Welcome to our dedicated page for RAYMOND JAMES FINANCIAL SEC filings (Ticker: RJF), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Raymond James Financial filings document the regulatory record of a diversified financial services company with common stock listed on the New York Stock Exchange. Its 8-K reports furnish quarterly results, financial supplements, earnings presentations and Regulation FD operating data tied to client assets, fee-based accounts, bank loans, cash sweep programs, investment banking conditions and capital ratios.
Proxy and annual-meeting filings cover board elections, executive compensation votes, equity incentive plans, employee stock purchase plans and auditor ratification. Other securities filings address capital-structure matters, including exchange removal and registration withdrawal for depositary shares representing an interest in Series B preferred stock, as well as material-event disclosures and shareholder voting outcomes.
Raymond James Financial, Inc. (RJF) reported two corporate actions. The Board of Directors appointed William (Will) W. Weatherford, managing partner of Weatherford Capital, as an independent director, effective December 15, 2026. He will serve on the Board’s Audit Committee and Risk Committee, and the Board size increases from 12 to 13 directors. Weatherford brings private investment and public-service experience, including leadership of Weatherford Capital and prior service as Speaker of the Florida House of Representatives.
The Board also declared a quarterly cash dividend of $0.54 per share on RJF common stock, payable on October 15, 2026 to shareholders of record on October 1, 2026. Raymond James describes itself as a diversified financial services company with $1.93 trillion in total client assets.
RAYMOND JAMES FINANCIAL INC (RJF) reported that Chief Admin Officer Bella Loykhter Allaire sold 7,500 shares of common stock in an open market transaction on August 28, 2026. The shares were sold at a weighted average price of $177.60, with individual sale prices ranging from $177.58 to $177.59. After the sale, she directly holds 46,086 shares and indirectly holds 1,300 shares through an Employee Stock Ownership Plan account.
RAYMOND JAMES FINANCIAL INC (RJF) received a notice under Rule 144 for a planned sale of its common stock. The securities are held for the account of officer Allaire Bella Loykhter, with Raymond James & Associates, Inc. listed in the securities information section.
The notice covers up to 7,500 shares of RJF common stock, with an aggregate market value of $1,331,925.00, and indicates a proposed sale date of 08/28/2026 on the NYSE. The filing also lists prior cash purchases from the issuer on 12/15/2025 and 11/30/2023.
RAYMOND JAMES FINANCIAL INC (RJF) reported that Chief Strategy Officer Tarek Helal moved 23,397 shares of common stock on August 20, 2026 as a bona fide gift transfer between personal accounts, described as for estate planning purposes. The filing lists indirect holdings of 81 shares via the Tarek Helal 2021 Gifting Trust and 577 shares through an Employee Stock Ownership Plan account. The transactions did not involve any open-market purchases or sales.
RAYMOND JAMES FINANCIAL INC (RJF) reported that Chief Operating Officer Scott A. Curtis made a bona fide gift of 1,000 shares of common stock on August 18, 2026. After this gift, he directly holds 191,418 common shares and indirectly holds 4,268 shares through his Employee Stock Ownership Plan (ESOP) account.
Raymond James Financial, Inc. (RJF) reported selected July 2026 operating metrics, highlighting continued growth in client assets and managed balances. Client assets under administration reached a record $1.93 trillion, up 17% year-over-year, driven by higher equity markets and net asset inflows and slightly above June levels.
Private Client Group assets under administration were $1,859.9 billion, up 17% from July 2025, while assets in fee-based accounts rose 21% to $1,155.1 billion. Financial assets under management increased 30% year-over-year to $344.6 billion. Bank loans, net, grew 13% year-over-year to $56.3 billion.
Clients’ domestic cash sweep and Enhanced Savings Program balances were $56.7 billion, up 3% year-over-year but down 4% from June, reflecting quarterly fee billings collected in July. The company noted that investment banking pipelines and client activity are robust, though the timing of deal closings remains uncertain.
Raymond James Financial Inc. reports institutional equity holdings on Form 13F-HR for the quarter ending June 30, 2026. Positions in Section 13(f) securities over which its subsidiaries exercise investment discretion are now consolidated under this parent filing, while subsidiaries with at least $100 million in such securities will file Form 13F-NT and identify Raymond James Financial as the other reporting manager.
The filing lists 13,837 reportable positions with a Form 13F Information Table Value Total of 368,944,058,179 dollars, and identifies 13 other included managers such as Raymond James & Associates, Eagle Asset Management Inc., and Carillon Tower Advisers, Inc.
Raymond James Financial, Inc. reported higher results for the three and nine months ended June 30, 2026. Quarterly total revenues were $4,362 million, up from $3,842 million a year earlier, led by asset management and related administrative fees of $2,075 million versus $1,733 million.
Net revenues after interest expense were $3,928 million, and quarterly net income was $595 million compared with $436 million, with diluted EPS of $3.01 versus $2.12. The firm recorded a bank loan provision benefit of $26 million versus a $15 million provision, while total non-interest expenses were $3,178 million, up from $2,835 million.
Total assets were $94,237 million, with bank loans, net, of $56,227 million, up from $51,567 million, funded in part by bank deposits of $63,319 million versus $58,897 million. Shareholders’ equity was $12,783 million. During the period the firm completed cash-funded acquisitions of GreensLedge Holdings and Clark Capital, recording goodwill of $131 million and approximately $305 million, and identifiable intangible assets of $31 million and approximately $330 million, respectively, and acquisition-related contingent consideration liabilities with a fair value of $180 million.
Raymond James Financial reports that Elwyn S. Tashtego, President, PCG, sold 10,000 shares of common stock in open-market transactions on July 28, 2026 at a weighted average price of $176.0552 per share (price range $176.00–$176.17). Following the sale, he directly holds 45,114 shares, plus indirect interests of 7,602 shares through an ESOP account and 75 shares each as UTMA custodian for his daughter and son, for which he disclaims beneficial ownership.
Raymond James Financial has a holder planning to sell 10,000 shares of its common stock through Raymond James & Associates on the NYSE on or after July 28, 2026, with a reported aggregate value of $1,760,550. The shares to be sold were originally acquired from the issuer via RSU awards on several dates in 2024–2025, in amounts including 3,766, 2,413, 1,809, 1,135 and 955 shares.