RAYMOND JAMES FINANCIAL INC SEC Filing

A security holder of RJF filed a Rule 144/A notice to sell up to 130,687 shares of common stock through Raymond James & Associates on the NYSE, with an aggregate market value of $21,321,334.34 and an approximate sale date of 12/15/2025.

Accepted by SEC EDGAR 12/15/2025 - 05:20 PM EST Learn about SEC filing dates

Rhea-AI Filing Summary

A security holder of RJF filed a Rule 144/A notice to sell up to 130,687 shares of common stock through Raymond James & Associates on the NYSE, with an aggregate market value of $21,321,334.34 and an approximate sale date of 12/15/2025.

The filing states that these shares were acquired directly from the issuer via time-based and performance restricted stock units on 11/30/2024 and 12/15/2025. It also notes that 196,673,933 shares of the issuer’s stock are outstanding, giving context to the relative size of the planned sale.

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Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144/A

144/A: Filer Information

Filer CIK	0001240439
Filer CCC	XXXXXXXX
Previous Accession Number Of The Filing	0001974078-25-000484
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144/A: Issuer Information

Name of Issuer	RAYMOND JAMES FINANCIAL INC
SEC File Number	001-09109
Address of Issuer	880 CARILLON PKWY ST PETERSBURG FLORIDA 33716
Phone	727-567-1000
Name of Person for Whose Account the Securities are To Be Sold	REILLY PAUL C
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer
Relationship to Issuer	Director

144/A: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Raymond James & Associates 880 Carillon Parkway St. Petersburg FL 33716	130687	21321334.34	196673933	12/15/2025	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144/A: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	11/30/2024	Time Based RSU	Issuer			5178	11/30/2024	Time Based RSU
Common	11/30/2024	Time Based RSU	Issuer			2457	11/30/2024	Time Based RSU
Common	12/15/2025	Performance RSU	Issuer			103492	12/15/2025	Performance RSU
Common	12/15/2025	Time Based RSU	Issuer			19560	12/15/2025	Time Based RSU

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144/A: Securities Sold During The Past 3 Months

Nothing to Report

144/A: Remarks and Signature

Remarks	Reilly, 71, confident in the company and management, currently intends to maintain approximately the same ownership level during his Board service.
Date of Notice	12/15/2025
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	Maressia Rooks-Bailey, as duly authorized representative of Raymond James & Associates, Inc., as attorney-in-fact for Paul C. Reilly
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)