RiverNorth fund: Thrivent holds 24.67% of Series B

RIVERNORTH OPPORTUNITIES FUND, INC.

Available on EDGAR 09/21/2026 - 05:39 PM EDT Accepted by SEC EDGAR 09/21/2026 - 05:38 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

RIVERNORTH OPPORTUNITIES FUND, INC. (RIV) reports that Thrivent Financial for Lutherans has filed a Schedule 13G disclosing a significant position in its Mandatory Redeemable Preferred Shares, Series B. Thrivent beneficially owns 740,000 Series B shares, representing 24.67% of that class.

Thrivent has sole voting and sole dispositive power over all 740,000 shares, with no shared voting or dispositive authority reported. The filing is signed by David S. Royal, Chief Investment Officer of Thrivent Financial for Lutherans.

Key Figures

Shares beneficially owned: 740,000 shares Percent of class: 24.67% Sole voting power: 740,000 shares +3 more

6 metrics

Shares beneficially owned 740,000 shares Mandatory Redeemable Preferred Shares, Series B of RIVERNORTH OPPORTUNITIES FUND, INC.

Percent of class 24.67% Percentage of RIV Series B Mandatory Redeemable Preferred Shares owned by Thrivent

Sole voting power 740,000 shares Shares of RIV Series B preferred over which Thrivent has sole voting power

Shared voting power 0 shares Shares of RIV Series B preferred over which Thrivent has shared voting power

Sole dispositive power 740,000 shares RIV Series B preferred shares over which Thrivent has sole dispositive power

Shared dispositive power 0 shares RIV Series B preferred shares over which Thrivent has shared dispositive power

Key Terms

Schedule 13G, beneficially owned, Sole voting power, Sole dispositive power, +1 more

5 terms

Schedule 13G regulatory

"Thrivent Financial for Lutherans has filed a Schedule 13G disclosing"

A Schedule 13G is a formal document that investors file with the government when they acquire a large ownership stake in a company, usually for investment purposes rather than control. It helps keep the public informed about who owns significant parts of a company's shares, which can influence how the company is managed and how investors make decisions. Filing this schedule is important for transparency and understanding the ownership landscape of publicly traded companies.

beneficially owned financial

"Amount beneficially owned: 740,000"

Beneficially owned describes securities or assets where a person has the economic rights and control—such as the right to receive dividends and to direct voting—even if legal title is held in another name. Think of it like having the keys and using a car that’s registered to someone else: you get the benefits and make decisions. Investors care because beneficial ownership reveals who truly controls value and voting power, affecting corporate decisions and takeover dynamics.

Sole voting power financial

"Sole power to vote or to direct the vote: 740,000"

Sole voting power is the exclusive right to cast votes attached to a shareholder’s stock without needing approval from anyone else. Like holding the only remote control for a TV, it lets that holder decide corporate matters such as board members, mergers, and policy changes, making it important to investors because it concentrates control and can strongly influence a company’s strategy and the value of its shares.

Sole dispositive power financial

"Sole power to dispose or to direct the disposition of: 740,000"

Sole dispositive power is the exclusive legal authority to decide what happens to a security — for example, whether to sell, transfer, or retain shares — without needing anyone else’s permission. Investors care because it signals who truly controls the economic outcome of an investment: like holding the only key to a safe, the holder can realize gains or losses and may trigger regulatory reporting, insider rules, or influence over corporate ownership.

Mandatory Redeemable Preferred Shares, Series B financial

"Title of class of securities: Mandatory Redeemable Preferred Shares, Series B"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What stake in RIV (RIVERNORTH OPPORTUNITIES FUND, INC.) did Thrivent report on Schedule 13G?

Thrivent Financial for Lutherans reported beneficial ownership of 740,000 Mandatory Redeemable Preferred Shares, Series B of RIVERNORTH OPPORTUNITIES FUND, INC., representing 24.67% of that preferred share class.

Does Thrivent have sole or shared voting power over its RIV Series B preferred shares?

Thrivent reports sole voting power over 740,000 shares of RIV’s Series B Mandatory Redeemable Preferred Shares and no shared voting power over any shares in this class.

What dispositive power over RIV (RIV) Series B preferred shares does Thrivent report?

Thrivent reports sole dispositive power over 740,000 Series B Mandatory Redeemable Preferred Shares of RIVERNORTH OPPORTUNITIES FUND, INC. and no shared dispositive power over any shares.

Which class of RIV securities is covered by Thrivent’s Schedule 13G filing?

The Schedule 13G covers RIVERNORTH OPPORTUNITIES FUND, INC.’s Mandatory Redeemable Preferred Shares, Series B, identified by CUSIP 76881Y*27.

Who signed the Schedule 13G filed regarding RIV (RIV) and in what capacity?

The Schedule 13G was signed by David S. Royal, who is identified as Chief Investment Officer of Thrivent Financial for Lutherans.

What is the citizenship or place of organization of Thrivent Financial for Lutherans in the RIV filing?

Thrivent Financial for Lutherans is described as a Wisconsin fraternal benefit society, with its principal business office in Minneapolis, Minnesota.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

SCHEDULE 13G

UNDER THE SECURITIES EXCHANGE ACT OF 1934

RIVERNORTH OPPORTUNITIES FUND, INC.

(Name of Issuer)

Mandatory Redeemable Preferred Shares, Series B

(Title of Class of Securities)

76881Y*27

(CUSIP Number)

09/18/2026

(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

Rule 13d-1(b)

Rule 13d-1(c)

Rule 13d-1(d)

schemaVersion:

SCHEDULE 13G

CUSIP Number(s): 76881Y*27

1

Names of Reporting Persons

THRIVENT FINANCIAL FOR LUTHERANS

2

Check the appropriate box if a member of a Group (see instructions)

(a)
(b)

3

Sec Use Only

4

Citizenship or Place of Organization

WISCONSIN

Number of Shares Beneficially Owned by Each Reporting Person With:

5	Sole Voting Power 740,000.00
6	Shared Voting Power 0.00
7	Sole Dispositive Power 740,000.00
8	Shared Dispositive Power 0.00

9

Aggregate Amount Beneficially Owned by Each Reporting Person

740,000.00

10

Check box if the aggregate amount in row (9) excludes certain shares (See Instructions)

11

Percent of class represented by amount in row (9)

24.7 %

12

Type of Reporting Person (See Instructions)

IC

SCHEDULE 13G

Item 1.
(a)	Name of issuer: RIVERNORTH OPPORTUNITIES FUND, INC.
(b)	Address of issuer's principal executive offices: 360 S. ROSEMARY AVE., SUITE 1420, WEST PALM BEACH, FLORIDA, 33401
Item 2.
(a)	Name of person filing: Thrivent Financial for Lutherans
(b)	Address or principal business office or, if none, residence: 901 Marquette Avenue, Suite 2500 Minneapolis, Minnesota 55402
(c)	Citizenship: Thrivent Financial for Lutherans is a Wisconsin fraternal benefit society.
(d)	Title of class of securities: Mandatory Redeemable Preferred Shares, Series B
(e)	CUSIP Number(s): 76881Y*27
Item 3.	If this statement is filed pursuant to §§ 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
(a)	Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
(b)	Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
(c)	Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
(d)	Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
(e)	An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);
(f)	An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);
(g)	A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
(h)	A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
(i)	A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
(j)	A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J). If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution:
(k)	Group, in accordance with Rule 240.13d-1(b)(1)(ii)(K).
Item 4.	Ownership
(a)	Amount beneficially owned: 740,000
(b)	Percent of class: 24.67% of the Series B Mandatory Redeemable Preferred Shares
(c)	Number of shares as to which the person has:
	(i) Sole power to vote or to direct the vote: 740,000
	(ii) Shared power to vote or to direct the vote: 0
	(iii) Sole power to dispose or to direct the disposition of: 740,000
	(iv) Shared power to dispose or to direct the disposition of: 0
Item 5.	Ownership of 5 Percent or Less of a Class.
	Not Applicable
Item 6.	Ownership of more than 5 Percent on Behalf of Another Person.
	Not Applicable
Item 7.	Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person.
	Not Applicable
Item 8.	Identification and Classification of Members of the Group.
	Not Applicable
Item 9.	Notice of Dissolution of Group.
	Not Applicable

Item 10.

Certifications:

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other than activities solely in connection with a nomination under § 240.14a-11.

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

THRIVENT FINANCIAL FOR LUTHERANS

Signature:	/s/ David S. Royal
Name/Title:	Chief Investment Officer
Date:	09/21/2026