Welcome to our dedicated page for Rivian Automotive / DE SEC filings (Ticker: RIVN), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Rivian Automotive, Inc.’s SEC filings document the electric vehicle manufacturer’s operating results, production and delivery disclosures, capital structure, governance, and shareholder matters. Form 8-K reports cover financial results, Regulation FD updates, press releases, shareholder letters, material events, and non-GAAP reconciliations tied to Rivian’s vehicle production and business performance.
The filing record also includes capital-structure disclosures, such as an unregistered issuance of Class A common stock, and proxy materials covering board matters, executive compensation, equity incentive awards, and shareholder voting. These documents frame Rivian as a Delaware operating company with direct consumer and commercial sales, U.S. manufacturing operations, and recurring disclosure obligations around financing, governance, compensation, and operating risk.
Rivian Automotive entered a major strategic deal with Uber and SMB Holding Corporation combining equity financing and a long-term robotaxi partnership. SMB will invest an initial $300 million in Rivian Class A common stock or pre-funded warrants, with up to an additional $950 million tied to autonomy milestones through 2031.
In parallel, Rivian and Uber signed a 10‑year framework and production agreements to develop and deploy fully autonomous R2-based robotaxis on the Uber platform, targeting 10,000 vehicles in an initial 2028 rollout and potential deployment of up to 50,000 by 2031, plus options for more vehicles.
Rivian also disclosed it no longer expects to reach adjusted EBITDA profitability in 2027 because it plans to increase R&D spending to accelerate its autonomy roadmap.
Robert J. Scaringe reported proposed sales of common stock. The filing lists 17,450 shares of Restricted Common Stock to be sold on 11/15/2025. The form also records sales during the prior three months: 12/23/2025 17,450 shares for $373,871.49; 01/06/2026 17,450 shares for $341,072.47; 01/20/2026 17,450 shares for $279,763.64; 02/18/2026 34,900 shares for $586,236.24; and 03/03/2026 17,450 shares for $261,750.00.
Rivian Automotive CEO Robert J. Scaringe reported multiple transactions in Class A common stock. He received an award of 67,219 restricted stock units that vested on March 4, 2026. To cover tax withholding on this vesting, 34,202 shares were withheld by the company at $15.10 per share.
On March 3, 2026, he sold 17,450 shares at $15.00 per share in an open-market transaction effected automatically under a previously disclosed Rule 10b5-1 trading plan adopted on March 14, 2025 and amended on June 11, 2025. After these transactions, he held 1,027,281 shares directly, plus indirect holdings of 2,297 shares through an LLC and 2,632,766 shares through a trust.
Rivian Automotive Chief Financial Officer Claire McDonough reported two related stock transactions in Class A Common Stock. She acquired 24,475 shares through a restricted stock unit (RSU) award that vested on March 4, 2026. In a separate move, 12,453 shares were withheld by Rivian at a price of $15.10 per share to cover tax withholding obligations tied to that vesting. After these transactions, she directly owned 692,858 shares of Rivian Class A Common Stock.
Rivian Automotive executive Michael John Callahan reported routine equity compensation activity. On March 4, 2026, he acquired 24,475 shares of Class A common stock through the vesting of 24,475 restricted stock units. These RSUs vested in full on that date.
To cover tax withholding obligations related to the vesting, 12,453 shares of Class A common stock were withheld by Rivian at a price of $15.10 per share, equal to the March 3, 2026 closing price. After these transactions, Callahan directly held 850,057 shares of Rivian Class A common stock.
Rivian Automotive director Jay T. Flatley reported multiple open-market trades in Class A common stock. The most recent was a purchase of 1,250 shares at $8.844 per share on April 17, 2024, bringing his direct holdings to 162,070 shares. Across the reported period, he bought 1,830 shares and sold 580, for a net increase of 1,250 shares. Footnotes state he paid the company $1,061.65 and $4,032.01, representing the full profits realized on two short-swing transactions matched under Section 16(b) of the Exchange Act.
Rivian Automotive, Inc. Chief Accounting Officer Sreela Venkataratnam reported an equity compensation event involving Class A Common Stock. An award of 9,852 restricted stock units vested on March 4, 2026, delivering the same number of Class A shares.
The company then withheld 3,535 shares of Class A Common Stock at $15.10 per share to satisfy related tax withholding obligations, described as a tax-withholding disposition rather than an open-market sale. Following these transactions, Venkataratnam directly held 484,038 Class A shares.
Robert J. Scaringe reported sales of common stock. The Form 144 excerpt lists multiple open-market dispositions by Robert J. Scaringe of common shares of RIVN: 34,900 shares on 02/18/2026 for $586,236.24, and several earlier blocks including 17,450 shares on 01/20/2026, 17,450 on 01/06/2026, 17,450 on 12/23/2025, and 17,450 on 12/09/2025.
The filing also shows prior issuer-related entries for common and restricted stock grants and open-market purchases listed with dates 05/16/2022 and 08/15/2025.
Rivian Automotive CEO Robert J. Scaringe sold 34,900 shares of Class A common stock in an open‑market transaction at an average price of $16.7976 on February 18, 2026, under a previously adopted Rule 10b5‑1 trading plan.
On February 15, 2026, 35,578 shares were withheld to cover taxes tied to the vesting of 86,539 restricted stock units. After these transactions, he held 1,044,731 shares directly, plus 2,297 shares indirectly through an LLC and 2,632,766 shares indirectly through a trust.