RIV insider buys 112,213 shares at $11.95 via rights offering

RiverNorth Opportunities Fund, Inc. (RIV) insider Patrick W. Galley, a director and President, reported acquiring common shares on 10/10/2025.

Accepted by SEC EDGAR 10/14/2025 - 02:15 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

RiverNorth Opportunities Fund, Inc. (RIV) insider Patrick W. Galley, a director and President, reported acquiring common shares on 10/10/2025. He acquired 112,213 shares at a $11.95 price per share under transaction code J, which the filing explains were acquired from a rights offering.

Following the transaction, the filing lists 330,695.36 shares beneficially owned in total, held directly.

Insider Trade Summary

Other: 112,213 shares

Other 1 txn

Insider Galley Patrick W.

Role President

Type	Security	Shares	Price	Value
Other	Common Shares of Beneficial Interest	112,213	$11.95	$1.34M

Holdings After Transaction: Common Shares of Beneficial Interest — 330,695.36 shares (Direct)

Footnotes (1)

1. F1. The shares were acquired from rights offering.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did RIV insider Patrick W. Galley report on Form 4?

He reported acquiring 112,213 common shares of RiverNorth Opportunities Fund, Inc. at $11.95 per share on 10/10/2025.

How were the RIV shares acquired by the insider?

The filing states the shares were acquired from a rights offering.

What is the insider’s total beneficial ownership after the transaction for RIV?

The filing shows 330,695.36 shares beneficially owned following the transaction.

What was the transaction code used in the RIV Form 4?

The transaction code was J.

What roles does the reporting person hold at RIV?

He is a Director and an Officer (President) of RiverNorth Opportunities Fund, Inc.

Was the ownership direct or indirect after the RIV transaction?

The ownership is listed as Direct (D).

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

1. Name and Address of Reporting Person^*

Galley Patrick W.

(Last) (First) (Middle)

360 S. ROSEMARY AVE

SUITE 1420

(Street)

WEST PALM BEACH FL 33401

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
RIVERNORTH OPPORTUNITIES FUND, INC. [ RIV ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	President

3. Date of Earliest Transaction (Month/Day/Year)
10/10/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Shares of Beneficial Interest	10/10/2025	10/10/2025	J(1)		112,213	A	$11.95	330,695.36	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The shares were acquired from rights offering.

	/s/ Patrick W. Galley	10/14/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.