Every Form 4 that RiverNorth Opportunities Fund, Inc. (RIV) has filed with the SEC in the last 12 months is listed below, newest first, and each one links through to the document itself with the summary and the scores our analysis gives it.
A Form 4 covers the transactions officers, directors and large holders report, so if you follow RIV and want that one kind of document rather than the whole filing history, this is the page to keep. The company's other filings, of every form, are on the full RIV filings page.
RiverNorth Opportunities Fund, Inc. (RIV) reported an insider transaction on a Form 4. Portfolio Manager Stephen A. O’Neill acquired 15,000 common shares at $11.95 on 10/10/2025, noted with transaction code J(1).
The filing states the shares were acquired from a rights offering. Following the transaction, O’Neill beneficially owned 94,767.83 shares, held directly.
RiverNorth Opportunities Fund (RIV) director reported acquiring 3,834 common shares on 10/10/2025 at $11.95 per share. The filing lists transaction code J, with the note that the shares were acquired from a rights offering.
Following this transaction, the director’s beneficial ownership stands at 8,412.4 shares, held directly.
RiverNorth Opportunities Fund (RIV) disclosed a Form 4 reporting that a reporting person acquired 25,599 shares of common stock on 10/10/2025 at $11.95 per share. The filing lists transaction code J and states the shares were acquired from a rights offering.
Following the transaction, the reporting person’s direct beneficial ownership stands at 102,395 shares. This filing records a shareholder’s activity and does not reflect an operational change at the fund.
RiverNorth Opportunities Fund, Inc. (RIV) insider Patrick W. Galley, a director and President, reported acquiring common shares on 10/10/2025. He acquired 112,213 shares at a $11.95 price per share under transaction code J, which the filing explains were acquired from a rights offering.
Following the transaction, the filing lists 330,695.36 shares beneficially owned in total, held directly.