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  4. [Form 4] Rivian Automotive, Inc. / DE Insider Trading Activity

Planned stock sales as Rivian Automotive (RIVN) CEO Scaringe sells shares

Filing Impact
(High)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Rivian Automotive, Inc. insider activity: Chief Executive Officer and director Robert J. Scaringe reported open-market sales of Class A common stock on January 6, 2026.

He sold 17,350 shares at a weighted average price of $19.5425 and an additional 100 shares at $20.09, both coded as open-market sales. The transactions were executed automatically under a previously disclosed Rule 10b5-1 trading plan adopted on March 14, 2025 and amended on June 11, 2025.

Following these sales, Scaringe beneficially owns 1,132,659 Class A shares directly, plus 2,297 shares indirectly through an LLC and 2,632,766 shares indirectly through a trust.

Positive

  • None.

Negative

  • None.
Insider Scaringe Robert J
Role Chief Executive Officer
Sold 17,450 shs ($341K)
Type Security Shares Price Value
Sale Class A Common Stock 17,350 $19.5425 $339K
Sale Class A Common Stock 100 $20.09 $2K
holding Class A Common Stock -- -- --
holding Class A Common Stock -- -- --
Holdings After Transaction: Class A Common Stock — 1,132,759 shares (Direct); Class A Common Stock — 2,297 shares (Indirect, By LLC)
Footnotes (1)
  1. The sale reported in this transaction was effected automatically pursuant to a previously disclosed Rule 10b5-1 trading plan adopted on March 14, 2025 and amended on June 11, 2025, as disclosed in the Issuer's Quarterly Report on Form 10-Q for each such quarter. The price reported is a weighted average sale price. The shares were sold in multiple transactions at prices ranging from $19.07 to $20.02, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
X
 Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Scaringe Robert J
(Last) (First) (Middle)
C/O RIVIAN AUTOMOTIVE, INC.
14600 MYFORD ROAD
(Street)
IRVINE CA 92606
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Rivian Automotive, Inc. / DE [ RIVN ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Executive Officer
3. Date of Earliest Transaction (Month/Day/Year)
01/06/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock 01/06/2026 S(1) 17,350 D $19.5425(2) 1,132,759 D
Class A Common Stock 01/06/2026 S(1) 100 D $20.09 1,132,659 D
Class A Common Stock 2,297 I By LLC
Class A Common Stock 2,632,766 I By Trust
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. The sale reported in this transaction was effected automatically pursuant to a previously disclosed Rule 10b5-1 trading plan adopted on March 14, 2025 and amended on June 11, 2025, as disclosed in the Issuer's Quarterly Report on Form 10-Q for each such quarter.
2. The price reported is a weighted average sale price. The shares were sold in multiple transactions at prices ranging from $19.07 to $20.02, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
Remarks:
/s/ Jamie Chung, Attorney-in-Fact 01/08/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did Rivian (RIVN) report for its CEO?

Rivian Automotive, Inc. reported that Chief Executive Officer and director Robert J. Scaringe sold Class A common stock in open-market transactions on January 6, 2026, as disclosed on a Form 4.

How many Rivian Class A shares did Robert Scaringe sell on January 6, 2026?

Robert Scaringe sold 17,350 shares of Rivian Class A common stock at a weighted average price of $19.5425 and an additional 100 shares at $20.09 on January 6, 2026.

Was the Rivian CEO’s stock sale done under a Rule 10b5-1 trading plan?

Yes. The filing states the sale was effected automatically under a previously disclosed Rule 10b5-1 trading plan adopted on March 14, 2025 and amended on June 11, 2025.

How many Rivian (RIVN) shares does Robert Scaringe own after these transactions?

After the reported sales, Robert Scaringe beneficially owns 1,132,659 Class A shares directly, plus 2,297 shares indirectly via an LLC and 2,632,766 shares indirectly via a trust.

Does the Form 4 show any derivative securities for the Rivian CEO?

No derivative securities are listed in Table II of the Form 4; only Class A common stock holdings and transactions appear in the filing excerpt.

What price range did the Rivian CEO’s share sales occur at?

The filing notes that the reported $19.5425 price is a weighted average, with multiple sale transactions executed at prices between $19.07 and $20.02, and one transaction at $20.09.