Raymond James holder plans sale of 10,000 shares

Raymond James Financial has a holder planning to sell 10,000 shares of its common stock through Raymond James & Associates on the NYSE on or after July 28, 2026, with a reported aggregate value of $1,760,550.

Accepted by SEC EDGAR 07/28/2026 - 04:49 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

Raymond James Financial has a holder planning to sell 10,000 shares of its common stock through Raymond James & Associates on the NYSE on or after July 28, 2026, with a reported aggregate value of $1,760,550. The shares to be sold were originally acquired from the issuer via RSU awards on several dates in 2024–2025, in amounts including 3,766, 2,413, 1,809, 1,135 and 955 shares.

Key Figures

Shares to be sold: 10,000 shares Aggregate value: $1,760,550.00 Planned sale date: 07/28/2026 +5 more

8 metrics

Shares to be sold 10,000 shares Planned sale of common stock on NYSE

Aggregate value $1,760,550.00 Reported value for 10,000 common shares

Planned sale date 07/28/2026 Anticipated date for proposed sale on NYSE

RSU acquisition 1 3,766 shares RSU from issuer dated 01/02/2025

RSU acquisition 2 1,809 shares RSU from issuer dated 12/15/2024

RSU acquisition 3 955 shares RSU from issuer dated 11/30/2024

RSU acquisition 4 2,413 shares RSU from issuer dated 11/30/2024

RSU acquisition 5 1,135 shares RSU from issuer dated 11/22/2024

Key Terms

Form 144, RSU, Securities To Be Sold

3 terms

Form 144 regulatory

"144: Securities To Be Sold"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

RSU financial

"Common | 01/02/2025 | RSU | ISSUER"

Restricted stock units (RSUs) are a form of company shares given to employees as part of their compensation, usually with certain restrictions or conditions, such as remaining with the company for a set period. When these restrictions lift, employees receive actual shares that they can sell or hold. For investors, RSUs can impact a company's stock supply and reflect the company's commitment to attracting and retaining talent.

Securities To Be Sold regulatory

"144: Securities To Be Sold"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What stock sale is disclosed for Raymond James Financial (RJF)?

A holder plans to sell 10,000 shares of Raymond James Financial common stock through Raymond James & Associates on the NYSE, with a reported aggregate value of $1,760,550.

When is the planned sale of Raymond James Financial (RJF) shares expected?

The filing lists an anticipated sale date of July 28, 2026 for the 10,000 Raymond James Financial common shares to be sold on the NYSE through Raymond James & Associates.

How were the Raymond James Financial (RJF) shares to be sold originally acquired?

The shares were acquired from the issuer through RSU awards, with acquisition dates including 11/22/2024, 11/30/2024, 12/15/2024, and 01/02/2025, in multiple grant sizes.

What RSU grant sizes are listed for Raymond James Financial (RJF)?

The filing lists RSU-related acquisitions of 3,766, 2,413, 1,809, 1,135, and 955 shares of Raymond James Financial common stock from the issuer on specified dates in 2024 and 2025.

On which exchange will the Raymond James Financial (RJF) shares be sold?

The 10,000 Raymond James Financial common shares are planned to be sold on the NYSE through Raymond James & Associates, as indicated in the Form 144 information.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001601145
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	RAYMOND JAMES FINANCIAL INC
SEC File Number	001-09109
Address of Issuer	880 CARILLON PKWY ST PETERSBURG FLORIDA 33716
Phone	727-567-1000
Name of Person for Whose Account the Securities are To Be Sold	Elwyn Tashtego S
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Raymond James & Associates 880 Carillon Parkway St. Petersburg FL 33716	10000	1760550.00	194883034	07/28/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	01/02/2025	RSU	ISSUER			3766	01/02/2025	N/A
Common	12/15/2024	RSU	ISSUER			1809	12/15/2024	N/A
COMMON	11/30/2024	RSU	ISSUER			955	11/30/2024	N/A
COMMON	11/30/2024	RSU	ISSUER			2413	11/30/2024	N/A
COMMON	11/22/2024	RSU	ISSUER			1135	11/22/2024	N/A

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks
Date of Notice	07/28/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	Melissa Fisher, as duly authorized representative of Raymond James & Associates, Inc., as attorney-in-fact for Tashtego Elwyn
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)