[144] Rivian Automotive, Inc. SEC Filing

Rhea-AI Filing Summary

Form 144 notice from an insider of Rivian Automotive, Inc. (RIVN) indicates a proposed sale of 17,450 common shares through Morgan Stanley Smith Barney LLC on the NASDAQ with an aggregate market value of $244,300. The filing lists the shares as restricted stock acquired from the issuer on 03/06/2023 (3,472 shares), 02/15/2024 (12,109 shares), and 05/15/2024 (1,869 shares). The filer certifies they are unaware of any undisclosed material adverse information and states no securities were sold by the filer in the past three months. The notice documents compliance with Rule 144 sale reporting requirements.

Insights

Securities Compliance Analyst

TL;DR: Routine Rule 144 notice disclosing a small proposed insider sale; appears to be a standard compliance filing.

The filing reports a proposed sale of 17,450 restricted shares via a broker and furnishes acquisition dates and quantities for each restricted grant. There are no reported sales in the prior three months and the filer affirms no undisclosed material adverse information. From a compliance perspective, the form contains the expected elements to meet Rule 144 notification requirements and records transfer through a registered broker-dealer.

Equity Analyst

TL;DR: The proposed sale is immaterial relative to the outstanding share count and likely has minimal market impact.

The aggregate value of $244,300 against 1,213,434,015 shares outstanding represents a de minimis fraction of the float. The disclosed shares are restricted stock granted by the issuer on specified dates, indicating these are likely vesting-related disposals rather than broader insider liquidation. Given the small size and routine nature, this filing is unlikely to change the companys valuation or trading dynamics materially.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	17450	244300.00	1213434015	09/10/2025	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	03/06/2023	Restricted Stock	ISSUER			3472	03/06/2023	Not Applicable
Common	02/15/2024	Restricted Stock	ISSUER			12109	02/15/2024	Not Applicable
Common	05/15/2024	Restricted Stock	ISSUER			1869	05/15/2024	Not Applicable

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the RIVN Form 144 filing disclose?

The filing discloses a proposed sale of 17,450 common shares through Morgan Stanley Smith Barney LLC with an aggregate market value of $244,300 to be sold on 09/10/2025 on NASDAQ.

When were the shares being sold originally acquired?

The shares were acquired as restricted stock on 03/06/2023 (3,472 shares), 02/15/2024 (12,109 shares), and 05/15/2024 (1,869 shares).

Did the filer report any sales of RIVN securities in the past three months?

No. The filing states "Nothing to Report" for securities sold during the past three months.

Who is the broker handling the proposed sale?

The broker is listed as Morgan Stanley Smith Barney LLC Executive Financial Services, 1 New York Plaza 8th Floor, New York, NY 10004.

Does the filer assert they possess undisclosed material information?

By signing the notice, the filer represents they do not know any material adverse information about the issuer that has not been publicly disclosed.