Rivian (NASDAQ: RIVN) Form 144 shows executive restricted-share sales, dates and proceeds

Rhea-AI Filing Summary

Rivian resale notice: an executive disclosed multiple restricted-share sales under a Form 144. The filing lists transactions on 01/20/2026, 02/18/2026, 03/03/2026, 03/17/2026, and 03/31/2026 totaling reported share lots and cash proceeds shown per trade.

Insights

Securities Compliance Analyst

Form 144 discloses executive resale activity and per-trade proceeds.

The filing lists several restricted-stock dispositions reported by an individual, with dates and per-trade proceeds provided. This is a routine resale disclosure under resale-rule procedures and does not itself indicate regulatory action.

Cash-flow treatment is explicit per trade in the excerpt; other contract mechanics or planned selling methods are not shown in the provided excerpt.

Key Figures

Sale on 03/31/2026: 20,264 shares Proceeds on 03/31/2026: $303,960.00 Sale on 03/17/2026: 17,450 shares +5 more

8 metrics

Sale on 03/31/2026 20,264 shares reported sale date 03/31/2026

Proceeds on 03/31/2026 $303,960.00 cash proceeds reported for 03/31/2026 trade

Sale on 03/17/2026 17,450 shares reported sale date 03/17/2026

Proceeds on 03/17/2026 $272,230.47 cash proceeds reported for 03/17/2026 trade

Sale on 03/03/2026 17,450 shares reported sale date 03/03/2026

Proceeds on 03/03/2026 $261,750.00 cash proceeds reported for 03/03/2026 trade

Sale on 02/18/2026 34,900 shares reported sale date 02/18/2026

Proceeds on 02/18/2026 $586,236.24 cash proceeds reported for 02/18/2026 trade

Key Terms

Form 144, Restricted Stock, Issuer

3 terms

Form 144 regulatory

"144: Securities Sold During The Past 3 Months"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Restricted Stock financial

"Securities To Be Sold | Restricted Stock | Issuer"

Shares granted to an individual that carry limits on transfer or sale until certain conditions are met, such as staying with the company for a set time or hitting performance targets. Think of them as a locked gift that gradually opens; for investors they matter because they affect how many shares may enter the market later, signal management incentives and potential dilution, and reveal confidence in future company performance.

Issuer regulatory

"Securities To Be Sold | Restricted Stock | Issuer"

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Accepted by SEC EDGAR 04/14/2026 - 04:51 PM Learn about SEC filing dates

FAQ

What does the RIVN Form 144 disclose?

The Form 144 discloses multiple restricted-stock sales by an executive. It lists trade dates and per-trade proceeds for sales on 01/20/2026 through 03/31/2026, with share counts and cash amounts shown for each transaction.

Who is the seller named in the RIVN Form 144?

The filing names Robert J. Scaringe as the reporting person. The excerpt lists his address and multiple common-stock sale entries with dates, share counts, and proceeds tied to each trade in the filing.

What share volumes and proceeds are reported in the filing?

Reported trades include: 17,450 shares ($279,763.64) on 01/20/2026; 34,900 shares ($586,236.24) on 02/18/2026; and additional March trades totaling listed proceeds per line in the excerpt.

Are the sold securities described as restricted or unrestricted?

The excerpt labels the securities as Restricted Stock in the 'Securities To Be Sold' section, showing restricted-stock lots with grant/vesting dates of 08/15/2025 and 02/15/2026 in the provided lines.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	21446	346781.82	1237077289	04/14/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	02/15/2026	Restricted Stock	Issuer			14088	02/15/2026	Not Applicable
Common	08/15/2025	Restricted Stock	Issuer			7358	08/15/2025	Not Applicable

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
ROBERT J. SCARINGE 14600 MYFORD ROAD IRVINE CA 92606	Common	03/31/2026	20264	303960.00
ROBERT J. SCARINGE 14600 MYFORD ROAD IRVINE CA 92606	Common	03/17/2026	17450	272230.47
ROBERT J. SCARINGE 14600 MYFORD ROAD IRVINE CA 92606	Common	03/03/2026	17450	261750.00
ROBERT J. SCARINGE 14600 MYFORD ROAD IRVINE CA 92606	Common	02/18/2026	34900	586236.24
ROBERT J. SCARINGE 14600 MYFORD ROAD IRVINE CA 92606	Common	01/20/2026	17450	279763.64

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)