial interest on September 24, 2026, through a rights offering at $10.49 per share. His reported direct holdings after the transaction were 1,835 shares. No Rule 10b5-1 plan is reported for the transaction.
RiverNorth Opportunities Fund, Inc. (RIV) reported that RiverNorth Strategic Holdings, LLC, identified as a holding company, acquired 2,272,728 common shares on September 24, 2026, through a rights offering at $10.4900 per share. RiverNorth Strategic Holdings directly held 2,375,123 shares following the transaction.
RiverNorth Opportunities Fund, Inc. President and director Patrick W. Galley acquired 219,708 Common Shares of Beneficial Interest on September 24, 2026, in a rights offering, at a reported price of $10.49 per share. His reported direct holdings after the transaction were 550,403 shares.
RiverNorth Opportunities Fund, Inc. (RIV) portfolio manager Stephen Andrew O’Neill acquired 10,000 Common Shares of Beneficial Interest directly from a rights offering on September 24, 2026, at $10.49 per share. After the transaction, his reported direct holdings were 119,923 shares.