Welcome to our dedicated page for Raymond James SEC filings (Ticker: RJF), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Raymond James Financial filings document the regulatory record of a diversified financial services company with common stock listed on the New York Stock Exchange. Its 8-K reports furnish quarterly results, financial supplements, earnings presentations and Regulation FD operating data tied to client assets, fee-based accounts, bank loans, cash sweep programs, investment banking conditions and capital ratios.
Proxy and annual-meeting filings cover board elections, executive compensation votes, equity incentive plans, employee stock purchase plans and auditor ratification. Other securities filings address capital-structure matters, including exchange removal and registration withdrawal for depositary shares representing an interest in Series B preferred stock, as well as material-event disclosures and shareholder voting outcomes.
RAYMOND JAMES FINANCIAL INC insider Thomas A. James filed an initial Form 3 reporting his beneficial ownership in the company’s securities. He is identified as a ten percent owner and lists several indirect holdings of common stock through family-related accounts and entities.
The filing reports 162,730 shares of common stock held indirectly through a spouse and 745 shares held indirectly through an Employee Stock Ownership Plan account as of June 16, 2026. It also discloses 17,459,133 shares held indirectly by the Thomas A. James Family Revocable Trust, 1,500,000 shares held by TA James Ventures Partnership, and 50,625 shares held by James Ventures, Inc.
In addition, James reports direct derivative interests in equity awards. These include 1,353 Restricted Stock Units, each tied to one share of common stock and associated cash in lieu of dividends, with an expiration date of December 15, 2026, and 1,352 Performance Restricted Stock Units linked to common stock with an expiration date of December 31, 2026.
Raymond James Financial reported strong May 2026 operating metrics, highlighted by record client assets under administration of $1.92 trillion, up 21% from May 2025 and 3% from April 2026. Management notes this growth was driven mainly by higher equity markets and net asset inflows.
Private Client Group assets under administration reached $1.85 trillion, up 22% year-over-year, with $1.16 trillion in fee-based accounts, a 27% increase. Financial assets under management rose 35% year-over-year to $342.7 billion, including $37 billion from the recently acquired Clark Capital Management Group.
Bank loans, net, were $55.3 billion, up 13% from a year earlier and roughly flat sequentially. Clients’ domestic cash sweep and Enhanced Savings Program balances totaled $55.8 billion, 3% higher than a year ago and stable versus April. The company cautions that this limited monthly data should not be assumed to correlate directly with earnings.
Raymond James Financial, Inc. used its 2026 Analyst & Investor Day to highlight long-term growth, diversification and capital strength across wealth management, banking, asset management and capital markets.
Net revenues grew from $2.9B in 2010 to $14.1B in 2025, with 153 consecutive profitable quarters and a business mix heavily driven by asset-based revenues. The Private Client Group now oversees about $1.7T in client assets, with 61% in fee-based programs, supporting more recurring revenue and higher pre-tax margins.
The firm emphasized balance sheet resilience, including a 24.0% total capital ratio, about $3.0B of corporate cash as of March 31, 2026, and strong credit ratings from Fitch, Moody’s and S&P. Bank Segment loans reached $55B with securities-based lending growing at a mid-teens compound rate and nonperforming assets at 0.27% of total assets.
Management also detailed more than $1.1B of annual technology spend focused largely on wealth management, expanding AI-enabled tools, advisor productivity and platform stability. Capital priorities remain consistent: investing in organic growth, selective acquisitions, a rising dividend and ongoing share repurchases while targeting adjusted pre-tax margins around 20% and adjusted returns on tangible common equity of at least 20%.
Raymond James Financial released selected operating data for April 2026, showing continued growth in client assets and fee-based business. Management cautions that this limited monthly data should not be directly linked to near-term earnings.
Client assets under administration reached a record $1.87 trillion, up 22% from April 2025 and 6% from March 2026, helped by higher equity markets and net inflows. Private Client Group assets under administration were $1.80 trillion, also up 22% year-over-year and 6% sequentially, while fee-based PCG assets grew 28% year-over-year and 7% over the prior month to $1.12 trillion.
Financial assets under management were $298.6 billion, increasing 22% year-over-year and 6% sequentially, and bank loans, net, were $55.4 billion, up 14% year-over-year and 1% from March 2026. Clients’ domestic cash sweep and Enhanced Savings Program balances were $55.6 billion, flat year-over-year but down 4% sequentially, mainly due to quarterly fee billings and seasonal tax payments.
Raymond James Financial, Inc. declared a quarterly cash dividend of $0.54 per share on its common stock. The dividend will be paid on July 15, 2026 to shareholders who are on record as of July 1, 2026.
The company describes itself as a leading diversified financial services firm serving individuals, corporations and municipalities, and reports total client assets of $1.76 trillion. The disclosure also reminds investors that statements about future shareholder distributions are forward-looking and subject to risks and uncertainties.
Raymond James Financial Inc. files a Form 13F-HR reporting institutional holdings as the primary reporting manager. The report lists 13,521 portfolio entries with a total market value of $324,416,575,258. The filing names 13 other included managers and states a change in reporting practice beginning with the quarter ending December 31, 2024, with subsidiaries filing separately as appropriate.
Raymond James Financial reported solid growth for the quarter ended March 31, 2026. Total revenues rose to $4,262 million from $3,845 million, while net revenues reached $3,859 million. Net income increased to $544 million, with diluted EPS of $2.72 versus $2.36 a year earlier.
Total assets climbed to $91,944 million as of March 31, 2026, driven by bank loans, which grew to $54,833 million. Bank deposits increased to $62,423 million, and operating cash flow for the first six months was $1,089 million. The firm redeemed its preferred stock, completed the GreensLedge acquisition, and closed the Clark Capital deal shortly after quarter-end, adding goodwill and new fee-based businesses.
Raymond James Financial Inc ownership disclosure: Vanguard Capital Management reports beneficial ownership of 13,062,357 shares of Common Stock, representing 6.62% of the class. The filing lists sole dispositive power over 13,062,357 shares and sole voting power for 1,703,664 shares. The filing identifies affiliates and business divisions that exercise voting or dispositive power on behalf of clients and is signed on 04/30/2026.
Raymond James Financial reported record fiscal second quarter 2026 results, highlighted by strong revenue and earnings growth. Net revenues reached $3.86 billion, up 13% from a year earlier and 3% sequentially, driven mainly by a 17% increase in asset management and related administrative fees to $2.02 billion and higher investment banking and brokerage revenues.
Net income available to common shareholders was $542 million, or $2.72 per diluted share, up 10% year over year, while adjusted diluted EPS was $2.83. For the first six months, net revenues were $7.59 billion, up 9%, with diluted EPS of $5.51 and adjusted diluted EPS of $5.69, both up 6%. Annualized return on common equity was 17.3% for the quarter and 17.7% year-to-date, with adjusted return on tangible common equity of 20.9%.
The Private Client Group delivered record quarterly net revenues of $2.81 billion and strong domestic net new assets of $23.0 billion, supporting client assets under administration of $1.76 trillion. The Bank segment reported record net loans of $54.8 billion, 14% above March 2025, and a net interest margin of 2.81%. Management noted robust advisor recruiting, a strong investment banking pipeline, and continued investment in technology, including AI integration.
The Vanguard Group filed Amendment No. 14 to a Schedule 13G/A stating it beneficially owns 0 shares of Raymond James Financial Inc. common stock after an internal realignment. The filing cites an internal reorganization effective January 12, 2026 and is signed on 03/27/2026.
The amendment explains certain Vanguard subsidiaries and business divisions will report ownership separately in reliance on SEC Release No. 34-39538, and that The Vanguard Group, Inc. no longer is deemed to beneficially own securities held by those entities.