Rivian (RIVN) director John Krafcik receives 1,255 RSUs vesting into shares

Filing Impact

(Neutral)

Filing Sentiment

(Neutral)

Form Type

Rhea-AI Filing Summary

Rivian Automotive director John Krafcik reported a compensation-related equity award rather than an open-market trade. On April 20, 2026, he acquired 1,255 shares of Rivian Class A Common Stock at $0.00 per share through the vesting of restricted stock units. A footnote explains this represents 1,255 RSUs that vested on that date and settled in Class A shares. After the award, Krafcik directly holds 60,756 shares of Rivian’s Class A Common Stock, reflecting his ongoing equity stake as a board member.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider Krafcik John

Role null

Type	Security	Shares	Price	Value
Grant/Award	Class A Common Stock	1,255	$0.00	--

Holdings After Transaction: Class A Common Stock — 60,756 shares (Direct, null)

Footnotes (1)

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Key Figures

RSUs vested: 1,255 units Shares acquired: 1,255 shares Transaction price per share: $0.00 per share +2 more

5 metrics

RSUs vested 1,255 units Restricted stock units vested on April 20, 2026

Shares acquired 1,255 shares Class A Common Stock received from RSU settlement

Transaction price per share $0.00 per share Grant/award acquisition, non-cash equity compensation

Post-transaction holdings 60,756 shares Class A Common Stock directly owned after RSU vesting

Transaction date April 20, 2026 Vesting and settlement date for 1,255 RSUs

Key Terms

restricted stock units, RSUs, Class A Common Stock, Grant, award, or other acquisition

4 terms

restricted stock units financial

"Represents an award of 1,255 restricted stock units ("RSUs"), which vested on April 20, 2026."

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

RSUs financial

"Represents an award of 1,255 restricted stock units ("RSUs"), which vested on April 20, 2026."

RSUs, or restricted stock units, are a form of company shares given to employees as part of their compensation. They are typically awarded with certain restrictions, such as a waiting period before they can be fully owned or sold, similar to earning a gift that becomes fully yours over time. For investors, RSUs can impact a company's stock offerings and reflect how much the company relies on stock-based incentives to attract and retain talent.

Class A Common Stock financial

"The RSUs settled in shares of the Issuer's Class A Common Stock upon vesting."

Class A common stock is a category of a company’s shares that carries a specific set of ownership rights—most commonly defined voting power and claims on dividends—set out in the company’s charter. For investors it matters because the class determines how much influence you have over corporate decisions, the share’s likely dividend and trading behavior, and how it compares in value to other share classes, like choosing a particular seat with different privileges at the company’s decision-making table.

Grant, award, or other acquisition regulatory

"transaction_code_description": "Grant, award, or other acquisition""

Form 4 Insider Transactions: What Each Field Means →

04/22/2026 - 04:42 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Krafcik John

(Last)

(First)

(Middle)

C/O RIVIAN AUTOMOTIVE, INC.

14600 MYFORD ROAD

(Street)

IRVINE

CALIFORNIA

92606

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Rivian Automotive, Inc. / DE [ RIVN ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
	Officer (give title below)	Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
04/20/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Class A Common Stock	04/20/2026		A		1,255⁽¹⁾	A	$0	60,756	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)

Explanation of Responses:

1. Represents an award of 1,255 restricted stock units ("RSUs"), which vested on April 20, 2026. The RSUs settled in shares of the Issuer's Class A Common Stock upon vesting.

Remarks:

	/s/ Jamie Chung, Attorney-in-Fact	04/22/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What did Rivian (RIVN) director John Krafcik report in this Form 4?

John Krafcik reported receiving 1,255 shares of Rivian Class A Common Stock via restricted stock units. These RSUs vested on April 20, 2026 and settled into shares, increasing his direct holdings to 60,756 shares as part of his director compensation.

Was John Krafcik’s Rivian (RIVN) Form 4 a stock purchase or compensation grant?

The Form 4 reflects a compensation grant, not an open-market stock purchase. Krafcik received 1,255 restricted stock units that vested and settled into Class A Common shares at no cash cost, consistent with typical equity compensation for company directors.

How many Rivian (RIVN) shares does John Krafcik own after this Form 4 transaction?

Following the reported RSU vesting, John Krafcik directly owns 60,756 shares of Rivian Class A Common Stock. This figure, disclosed in the Form 4, shows his post-transaction equity stake after adding the 1,255 newly settled shares from the RSU award.

What are the details of the restricted stock units reported for Rivian (RIVN)?

The filing notes an award of 1,255 restricted stock units (RSUs) for John Krafcik. According to the footnote, these RSUs vested on April 20, 2026 and settled in shares of Rivian’s Class A Common Stock, with a reported per-share transaction price of $0.00.

Does the Rivian (RIVN) Form 4 indicate any stock sales by John Krafcik?

The Form 4 does not report any stock sales by John Krafcik. It shows a single acquisition transaction coded as a grant or award, reflecting RSUs that vested and converted into 1,255 shares of Class A Common Stock as part of his compensation.