Raymond James Financial, Inc. 8-K Filings

Raymond James Financial, Inc. (RJF) reported selected July 2026 operating metrics, highlighting continued growth in client assets and managed balances. Client assets under administration reached a record $1.93 trillion, up 17% year-over-year, driven by higher equity markets and net asset inflows and slightly above June levels.

Private Client Group assets under administration were $1,859.9 billion, up 17% from July 2025, while assets in fee-based accounts rose 21% to $1,155.1 billion. Financial assets under management increased 30% year-over-year to $344.6 billion. Bank loans, net, grew 13% year-over-year to $56.3 billion.

Clients’ domestic cash sweep and Enhanced Savings Program balances were $56.7 billion, up 3% year-over-year but down 4% from June, reflecting quarterly fee billings collected in July. The company noted that investment banking pipelines and client activity are robust, though the timing of deal closings remains uncertain.

Raymond James Financial, Inc. reported record fiscal third-quarter 2026 net revenues of $3,928 million and net income available to common shareholders of $595 million, or $3.01 per diluted share, up 16% and 42% from the prior-year quarter, respectively. Adjusted net income was $620 million, or $3.14 per diluted share. For the first nine months of fiscal 2026, diluted EPS was $8.52 and adjusted diluted EPS was $8.83, both at record levels and up double digits year over year. Annualized return on common equity was 18.8% and annualized adjusted return on tangible common equity was 23.5%.

The Private Client Group generated record quarterly net revenues of $2,841 million and pre-tax income of $423 million, supported by domestic net new assets of $21.7 billion and record fee-based assets of $1,153.8 billion. Client assets under administration reached a record $1,922.4 billion, while financial assets under management grew to $345.0 billion, including $36 billion from the Clark Capital acquisition. The Bank segment delivered record pre-tax income of $206 million, with net bank loans at $56.2 billion and strong credit quality. During the quarter, Raymond James repurchased $400 million of common stock and ended with a total capital ratio of 22.5% and a tier 1 leverage ratio of 11.7%.

Raymond James Financial reported strong May 2026 operating metrics, highlighted by record client assets under administration of $1.92 trillion, up 21% from May 2025 and 3% from April 2026. Management notes this growth was driven mainly by higher equity markets and net asset inflows.

Private Client Group assets under administration reached $1.85 trillion, up 22% year-over-year, with $1.16 trillion in fee-based accounts, a 27% increase. Financial assets under management rose 35% year-over-year to $342.7 billion, including $37 billion from the recently acquired Clark Capital Management Group.

Bank loans, net, were $55.3 billion, up 13% from a year earlier and roughly flat sequentially. Clients’ domestic cash sweep and Enhanced Savings Program balances totaled $55.8 billion, 3% higher than a year ago and stable versus April. The company cautions that this limited monthly data should not be assumed to correlate directly with earnings.

Raymond James Financial, Inc. used its 2026 Analyst & Investor Day to highlight long-term growth, diversification and capital strength across wealth management, banking, asset management and capital markets.

Net revenues grew from $2.9B in 2010 to $14.1B in 2025, with 153 consecutive profitable quarters and a business mix heavily driven by asset-based revenues. The Private Client Group now oversees about $1.7T in client assets, with 61% in fee-based programs, supporting more recurring revenue and higher pre-tax margins.

The firm emphasized balance sheet resilience, including a 24.0% total capital ratio, about $3.0B of corporate cash as of March 31, 2026, and strong credit ratings from Fitch, Moody’s and S&P. Bank Segment loans reached $55B with securities-based lending growing at a mid-teens compound rate and nonperforming assets at 0.27% of total assets.

Management also detailed more than $1.1B of annual technology spend focused largely on wealth management, expanding AI-enabled tools, advisor productivity and platform stability. Capital priorities remain consistent: investing in organic growth, selective acquisitions, a rising dividend and ongoing share repurchases while targeting adjusted pre-tax margins around 20% and adjusted returns on tangible common equity of at least 20%.

Raymond James Financial released selected operating data for April 2026, showing continued growth in client assets and fee-based business. Management cautions that this limited monthly data should not be directly linked to near-term earnings.

Client assets under administration reached a record $1.87 trillion, up 22% from April 2025 and 6% from March 2026, helped by higher equity markets and net inflows. Private Client Group assets under administration were $1.80 trillion, also up 22% year-over-year and 6% sequentially, while fee-based PCG assets grew 28% year-over-year and 7% over the prior month to $1.12 trillion.

Financial assets under management were $298.6 billion, increasing 22% year-over-year and 6% sequentially, and bank loans, net, were $55.4 billion, up 14% year-over-year and 1% from March 2026. Clients’ domestic cash sweep and Enhanced Savings Program balances were $55.6 billion, flat year-over-year but down 4% sequentially, mainly due to quarterly fee billings and seasonal tax payments.

Raymond James Financial, Inc. declared a quarterly cash dividend of $0.54 per share on its common stock. The dividend will be paid on July 15, 2026 to shareholders who are on record as of July 1, 2026.

The company describes itself as a leading diversified financial services firm serving individuals, corporations and municipalities, and reports total client assets of $1.76 trillion. The disclosure also reminds investors that statements about future shareholder distributions are forward-looking and subject to risks and uncertainties.

Raymond James Financial reported record fiscal second quarter 2026 results, highlighted by strong revenue and earnings growth. Net revenues reached $3.86 billion, up 13% from a year earlier and 3% sequentially, driven mainly by a 17% increase in asset management and related administrative fees to $2.02 billion and higher investment banking and brokerage revenues.

Net income available to common shareholders was $542 million, or $2.72 per diluted share, up 10% year over year, while adjusted diluted EPS was $2.83. For the first six months, net revenues were $7.59 billion, up 9%, with diluted EPS of $5.51 and adjusted diluted EPS of $5.69, both up 6%. Annualized return on common equity was 17.3% for the quarter and 17.7% year-to-date, with adjusted return on tangible common equity of 20.9%.

The Private Client Group delivered record quarterly net revenues of $2.81 billion and strong domestic net new assets of $23.0 billion, supporting client assets under administration of $1.76 trillion. The Bank segment reported record net loans of $54.8 billion, 14% above March 2025, and a net interest margin of 2.81%. Management noted robust advisor recruiting, a strong investment banking pipeline, and continued investment in technology, including AI integration.

Raymond James Financial released selected operating data for February 2026, showing continued growth across key wealth and asset metrics. Client assets under administration reached a record $1.83 trillion, up 16% from a year earlier, mainly from higher equity markets and net inflows.

Private Client Group assets under administration rose 16% year-over-year to $1.76 trillion, while assets in fee-based accounts increased 21% to $1.08 trillion, supported by strong advisor recruiting. Financial assets under management grew 16% to $292.5 billion.

Bank loans, net, increased 13% year-over-year to $54.0 billion. Clients’ domestic cash sweep and Enhanced Savings Program balances were $54.6 billion, down 4% from February 2025 and 1% from January 2026. Investment banking revenues for the first two months of the current quarter are approximately 5% above the prior-year comparable period.

Raymond James Financial, Inc. reported the results of its 2026 Annual Meeting of Shareholders and declared a quarterly cash dividend. Shareholders elected twelve directors, each receiving a clear majority of votes cast, with broker non-votes of 23,954,132 reported for the director elections.

Shareholders approved, on an advisory non-binding basis, the compensation of named executive officers with 94.74% of votes cast in favor. They also approved the Amended and Restated 2012 Stock Incentive Plan and the Amended and Restated 2003 Employee Stock Purchase Plan with 95.32% and 99.39% support, respectively.

In addition, shareholders ratified the appointment of KPMG LLP as independent registered public accounting firm for the fiscal year ending September 30, 2026, with 95.37% of votes cast in favor. The Board declared a quarterly cash dividend of $0.54 per share, payable April 15, 2026 to shareholders of record on April 1, 2026.

Raymond James Financial reported strong January 2026 operating trends, highlighted by record client assets under administration of $1.80 trillion, up 13% from January 2025 and 2% from December 2025, driven mainly by higher equity markets and net asset inflows.

Private Client Group assets under administration reached $1.74 trillion, up 14% year-over-year and 2% sequentially, while fee-based PCG assets rose 18% year-over-year to $1.06 trillion. Financial assets under management increased 14% to $286.4 billion and bank loans grew 13% to $53.8 billion. Clients’ domestic cash sweep and Enhanced Savings Program balances declined to $55.0 billion, down 4% year-over-year and 5% from December, reflecting seasonal fee collections and client reinvestment. The company noted that this limited operating data should not be assumed to correlate consistently with earnings.

Raymond James Financial, Inc. furnished an update on its operations by providing materials for its fiscal first quarter ended December 31, 2025. The company submitted an earnings press release, a detailed financial supplement, and an earnings presentation as exhibits to this report.

These materials describe the company’s financial results and condition for the quarter and are incorporated by reference as Exhibits 99.1, 99.2, and 99.3. The information is being furnished rather than filed, meaning it is not automatically subject to certain liability provisions of the Securities Exchange Act or incorporated into other regulatory filings unless specifically stated.

Raymond James Financial reported that it has entered into a definitive agreement to acquire all outstanding shares of Clark Capital Management Group, Inc., described as a leading asset management firm focused on wealth-oriented solutions. This move expands Raymond James’ presence in asset management and adds capabilities aimed at serving wealth-focused clients.

The agreement was announced on January 15, 2026. A related press release with additional details is referenced as Exhibit 99.1 to the report.

Raymond James Financial, Inc. furnished a current report to share that it issued a press release with its operating data for November 2025. The press release, dated December 17, 2025, is attached as Exhibit 99.1 and is incorporated herein by reference.

The company states that this information is being "furnished" rather than "filed" under securities laws, so it is not subject to certain Section 18 liability provisions and will only be incorporated into other SEC filings if specifically stated. The report also includes the cover page interactive data file as Exhibit 104.

Raymond James Financial reported that its board declared a quarterly dividend of $0.54 per share on its common stock, payable on January 16, 2026 to shareholders of record on January 2, 2026. The board also declared a quarterly cash dividend of $0.3984375 per depositary share of its 6.375% Fixed-to-Floating Rate Series B Non-Cumulative Perpetual Preferred Stock, payable January 1, 2026 to holders of record on December 15, 2025.

In addition, the board authorized repurchases of the company’s common stock in an aggregate amount of up to $2 billion. This new authorization replaces the prior $1.5 billion program announced on December 3, 2024, under which about $105 million remained as of December 2, 2025. Repurchases may be made from time to time in the open market, in privately negotiated transactions, or otherwise, and the authorization has no fixed expiration date and may be suspended or discontinued at any time.

Raymond James Financial, Inc. announced that it will redeem all 80,500 outstanding shares of its 6.375% Fixed-to-Floating Rate Series B Non-Cumulative Perpetual Preferred Stock on January 2, 2026. Each related depositary share, which represents a 1/40th interest in a share of this Series B preferred stock, will also be redeemed. After this redemption date, no Series B preferred shares or related depositary shares will remain outstanding, meaning this class of preferred equity will be fully retired.

Raymond James Financial, Inc. (RJF) filed a current report to announce that it has furnished a press release with operating data for October 2025. The press release, dated November 19, 2025, is attached as Exhibit 99.1 and provides monthly operating metrics for the company.

The company notes that this information, including the exhibits, is being furnished under Regulation FD and is not deemed filed for purposes of Section 18 of the Securities Exchange Act of 1934. The report is signed on behalf of the company by Chief Financial Officer Jonathan W. Oorlog, Jr.

Raymond James Financial (RJF) furnished an 8-K announcing it released results for the fiscal fourth quarter and year ended September 30, 2025. The company attached a press release, a financial supplement, and an earnings presentation as Exhibits 99.1, 99.2, and 99.3.

The materials are being furnished, not filed, under the Exchange Act, and are incorporated by reference as stated. The report was signed by the Chief Financial Officer on October 22, 2025.

Raymond James Financial, Inc. filed a current report to share that it has released operating data for August 2025. On September 24, 2025, the company issued a press release, which is attached as Exhibit 99.1 and incorporated by reference for the detailed figures.

The information in this report, including the press release, is being furnished under Regulation FD rather than filed, which means it is not subject to certain liability provisions of the Exchange Act and is not automatically incorporated into other SEC filings unless specifically stated.

Raymond James Financial, Inc. disclosed a material event reporting the execution of a Second Amended and Restated Credit Agreement dated September 23, 2025. The agreement parties listed in the filing are Raymond James Financial, Inc., Raymond James & Associates, Inc., the lenders party thereto and Bank of America, N.A. The filing includes a cover page interactive data file and is signed by Jonathan W. Oorlog, Jr., Chief Financial Officer.

Raymond James Financial, Inc. disclosed documentation related to a securities transaction and supporting exhibits. The filing lists depositary shares representing a 1/40th interest in a share of 6.375% Fixed-to-Floating Rate Series B Non-Cumulative Perpetual Preferred Stock and an Underwriting Agreement dated September 9, 2025. It references the original Indenture dated August 10, 2009, and Tenth and Eleventh Supplemental Indentures dated September 11, 2025. Forms of 4.900% Senior Notes due 2035 and 5.650% Senior Notes due 2055 are included as exhibits, together with legal opinions and consents, a September 9, 2025 press release, and embedded interactive cover page data. The filing is signed by CFO Jonathan W. Oorlog, Jr.

Raymond James Financial, Inc. reported a material event in an 8-K dated August 20, 2025 announcing that its Board declared a quarterly cash dividend of $0.3984375 per depositary share on its 6.375% Fixed-to-Floating Rate Series B Non-Cumulative Perpetual Preferred Stock (NYSE: RJF PrB). The dividend is payable October 1, 2025 to holders of record on September 15, 2025. The press release announcing the declaration is furnished as Exhibit 99.1 and is incorporated by reference into the report. The filing notes the exhibit is being "furnished" and not "filed" for purposes of Section 18 of the Exchange Act.

Raymond James Financial, Inc. filed a current report to furnish a press release containing its operating data for July 2025. The company states that this information, dated August 20, 2025 and attached as Exhibit 99.1, is provided under Regulation FD to ensure fair disclosure to all investors. The exhibit is incorporated by reference in this report but is expressly described as being “furnished,” not “filed,” which means it is not subject to certain liability provisions of the securities laws.

The report also confirms that Raymond James’ common stock and certain depositary shares continue to trade on the New York Stock Exchange under the symbols RJF and RJF PrB. The filing is signed on behalf of the company by its Chief Financial Officer, Jonathan W. Oorlog, Jr.