Raymond James Financial 8-K shares October 2025 operating metrics

Rhea-AI Filing Summary

Raymond James Financial, Inc. (RJF) filed a current report to announce that it has furnished a press release with operating data for October 2025. The press release, dated November 19, 2025, is attached as Exhibit 99.1 and provides monthly operating metrics for the company.

The company notes that this information, including the exhibits, is being furnished under Regulation FD and is not deemed filed for purposes of Section 18 of the Securities Exchange Act of 1934. The report is signed on behalf of the company by Chief Financial Officer Jonathan W. Oorlog, Jr.

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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C.  20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

November 19, 2025

Date of Report (date of earliest event reported)

RAYMOND JAMES FINANCIAL, INC.

(Exact name of registrant as specified in its charter)

Florida

1-9109

59-1517485

(State or other jurisdiction of incorporation)

(Commission File Number)

(I.R.S. Employer Identification No.)

880 Carillon Parkway

St. Petersburg

Florida

33716

(Address of principal executive offices)

(Zip Code)

(727) 567-1000

(Registrant’s telephone number, including area code)

None

(Former name or former address, if changed since last report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

☐  Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐  Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐  Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐  Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Exchange Act:

Title of each class			Trading Symbol(s)			Name of each exchange on which registered
Common Stock, $.01 par value			RJF			New York Stock Exchange
Depositary Shares, Each Representing a 1/40th Interest in a Share of 6.375% Fixed-to-Floating Rate Series B Non-Cumulative Perpetual Preferred Stock			RJF PrB			New York Stock Exchange

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act (17 CFR 230.405) or Rule 12b-2 of the Exchange Act (17 CFR 240.12b-2).

Emerging growth company ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.

☐

Item 7.01 Regulation FD Disclosure

On November 19, 2025, Raymond James Financial, Inc. (the “Company”) issued a press release to disclose its operating data for October 2025. A copy of this press release is attached to this Current Report as Exhibit 99.1 and is incorporated herein by reference.

The information in this Current Report, including any exhibits hereto, is being “furnished” and shall not be deemed to be “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, or otherwise subject to the liabilities of that section, nor shall it be deemed incorporated by reference into any filing of the Company with the Securities and Exchange Commission, whether made before or after the date hereof, regardless of any general incorporation language in such filings (unless the Company specifically states that the information or exhibit in this particular report is incorporated by reference).

Item 9.01 Financial Statements and Exhibits

(d) Exhibits. The following are filed as exhibits to this report:

Exhibit No.

99.1 Press release, dated November 19, 2025, issued by Raymond James Financial, Inc.

104 Cover Page Interactive Data File (embedded within the Inline XBRL document).

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

			RAYMOND JAMES FINANCIAL, INC.
Date: November 19, 2025			By:			/s/ Jonathan W. Oorlog, Jr.
						Jonathan W. Oorlog, Jr.
						Chief Financial Officer

FAQ

What did Raymond James Financial (RJF) announce in this 8-K filing?

Raymond James Financial, Inc. reported that it has furnished a press release containing operating data for October 2025 as part of this 8-K. The press release is included as Exhibit 99.1.

Which period does the new operating data for RJF cover?

The operating data disclosed by Raymond James Financial, Inc. in the attached press release covers the month of October 2025.

How is the October 2025 operating data for RJF treated under SEC rules?

The operating data and related press release are being furnished, not filed, under Regulation FD. This means they are not deemed filed for purposes of Section 18 of the Exchange Act of 1934.

Where can investors find the detailed October 2025 operating metrics for RJF?

Investors can find the detailed operating metrics in the press release dated November 19, 2025, which is attached to the report as Exhibit 99.1.

Who signed the Raymond James Financial November 19, 2025 8-K report?

The report was signed on behalf of Raymond James Financial, Inc. by Jonathan W. Oorlog, Jr., the company’s Chief Financial Officer, dated November 19, 2025.

What exhibits are included with this RJF 8-K filing?

The filing includes Exhibit 99.1, a press release dated November 19, 2025 with October 2025 operating data, and Exhibit 104, the cover page interactive data file embedded within the Inline XBRL document.